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American Academy of Pediatrics
Article

Unmet Rehabilitation Needs After Hospitalization for Traumatic Brain Injury

Molly M. Fuentes, Jin Wang, Juliet Haarbauer-Krupa, Keith Owen Yeates, Dennis Durbin, Mark R. Zonfrillo, Kenneth M. Jaffe, Nancy Temkin, David Tulsky, Hilary Bertisch and Frederick P. Rivara
Pediatrics May 2018, 141 (5) e20172859; DOI: https://doi.org/10.1542/peds.2017-2859
Molly M. Fuentes
aDepartments of Rehabilitation Medicine,
bThe Harborview Injury Prevention and Research Center, Seattle, Washington;
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Jin Wang
bThe Harborview Injury Prevention and Research Center, Seattle, Washington;
cPediatrics,
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Juliet Haarbauer-Krupa
dNational Center for Injury Prevention and Control, Centers for Disease Control and Prevention, Atlanta, Georgia;
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Keith Owen Yeates
eDepartment of Psychology, University of Calgary, Hotchkiss Brain Institute, and Alberta Children’s Hospital Research Institute, Calgary, Alberta, Canada;
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Dennis Durbin
fDivision of Emergency Medicine and
gCenter for Injury Research and Prevention, The Children’s Hospital of Philadelphia, Philadelphia, Pennsylvania;
hDepartment of Pediatrics, Perelman School of Medicine, University of Pennsylvania, Philadelphia, Pennsylvania;
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Mark R. Zonfrillo
iDepartments of Pediatrics and
jEmergency Medicine, Hasbro Children’s Hospital and Warren Alpert Medical School, Brown University, Providence, Rhode Island;
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Kenneth M. Jaffe
aDepartments of Rehabilitation Medicine,
bThe Harborview Injury Prevention and Research Center, Seattle, Washington;
cPediatrics,
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Nancy Temkin
bThe Harborview Injury Prevention and Research Center, Seattle, Washington;
kNeurological Surgery and Biostatistics, University of Washington, Seattle, Washington;
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David Tulsky
lDepartments of Physical Therapy and
mPsychological and Brain Sciences and
nCenter for Health Assessment Research and Translation, University of Delaware, Newark, Delaware; and
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Hilary Bertisch
oRusk Rehabilitation, School of Medicine, New York University, New York, New York
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Frederick P. Rivara
bThe Harborview Injury Prevention and Research Center, Seattle, Washington;
cPediatrics,
pEpidemiology, and
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Abstract

OBJECTIVES: In this study, we describe unmet service needs of children hospitalized for traumatic brain injury (TBI) during the first 2 years after injury and examine associations between child, family, and injury-related characteristics and unmet needs in 6 domains (physical therapy, occupational therapy, speech therapy, mental health services, educational services, and physiatry).

METHODS: Prospective cohort study of children age 8 to 18 years old admitted to 6 hospitals with complicated mild or moderate to severe TBI. Service need was based on dysfunction identified via parent-report compared with retrospective baseline at 6, 12, and 24 months. Needs were considered unmet if the child had no therapy services in the previous 4 weeks, no physiatry services since the previous assessment, or no educational services since injury. Analyses were used to compare met and unmet needs for each domain and time point. Generalized multinomial logit models with robust SEs were used to assess factors associated with change in need from pre-injury baseline to each study time point.

RESULTS: Unmet need varied by injury severity, time since injury, and service domain. Unmet need was highest for physiatry, educational services, and speech therapy. Among children with service needs, increased time after TBI and complicated mild TBI were associated with a higher likelihood of unmet rather than met service needs.

CONCLUSIONS: Children hospitalized for TBI have persistent dysfunction with unmet needs across multiple domains. After initial hospitalization, children with TBI should be monitored for functional impairments to improve identification and fulfillment of service needs.

  • Abbreviations:
    cmTBI —
    complicated mild traumatic brain injury
    GCS —
    Glasgow Coma Scale
    IEP —
    individualized education plan
    Neuro-QoL —
    Quality of Life in Neurologic Disorders
    OT —
    occupational therapy
    PedsQL —
    Pediatric Quality of Life Inventory 4.0
    PROMIS —
    Patient-Reported Outcome Measure Information System
    PT —
    physical therapy
    PTSD —
    posttraumatic stress disorder
    ST —
    speech therapy
    TBI —
    traumatic brain injury
    TBI-QoL —
    Traumatic Brain Injury Quality of Life
    UCLA —
    University of California, Los Angeles
  • What’s Known on This Subject:

    Rehabilitation services help improve functional outcomes for children with traumatic brain injury (TBI). In previous studies, authors found that many children with TBI have unmet rehabilitation needs 12 months after injury, but these studies were conducted over 10 years ago.

    What This Study Adds:

    In this study, we show that children hospitalized for TBI have persistent unmet needs for rehabilitation and educational services in the 2 years post-TBI. Children with both complicated mild and moderate to severe TBI had unmet service needs.

    Children who sustain traumatic brain injuries (TBIs) can experience long-term impairments and disability across a variety of functional domains.1,2 Rehabilitation services can improve a child’s functional outcomes after TBI.3–5 However, less than half of children hospitalized with severe TBI receive rehabilitation services during their acute care admissions.6 Among children with Medicaid insurance who were hospitalized with TBI, 29% received outpatient rehabilitation therapies in the first year after TBI, and only 12% received outpatient rehabilitation in the second and third years after TBI.7

    Many children with TBI have need of, but do not receive, outpatient rehabilitation services. In previous studies, researchers have found that up to 31% of children hospitalized with TBI have unmet or unrecognized need for health care services 1 year after injury, with the level of need varying by type of service.8,9,– Slomine et al8 found that children with Medicaid insurance were more likely than children with private insurance to report unmet needs at 3 and 12 months after TBI; those with previous behavioral disorders were more likely than those without to have unmet need 3 months after injury. However, authors of the previous studies used single measures to identify dysfunction, and the use of and unmet need for educational services were not addressed. Additionally, the studies were conducted more than 10 years ago, indicating the need for additional research to determine if children continue to have unmet needs for services after TBI.

    In this study, we describe the unmet service needs during the first 2 years after injury of children who were hospitalized for TBI and examine the association between child, family, and injury-related characteristics and unmet needs in 6 specific service areas: physical therapy (PT), occupational therapy (OT), speech therapy (ST), mental health services, educational services, and physiatry services. We hypothesized that the proportion of children with unmet needs would rise with time after injury, and the greatest unmet need would be for services addressing cognitive and communication dysfunction. We additionally hypothesized that children with Medicaid insurance would have higher levels of unmet needs than children with private insurance. By characterizing risk factors for specific unmet service needs, providers may better identify children with needs for health services, and interventions may be developed to remove barriers to service delivery and use.

    Methods

    Study Population

    A prospective cohort of children hospitalized with TBI between March 2013 and February 2015 was assembled from 6 hospitals in the United States: Harborview Medical Center of the University of Washington in Seattle, Washington; Nationwide Children’s Hospital in Columbus, Ohio; Children’s Hospital of Philadelphia in Philadelphia, Pennsylvania; Children’s Hospital of Pittsburgh of the University of Pittsburgh Medical Center in Pittsburgh, Pennsylvania; Egleston Children’s Hospital in Atlanta, Georgia; and Texas Children’s Hospital in Houston, Texas. Postinjury interviews were conducted at 6, 12, and 24 months after injury by research staff at New York University Langone Medical Center. The institutional review board at each site approved the study procedures.

    Inclusion criteria for the study were children between 8 and 18 years of age at the time of injury and admission to a study hospital for treatment of a complicated mild traumatic brain injury (cmTBI), moderate TBI, or severe TBI within 30 days of injury. Children were excluded if they did not speak English, had penetrating TBI, sustained a spinal cord injury, had previous psychiatric hospitalization, or did not survive to hospital discharge.

    In this study, cmTBI was defined as a TBI in which the patient had a Glasgow Coma Scale (GCS) score of 13 to 15 on initial evaluation that returned to normal (GCS = 15) by 24 hours after injury, with the initial head computerized tomography scan revealing intracranial injury. Moderate and severe TBI were combined because of sample size and were defined as a TBI with a GCS score at 24 hours of <15 or a worst postresuscitation GCS score of <13.

    Assessments

    Research personnel approached the parents of eligible children during hospitalization or shortly after discharge for those with brief hospitalizations and requested parental consent and child assent. Baseline interviews with consenting families were conducted within 30 days of injury. In the baseline interview, researchers gathered information on demographic characteristics of the family, responding parent, second parent, and child’s pre-injury functional status using standardized assessments. Structured interviews with parents and children were conducted via telephone or online at 6, 12, and 24 months post-TBI. Parent proxy ratings were used for this analysis. Although many measures were collected,10 those used for this analysis included the following: the Pediatric Quality of Life Inventory 4.0 (PedsQL)11; Patient-Reported Outcome Measure Information System (PROMIS)12 Physical Functioning Mobility, Depression,13 and Anxiety13 item banks; Quality of Life in Neurologic Disorders (Neuro-QoL) Pediatric Applied Cognition scale,14 Traumatic Brain Injury Quality of Life (TBI-QoL) Executive Function and Communication item banks15; the University of California, Los Angeles (UCLA), Posttraumatic Stress Disorder (PTSD) Reaction Index16; and Family Assessment Device.17 Previous analysis has been conducted to demonstrate the psychometric validity of the pediatric and parent-proxy versions of the PROMIS, Neuro-QoL, and TBI-QoL item banks in a pediatric TBI sample.10 The Assessment Center data collection platform was used for data collection.18,19

    At each follow-up time point, parents indicated whether their child had received any of the following services since the injury: evaluation for a new learning disability or special education, new educational services (ie, placement in special education, individualized education plan [IEP], or Section 504 plan), rehabilitative therapies (speech-language, occupational, physical, or other) in a health care or school setting, mental health services, or specialty treatment by a physiatrist or rehabilitation medicine doctor.

    Measuring Dysfunction

    T-scores were used in many of the measures, such that 10 points represents a difference of 1 SD20; for the standardized measures, one-third of a SD generally correlates with a clinically meaningful difference. We conservatively used a score 10 points worse than the retrospectively assessed, pre-injury baseline to define dysfunction for the following domains: mobility, self-care, cognition, communication, behavior and/or mental health, and academics. The measures, dysfunction identified by each measure, and service need indicated by an area of dysfunction are shown in Table 1.

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    TABLE 1

    Measures Used to Identify Dysfunction and Service Need

    Defining Service Need

    Therapy services were defined as needed if there was dysfunction in a given domain. PT services were needed if the child had mobility dysfunction. OT services were needed for self-care dysfunction. Cognitive or communication dysfunction indicated a need for ST services. Mental health services were needed if a child had mental health dysfunction. Children were considered to have a need for educational services if they had academic, cognitive, or communication dysfunction. A need for physiatry services was based on the presence of dysfunction in at least 1 domain. Services were not considered needed if no dysfunction was identified in that domain (Table 1).

    Defining Need Categories

    Service need was divided into 3 categories: no need, met need, and unmet need. A service need was considered met if the child received the therapy service in a health care setting or at school within the 4 weeks before the interview. We assumed that the receipt of therapy services at least every 4 weeks was necessary to be considered ongoing therapy services. Physiatry needs were considered met if the child had seen a physiatrist or rehabilitation medicine specialist in the time since the previous interview. If children had received any new IEPs or Section 504 plans since the study began, they were considered to have had their educational service needs met. If a child had dysfunction in a domain and did not have his or her service need met for that domain, he or she was considered to have unmet need.

    Other Variables

    Demographic variables included age, sex, race, ethnicity, insurance status, highest educational level achieved by a parent, household income, and urban status of the household. Pre-existing conditions have been shown to influence health care use after TBI in previous research.8 For this study, preexisting conditions were classified as “brain-related” (previous TBI, learning disability, attention disorder, mental health disorder, headaches, epilepsy, or other neurologic problems) or “other” (birth defects, treatment of a chronic medical condition, hearing or visual impairment, sleep disturbance, or asthma). Previous therapy or educational service use was also recorded. Discharge disposition was dichotomized as either to home or inpatient rehabilitation.

    Data Analysis

    Baseline functioning and demographic variables were stratified by TBI severity. Dysfunction after injury at 6, 12, and 24 months was also stratified by TBI severity. Met and unmet needs were classified for each of the 6 service domains at each time point. Generalized multinomial logit models were used to assess the factors associated with the longitudinal change in status of need from pre-injury baseline to 6, 12, and 24 months after injury. The dependent variable in the model had 3 categories (no need, met need, and unmet need), but only unmet need versus met need is reported because we were particularly interested in the factors associated with unmet need among children who had need for services. Demographic, injury-related, and pre-injury status variables were included in the final model for each service domain if they were significantly associated with unmet need for that service domain in univariate analysis. To account for clustering by site, robust SEs were computed. Analyses were conducted separately for the 6 service domains needs. Analyses were conducted by using SAS version 9.3 (SAS Institute, Inc, Cary, NC) data analytic software.

    Results

    Study Population

    A total of 306 eligible parent-child dyads were approached, with 170 (55%) consenting to participate in the study. Follow-up rates for the parent surveys were 78%, 76%, and 63% at 6, 12, and 24 months, respectively. Study population characteristics are shown in Table 2. There were 123 children with cmTBI and 47 with moderate to severe TBI. The sample was composed mostly of male teenagers, predominantly non-Hispanic and white and living in urban areas. Those with more severe injuries were more likely to be from households making <$50 000 per year and to have received therapy service before TBI. Consistent with their more severe injury, children with moderate to severe TBI were more likely than those with cmTBI to receive rehabilitative services during acute care hospitalization and be discharged to inpatient rehabilitation units (Table 2).

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    TABLE 2

    Sample Characteristics at Baseline

    Dysfunction After TBI

    In all domains, children with more severe TBI were more likely than those with cmTBI to have parent-reported dysfunction. For children with moderate to severe TBI, the physical, cognitive, and academic domains were most affected, with over half those children having parent-reported dysfunction in each of these domains at each follow-up assessment. The academic, mental health, and cognitive domains were most affected in children with cmTBI, with parents rating over one-third of these children as having dysfunction at each time point in those domains. Among children with cmTBI, the reported rates of academic and self-care dysfunction increased with time since injury, whereas rates of physical, communication, and behavioral and/or mental health dysfunction decreased slightly (Table 3).

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    TABLE 3

    Dysfunction at 6, 12, and 24 Months After TBI

    Unmet Service Needs After TBI

    As shown in Fig 1, the proportion of children without need for services in a given domain remained relatively stable in the 2 years after injury, with the exception of an increasing need for educational services with increased time since injury. Unmet need was highest for physiatry and educational services. Children with moderate to severe TBI had greater levels of service need, both met and unmet, than those with cmTBI for all domains. Unmet need among children with moderate to severe TBI increased with time since injury for all service domains, with the greatest increase in unmet need for ST and educational services. This increase in unmet need over time was due to a decrease in met need and not a change in the proportion of children without needs.

    FIGURE 1
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    FIGURE 1

    Service needs after TBI hospitalization at 6, 12, and 24 months after injury. At 6 months, cmTBI n = 95, and moderate to severe TBI n = 37. At 12 months, cmTBI n = 90, and moderate to severe TBI n = 39. At 24 months, cmTBI n = 69, and moderate to severe TBI n = 3. A, PT. B, OT. C, ST. D, Mental health services. E, Educational services. F, Physiatry.

    Multivariate Analysis

    In Table 4, we show the factors independently associated with unmet need compared with met need in each service domain after adjustment for demographic, pre-injury status, and injury-related variables. Compared with 6 months after TBI, children 12 months after TBI were more likely to have unmet needs for OT and physiatry services, and at 24 months after TBI, they were more likely to have unmet needs for PT, ST, and physiatry services. Older age was associated with increased unmet need for ST services compared with the youngest group of children in the study. Children with cmTBI were proportionally more likely than those with moderate to severe TBI to have unmet needs for PT, OT, mental health services, educational services, and physiatry services. Children who had preexisting brain-related health conditions before TBI were less likely to have unmet need for mental health and educational services. Household income of ≥$50 000 was associated with less unmet need for PT and physiatry services compared with lower incomes. Children discharged to inpatient rehabilitation after acute hospitalization were less likely to have unmet need for ST services.

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    TABLE 4

    Factors Associated With Unmet Versus Met Service Need Across Domains Among Children With Dysfunction After TBI and Need for Services

    Discussion

    In this longitudinal multisite cohort study of children hospitalized for TBI, those with both moderate to severe TBI and cmTBI displayed impairments across functional domains, with elevated need for health care and educational services after injury. Overall, children with moderate to severe TBI had greater levels of service need, either met or unmet, than those with cmTBI for each domain. However, over 25% of children with cmTBI had unmet service need for ST, mental health services, educational services, and physiatry services at each time point. When controlling for other variables among children with service needs, those with cmTBI were more likely to have unmet needs compared with those with moderate to severe TBI for all service domains except ST. Children with moderate to severe TBI likely have more obvious functional impairments than those with milder injuries, and thus have their need for services more readily identified and met by their health care providers.

    Other child, family, and injury-related variables were independently associated with only certain service domains. Children ages 8 to 11 years old were more likely than adolescents to have their ST needs met. Children with preexisting conditions affecting the brain were more likely to have their post-TBI mental health and educational needs met than children without preexisting conditions. Children from households with incomes of ≥$50 000 were more likely than those from lower-income households to have their PT and physiatry needs met. When controlling for all other variables, including injury severity, children discharged to inpatient rehabilitation after hospitalization were more likely to receive ST services compared with those discharged to home.

    In general, in this study, we found a higher level of unmet need after pediatric TBI than in previous studies.8,9 We employed a broader definition of dysfunction and a narrower definition of the types of health services that would meet the needs of a child with dysfunction in the specific domains, and these differences may explain why we found increased unmet need for domain-specific services. Authors of a previous multicenter study defined dysfunction on the basis of a PedsQL scale score that was 2 SDs from the population norm,8 whereas we defined dysfunction as 10 points (1 SD from the population norm) different from the child’s baseline pre-injury scale score. Our definition of dysfunction was more liberal, but it allows children who have made progress but still remain below their previous baseline to be identified as having functional impairment and in need of services.

    In the current study, children with moderate to severe TBI showed increases in the proportion of unmet service needs across all domains from 6 to 24 months after injury. The levels of unmet need may have risen because after a period of time, children stopped therapy services, perhaps because the health care provider or family felt the child was no longer benefitting from the services or the family found treatment too costly, as found in a previous multicenter study, in which researchers specifically investigated reasons for unmet need.8 In a cohort study of early childhood TBI survivors, researchers found that at an average 6.8 years after injury, 69% of children had potential educational service needs.21 This is similar to the findings in our study of educational service need at 24 months postinjury, reinforcing the requirement for ongoing monitoring of children’s functional impairments and service needs years after TBI.

    Several study limitations may affect the interpretation of these results. Baseline, pre-injury functional status was reported shortly after the TBI and may have been affected by recall bias,22 affecting our determination of dysfunction in this study. However, authors of other studies similarly use a retrospective baseline,8,9 and by measuring the retrospective baseline before 1 month after injury, the “good old days” bias is minimized.22 Service need was determined solely by indication of dysfunction as defined by scores on a variety of parent rating scales; parents and health care providers or school personnel might determine service need differently. We did not collect data regarding parent-reported met versus unmet need, which would allow greater understanding of the barriers to accessing and using health care services experienced by children with TBI. Receipt of care from physicians other than physiatrists was not included in this analysis, so we do not know whether the children received coordination of their rehabilitation services from their primary care provider. However, given the TBI-specific care provided by physiatrists, we felt it important to understand how many children received physiatry services after TBI. Finally, in this study, we did not include children with limited English proficiency. In Washington state, only 26% of pediatric rehabilitation services reported providing language interpretation.23 Children with limited English proficiency experience additional barriers to accessing appropriate services, likely resulting in a higher burden of unmet service needs. Further investigation of post-TBI service use and outcomes of children with limited English proficiency is warranted.

    Children hospitalized for TBI frequently have persistent dysfunction with substantial levels of unmet need across multiple functional domains. Among children with service needs, those with moderate to severe TBI and in the first 6 months after injury had a lower risk of unmet service needs, whereas children with cmTBI or who have had more time elapse since injury have higher levels of unmet need. Thus, all children with TBI, but especially those with cmTBI or who are in the chronic phase of recovery, should be assessed for functional impairments to determine if additional services will improve their outcomes.

    Acknowledgments

    We thank the coordinators at each site for their help with the study and the families and patients for their participation.

    Footnotes

      • Accepted February 14, 2018.
    • Address correspondence to Molly M. Fuentes, MD, MS, Department of Rehabilitation Medicine, Seattle Children's Hospital, CW8-6 PO Box 5371, Seattle, WA 98121. E-mail: molly.fuentes{at}seattlechildrens.org
    • FINANCIAL DISCLOSURE: The authors have indicated they have no financial relationships relevant to this article to disclose.

    • FUNDING: This study was funded by the Centers for Disease Control and Prevention (CDC) (grant U01CE002196). Dr Fuentes was also supported by the Rehabilitation Medicine Scientist Training Program, funded by the National Institutes of Health (grant K12HD001097). This article does not reflect the official policy or opinions of the CDC or the US Department of Health and Human Services and does not constitute an endorsement of the individuals or their programs by CDC, Health and Human Services, or other components of the federal government and none should be inferred. Funded by the National Institutes of Health (NIH).

    • POTENTIAL CONFLICT OF INTEREST: The authors have indicated they have no potential conflicts of interest to disclose.

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    Pediatrics
    Vol. 141, Issue 5
    1 May 2018
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    Unmet Rehabilitation Needs After Hospitalization for Traumatic Brain Injury
    Molly M. Fuentes, Jin Wang, Juliet Haarbauer-Krupa, Keith Owen Yeates, Dennis Durbin, Mark R. Zonfrillo, Kenneth M. Jaffe, Nancy Temkin, David Tulsky, Hilary Bertisch, Frederick P. Rivara
    Pediatrics May 2018, 141 (5) e20172859; DOI: 10.1542/peds.2017-2859

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    Unmet Rehabilitation Needs After Hospitalization for Traumatic Brain Injury
    Molly M. Fuentes, Jin Wang, Juliet Haarbauer-Krupa, Keith Owen Yeates, Dennis Durbin, Mark R. Zonfrillo, Kenneth M. Jaffe, Nancy Temkin, David Tulsky, Hilary Bertisch, Frederick P. Rivara
    Pediatrics May 2018, 141 (5) e20172859; DOI: 10.1542/peds.2017-2859
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