PEDIATRICS Vol. 99 No. 6 June 1997,
p. e4
Copyright ©1997 by the American Academy of Pediatrics
ELECTRONIC ARTICLE:
Universal Newborn Hearing Screenings: A Three-Year Experience
Lisa Barsky-Firkser* and
Shyan Sun
From the * Speech and Hearing Department and
Section of
Neonatal-Perinatal Medicine, Department of Pediatrics, Saint Barnabas
Medical Center, Livingston, New Jersey.
ABSTRACT
INTRODUCTION
OBJECTIVES
METHOD
RESULTS AND DISCUSSION
CONCLUSIONS
APPENDIX: JOINT COMMITTEE ON INFANT HEARING
1994 POSITION
STATEMENT1
ACKNOWLEDGMENTS
ABBREVIATIONS
REFERENCES
ABSTRACT
Objective. To perform hearing
screenings on all newborns before hospital discharge, using auditory
brainstem evoked responses with analysis of time, cost, and failure
rates to evaluate and determine the screening practicality.
Method. Over a 3-year period from January 1, 1993 to
December 31, 1995, auditory brainstem evoked response screenings were performed on 15 749 infants born at Saint Barnabas Medical Center, Livingston, New Jersey, before their hospital discharge by
certified/licensed audiologists. The auditory brainstem evoked response
screenings were conducted using the Nicolet Compass Evoked Potential
System.
Results. A 3-year experience of testing 15 749 infants
proved to be a cost-effective program with costs less than $30.00/baby. To date, 46 babies have been identified with bilateral sensorineural hearing loss and 6 babies with unilateral sensorineural hearing loss.
Conclusions. The universal newborn hearing screening
program at Saint Barnabas Medical Center has proved to be effective, beneficial, and necessary for an institution with more than 5000 births, annually. Early identification of hearing loss has resulted in
infants receiving early intervention, and the screening program has
provided education and follow-up services to both parents and
physicians. auditory brainstem evoked responses, early
hospital discharge of newborns, early identification of hearing loss,
screening auditory brainstem evoked responses, universal newborn
hearing screening.
INTRODUCTION
The Joint Committee on Infant Hearing, the National Institutes of
Health (NIH), and the Healthy People 2000 initiative have all recommended screening of all newborns for hearing loss within the
first 3 months of life.1 The growing trend of hospitals across the country to establish Universal Newborn Hearing Programs has
initiated debates among health care providers as to the benefits, risks, and costs of such screening programs. The NIH consensus statement developed by a 15-member independent panel representing audiology, epidemiology, otolaryngology, pediatrics, speech-language pathology, and health care administrators recommended "Universal [Hearing] Screening be implemented for all infants within the first
three months of life ... [This] is most sufficiently achieved by
screening prior to discharge."2
Although several states have established or are developing statewide
newborn hearing programs, there are still those in the field who claim
that the available techniques for universal screenings are too costly
and result in too many false positives to be used universally.4
The prevalence of newborn hearing loss has been estimated between 1.5 and 6.0/1000 live births.5 The average age of
identification of children continues to exceed 12 months,8
and most often is between 24 to 30 months.2,9,10 Children
with moderate hearing losses frequently are not identified until they
are 5 to 6 years old when they receive screenings in school. The Joint Committee on Infant Hearing 1994 position statement recognizes the need
for early detection and states "Because normal hearing is critical
for speech and oral language development as early as the first six
months of life it is desirable to identify infants with hearing loss
before three months of age."1 Once an infant is
discharged from the newborn nursery or neonatal intensive care unit,
there is a strong likelihood that the infant will fail to meet
outpatient appointments for follow-up care. Schimizu et
al11 reported that more than one-third of college-educated
mothers failed to return their children for scheduled appointments, and more than two-thirds of mothers with a ninth grade education failed to
do so.11 This is the reason that screening before
discharge is strongly recommended.
We report 3-year data from a Universal Newborn Hearing Screening
Program in one acute care medical center with more than 5000 births per
year. The purpose of our initiation of Universal Newborn Screenings was
to provide early identification of hearing loss, early intervention for
rehabilitation, and education to parents and health care providers. Our
mission was to heighten the awareness of the importance of early
detection of hearing loss and of the necessity to begin early
intervention services.
OBJECTIVES
The first objective in beginning this program was to perform
hearing screenings on all newborns before their hospital discharge utilizing auditory brainstem responses (ABR). Second, we wanted to
assess the time required for an adequate screening test. In addition,
in experiencing the practicality of universal hearing screenings in a
setting of early newborn discharge, it was important that we observed
the screening rate and failure rate of our population. Finally, to
determine the practicality of a universal newborn hearing screening
program, we needed to estimate the cost per baby of this testing at our
institution.
METHOD
Figure 1 outlines the protocol for screening
infants from the regular newborn nursery. These newborns were tested at
approximately 4 hours after birth, at the time that they were out of
the warming isolettes and placed in open cribs. Screening was performed
at 35 dBHL. All testing was performed by licensed/certified
audiologists with the Nicolet Compass ABR System (Natus Medical, Inc,
San Carlos, CA). Jelly button disposable electrodes and insert
earphones were used. If the infant passed the screening in both ears,
he/she was discharged with no further follow-up. If there was a failure in one ear, parents and pediatricians were advised that the infant should be reevaluated at 6 months of age. If there was a failure in
both ears, retesting was recommended at 3 months of age. Figure 1 shows
that the bilateral failures confirmed at reevaluation were referred for
immediate intervention and the unilateral failures were continually
monitored on an annual basis.
Fig. 1.
Regular nursery infants screened.
[View Larger Version of this Image (25K GIF file)]
In Figure 2, the protocol for testing infants with a
high risk factor and those in the neonatal intensive care unit (NICU) is outlined. These newborns were screened at both 40 dBHL and 70 dBHL
when they were medically stable, just before hospital discharge. The
underlying factor is a high-risk condition that may be significant for
progressive hearing loss that might not have been identified at birth.
Therefore, infants with a high-risk criteria were referred for recall
even if they passed the initial screening. The high-risk criteria, as
outlined in the Appendix, are those 10 indicators associated with
sensorineural and/or conductive hearing loss as identified in the Joint
Committee on Infant Hearing 1994 Position Statement.1
Fig. 2.
High risk and NICU infants screened.
[View Larger Version of this Image (31K GIF file)]
The reevaluation protocol for infants referred for follow-up from the
Universal Newborn Screening Program (Fig 3) involved several procedures. A comprehensive case history was taken by the
audiologist from the primary care giver accompanying the infant to the
appointment. An otoscopic examination was performed as well as
impedance testing to determine the mobility of the tympanic membrane,
the presence or absence of middle ear fluid and/or infection, and to
identify any possible tympanic membrane perforation. If on the initial,
otoscopic examination and impedance testing, middle ear pathology was
found, the infant was referred to the primary care physician for
medical intervention and the audiological testing was not completed
until after the middle ear pathology has resolved. Normal otoscopy and
impedance measurements were followed by evaluation in the sound proof
booth using Visual Reinforced Audiometrics to behaviorally determine
awareness and startles for sounds of varying loudness and pitch levels.
A diagnostic ABR evaluation was then completed and the last part of the
evaluation is otoacoustic emission (OAE) testing to measure outer hair
cell activity.
Fig. 3.
Reevaluation protocol for infants referred for
follow-up from the universal newborn screening program.
[View Larger Version of this Image (24K GIF file)]
The composite results of the testing determined whether the infant was
discharged, received continued follow-up, or received immediate
intervention. The results dictated the focus of the counseling and
education provided to the care givers. This is an essential component
in the early identification of hearing loss. Family support and
information was provided regarding early intervention activities,
ongoing monitoring of infant's medical and educational needs,
amplification requirements, development of speech and language skills,
and resources for financial assistance. This part of the universal
newborn hearing screening program was an ongoing process that did not
end after evaluation.
Infants and children with unilateral hearing loss are followed on at
least an annual basis to monitor their hearing status as well as
determine the need for intervention, especially as they enter school.
When a bilateral hearing loss is confirmed, the evaluation and
intervention involve a multidisciplinary approach by a team of
professionals working with the parents or care givers. The team
provides information on a wide variety of communication and educational
choices allowing parents to make an informed decision for their child.
RESULTS AND DISCUSSION
The data were obtained from a total sample of 15 749 infants
(1735 from NICU and 14 014 from regular nursery) screened at Saint
Barnabas Medical Center in New Jersey from January 1, 1993 through
December 31, 1995. During this period, 97% of all live births received
hearing screenings before their hospital discharge.
Table 1 displays the failure and identification rates of
the infants tested. The prevalence of sensorineural hearing loss in
this institution during the 3-year period studied was established at
3.3/1000 live births. This prevalence rate is in agreement with current
research. Northern and Downs12 originally reported that 1 in 1000 infants demonstrate significant hearing loss at birth.
Including moderate sensorineural hearing losses the prevalence rate has
been reported as high as 6/1000 live births.5 The high
prevalence rate of 13/1000 in this institution's NICU can be
attributed to the severity of diseases and high risk factors characteristic of this NICU population. Saint Barnabas Medical Center
is a level III Regional Perinatal Center accepting transports of
high-risk obstetric as well as neonatal patients from surrounding hospitals. The medical center also has a large regional craniofacial center. Therefore, the degree of disability, including hearing loss,
found in these infants may be significantly higher than in other
institutions.
|
Table 1.
Screening, Failure, and Identification Rates*
[View Table]
|
The 3% of infants not tested in each nursery represents early
discharge, parental refusal, poor prognosis, and infants who were
transferred to other institutions for continued medical care. Staffing
the hearing screening program 365 days a year is necessary to be a
truly universal program and attempt to screen all infants. Despite a
32% early discharge rate (
24 hours) testing of 97% of infants
before discharge was a major accomplishment.
ABR, as our chosen screening mode, does not require a voluntary
response and was performed without sedation. This testing has been
proven with a sensitivity rate for sensorineural hearing loss of 0.98 and a specificity of 0.95.13 The high pass rate (97%) is
a significant improvement from earlier years of ABR screening due to
the equipment sophistication and comprehensive hands-on training for
audiologists performing these tests.
The screening time per infant was an issue to be addressed to minimize
interference in the nurseries and to make efficient use of our
audiologists' time. In the first 3 years of our program, we closely
studied the screening time per infant. As outlined in Table
2, in 1993 the original mean time per infant was 15 minutes, 20 seconds and by 1995 this time had been significantly reduced to 9 minutes, 1 second with the shortest test completing at 4 minutes, 20 seconds and the longest at 25 minutes, 20 seconds. This
wide range of testing time reflects of the infant's activity and
comfort. Optimal testing is performed when the infant is in a sleeping
state after feeding. There is also slight time variability among
audiologists. Our present mean time of less than 10 minutes certainly
makes our program very efficient with minimal disturbance for nursery
staff and parents.
The results of our final objective to analyze the cost per infant is
outlined in Table 3 based on 5000 infants. The cost per
infant of just under $30.00 demonstrates that universal newborn hearing
screening is not only feasible, but also very cost efficient.
The National Consortium on Universal Newborn Hearing Screening
conducted a survey in August 1995 of screening programs across the
country (White KR. National Consortium for Universal Newborn Hearing
Screening: survey of universal newborn hearing screening programs,
unpublished data, 1995). The results of this survey indicated that
Saint Barnabas Medical Center is only one of two hospitals in the
country performing conventional ABR as a 1-step screening mode for the
newborn program. There were 79 other hospitals in the United States
with reported universal screening programs, however, all of these
institutions use a 2-step screening technique with OAE or automated ABR
as the first stage and conventional ABR as the second stage.
The NIH consensus statement recommended a 2-stage screening procedure
using OAE as a cost effective means of eliminating all infants with
normal hearing sensitivity and ABR for the second stage to confirm the
accuracy of the OAE result and determine the need for diagnostic
evaluation.2 The cost of OAE screening has been documented
at less than $25.00 per infant.2,14 Time required to
complete OAE is reported with a range of 5 to 20 minutes.7 Additional time and cost is then accumulated for the second stage ABR
procedure.
Conventional ABR has long been recognized as the most sensitive method
of assessing the auditory acuity of newborns. However, it was thought
to be too expensive and time-consuming a procedure for initial stage
screening. Our data of a cost of less than $30.00 per baby and a mean
testing time of 9 minutes, 1 second demonstrate the viability of using
conventional ABR screening for a 1-stage procedure. We believe 1-stage
ABR screening saves time and money.
The past 3 years' experience involved screening of 15 749 infants. To
date, 52 infants have been identified and confirmed with sensorineural
hearing loss. Intervention for amplification, speech and language
development, and family education has begun for all these infants.
CONCLUSIONS
Universal newborn hearing screenings are becoming a national
practice and in several states a standard of care. The failure to
identify hearing loss within the first few months of age may result in
spirited legal actions. Hospitals and physicians face the challenge of
complying with the prevailing standard of care to minimize risk of
liability and maximize childhood potential.
Saint Barnabas Medical Center's universal newborn hearing
screening program is now completing its fourth year. The reported 3-year experience provided the foundation for a program that continues to grow and change. Presently, all infants who fail the initial screening are referred for reevaluation within 1 month, rather than
using a 3-month recall as we reported. We are presently collecting data
to determine if there is a significant difference in the return rate
for reevaluation. Our goal in shortening the time lapse between first
screening and recall is to identify hearing impairment and begin early
intervention as early as possible.
Infants who pass the initial screening and are recalled for future
testing due to a high-risk indicator identified by the Joint Committee
on Infant Hearing,1 are being followed to determine if all
10 of these risk factors are related to progressive hearing loss as
opposed to congenital hearing loss. Our present objective is to
identify the number of these children with progressive hearing impairments to determine the validity of following these infants.
Pediatricians and audiologists must work as a team for early
identification and treatment. Pediatricians should take a proactive role in developing newborn hearing screening programs and in the initiation of follow-up programs to provide a continuity of care for
these infants. Pediatricians should be the team leaders in the
multidisciplinary approach to management of hearing impairment. Existing programs will be the foundation for effectuating the standard
of care into the 21st century.
APPENDIX: JOINT COMMITTEE ON INFANT HEARING
1994 POSITION
STATEMENT1
Indicators Associated with Sensorineural and/or Conductive Hearing
Loss
- Family history of hereditary childhood sensorineural
hearing loss.
- In utero infection such as cytomegalovirus, rubella,
syphilis, herpes, and toxoplasmosis.
- Craniofacial anomalies, including those with morphological
abnormalities of the pinna and ear canal.
- Birth weight less than 1500 g (3.3 pounds).
- Hyperbilirubinemia at a serum level requiring exchange
transfusion.
- Ototoxic medications, including but not limited to the
aminoglycosides, used in multiple courses or in combination with loop diuretics.
- Bacterial meningitis.
- Apgar scores of 0 to 4 at 1 minute or 0 to 6 at 5 minutes.
- Mechanical ventilation lasting 5 days or more.
- Stigmata or other findings associated with a syndrome known to
include a sensorineural and/or conductive hearing loss.
ACKNOWLEDGMENTS
The authors thank Marta Wendroff, MA, CCC-A, Audiology
Supervisor and the Saint Barnabas Medical Center's Audiology staff for
their expertise, perserverance and dedication to our Universal Newborn
Hearing Screening Program. We also thank Dr Kamtorn Vangvanichyakorn and all of the physicians and nurses in the Newborn Nursery and NICU
for their help and support.
FOOTNOTES
Received for publication Jul 17, 1996; accepted Dec 16, 1996.
Reprint requests to: (L.B.-F.) Speech and Hearing Department,
Saint Barnabas Medical Center, Old Short Hills Road, Livingston, NJ
07039.
ABBREVIATIONS
NIH, National Institutes of Health.
ABR, auditory
brainstem responses.
NICU, neonatal intensive care unit.
OAE, otoacoustic emission.
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