PEDIATRICS Vol. 99 No. 5 May 1997,
p. e5
Copyright ©1997 by the American Academy of Pediatrics
ELECTRONIC ARTICLE:
Parent and Physician Response to Children's Cholesterol Values
of 200 mg/dL or Greater: The Child and Adolescent Trial
for Cardiovascular Health Experiment
Philip R. Nader*,
Minhua Yang
,
Russell V. Luepker§,
Guy S. Parcel
,
Phyllis Pirie§,
Henry A. Feldman
,
Elaine J. Stone¶, and
Larry
S. Webber#
From the * Department of Pediatrics, University of California,
San Diego, California;
New England Research Institutes, Inc,
Watertown, Massachusetts; § Division of Epidemiology, School of Public
Health, University of Minnesota, Minneapolis, Minnesota;
Center for
Health Promotion, Research and Development, University of Texas Health
Science Center, School of Public Health, Houston, Texas; ¶ Division
of Epidemiology and Clinical Applications, Prevention Scientific
Research Group, National Heart, Lung, and Blood Institute,
Bethesda, Maryland; and # Tulane University School of Public Health
and Tropical Medicine, New Orleans, Louisiana.
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
CONCLUSIONS
ACKNOWLEDGMENTS
ABBREVIATIONS
REFERENCES
ABSTRACT
Objective. To determine parental actions
and concerns and physician responses to parental notification that a
child's cholesterol value was 200 mg/dL or greater, a value
recommended by the National Cholesterol Education Program to warrant
physician follow-up and evaluation.
Methodology. A telephone survey of parents (n = 784)
and physicians (n = 117) was carried out after parental
notification of a total blood cholesterol value obtained as part of
measurement done while participating in the Child and Adolescent Trial
for Cardiovascular Health in 96 schools located in California,
Louisiana, Minnesota, and Texas.
Results. Only 20% of parents contacted physicians.
Factors associated with this action included whether the parent was
notified once or twice, the level of the cholesterol, previous
cholesterol testing in the parent, and medical insurance that covered
the visit. Family history of cardiovascular disease, when other factors were considered, did not increase the likelihood that a physician contact would be made. After contact with the physician, 59% of physicians reported evaluating children for cholesterol; about half
reported repeating the cholesterol determination.
Conclusion. Parental knowledge of a child's cholesterol
value of 200 mg/dL or greater did not result in substantially further seeking of health care. children, elevated cholesterol,
parental response, physician response.
INTRODUCTION
Screening children for blood cholesterol levels is currently
recommended for those with positive family histories of premature cardiovascular disease.1 Wider screening has not
received much support. Recent literature suggests that childhood levels
of cholesterol cannot be expected to decrease greatly with only dietary
measures, and that untested longer adverse effects might ensue if
lipid-lowering agents are used.2,3 Opponents of wide
screening of children for blood cholesterol have pointed out that
concern over "elevated" levels might create unnecessary and
unproductive anxiety in parents and children. Proponents of
ascertaining childhood levels of cholesterol point to the relatively
strong "tracking" of cholesterol over time and the failure of
family history to detect elevated cholesterol levels in children or to
elicit information on cholesterol levels in family
members.4 The relationship of adult cardiovascular disease to cholesterol levels, as well as the presence of early atherosclerotic lesions in blood vessels of youth being correlated with
childhood levels of low-density lipoprotein cholesterol,7,8 have also been cited as rationale for knowing children's cholesterol levels.
The response of parents or physicians in practice to the recent
National Cholesterol Education Program (NCEP)1
recommendations is largely unknown. Previous surveys have indicated
that a significant proportion of pediatricians were screening some
children for cholesterol.9,10 Until now, little information
was available on parental actions and concerns and physician responses
to parental notification that a child's cholesterol value was 200 mg/dL or greater, a value recommended by the NCEP to warrant physician
follow-up and evaluation.1
The occurrence of a large, four-region (San Diego, CA; New Orleans, LA;
Minneapolis, MN; and Austin, TX) trial of a school-based intervention
provided an opportunity to assess the impact on parents, children, and
physicians of the knowledge that a child had a total blood cholesterol
value found to be elevated (200 mg/dL or greater, according to NCEP
guidelines). The total blood cholesterol level measurements for this
study were obtained as part of participation in a health trial rather
than as a result of a screening procedure in a physician's office
regarding cholesterol level. This would somewhat mimic the conditions
that might pertain to a larger screening situation, however, in that
after detection of an elevated value, further confirmation and
follow-up are suggested.
Study questions addressed by this research include reported concerns or
worries subsequent to the notification of an elevated level and any
actions taken by the family. Actions taken could include consulting a
physician about the test result and/or initiating dietary or other
health habit changes. We also assessed the effects of geography,
finances for medical care, ethnicity, gender, presence or absence of
family history of heart disease, and study group assignment on actions
taken by the parents. In addition, we assessed physician responses to
consultation for this issue.
METHODS
Overview of Main Child and Adolescent Trial for Cardiovascular
Health Trial
The primary goal of Child and Adolescent Trial for
Cardiovascular Health (CATCH) was to assess the effects and safety of
classroom, family involvement, and school environmental interventions
on school policies and practices (school nutrition, physical education programs, and tobacco control policies) on promoting healthy eating, physical activity, and tobacco nonuse behaviors in the children attending the schools.11 The main results of CATCH are
reported elsewhere.12 All subjects participated voluntarily
and under protocols approved by human subjects review boards in all the academic institutions involved. Numerous school level and behavioral measures were collected yearly. Total blood cholesterol and other physiologic measures such as height, weight, blood pressure, and skin
fold thickness were measured at the beginning of the third grade (fall
1991) and in the spring at the end of fifth grade (spring 1994). The
CATCH cohort (N = 5106) constituted all children who were measured
at baseline and for whom a cholesterol level was obtained. The baseline
results have been reported previously.13
All CATCH cohort children's parents were mailed a letter after each
assessment, at baseline, and at follow-up, which gave the results of
the child's height, weight, average systolic blood pressure, average
diastolic blood pressure, and total blood cholesterol value. The
following paragraph was included in every letter; the intent of the
investigators was to emphasize the recommendation, but not to cause
undue alarm:
Total blood cholesterol: 205 mg/dL. Current recommendations are
that blood cholesterol be below 200 mg/dL. However, a single measurement is not adequate to make a diagnosis of high blood cholesterol. Thus, if your child's value is above 200, we recommend that you see your own physician for further testing and advice.
The letter was signed by the principal investigator at each
study site, and a phone contact for the CATCH site investigator was
given if a parent had questions. Lists of all children and their values
were given to each CATCH site principal investigator for handy
reference should a parent or physician call. Principal investigators
reported few (generally less than 10) calls at each site. The school
nurse, if present in a CATCH study school, was also given a list to
follow up with the parents.
Measurement and Definitions
Total blood cholesterol levels were quantified by enzymatic
methods on a Gilford Impact 400 computer-directed analyzer, using a
modified Lipid Research Clinic (LRC) protocol by the Division of
Nutrition and Metabolism, Miriam Hospital, Brown University (Providence, RI), under the direction of Peter Herbert,
MD.14 Family history of heart disease was defined as
the presence of heart disease in one or more close relatives, including
parents, their siblings, and grandparents of the index child, as
reported by a parent.
Between 3 months and 6 months after the final fifth-grade measurement
of the cohort, a telephone survey was conducted by the University of
Minnesota Phone Survey Unit. The period between notification of a
parent and the telephone survey could range between 3 months and 3 years, depending on which measurement (third or fifth grade) was
pertinent. Some parents had children with levels of 200 mg/dL or
greater at both third and fifth grades and would have received two
notices. Parents were initially contacted; their physicians were
contacted after parental permission had been granted. Interviewers were
trained and supervised by the Division of Epidemiology, University of
Minnesota. The content for the 30- to 40-minute interview included:
parental recall of and action taken regarding notification at either
the third or fifth grade of a child's cholesterol level being 200 mg/dL or greater; demographic data; perceived levels of concern
(parents and child); cholesterol testing of parents; recent changes in diet and exercise habits; and medical insurance information. Study group assignment was already in the database. Pretesting assured respondent feasibility and reliability of survey instruments. Interviews were completed using a computer-assisted telephone interviewing software package available from the University of California (Berkeley, CA). The primary reason for not completing an
interview was the inability to locate and reach the family after no
less than 3 but up to 10 attempts were made.
Statistical Methods
Frequency distributions and cross-tabulations were used to
describe the study population and general response patterns. The main
outcome of interest was whether parents reported consulting a physician
after receiving notices that the child had a "high" value, either
in the third grade, the fifth grade, or on both occasions. Chi-square
analyses were used to examine the associations between the outcome and
the effects of geography (site), child's actual level of cholesterol,
medical insurance, ethnicity, gender, education level of parents,
family history of heart disease, and reported changes in health habits.
Multiple logistic regression, with adjustment for random effects of
school, was carried out using an SAS version 6.10 macro procedure to
assess the strength of these associations further and to explore which
combined factors best predicted the outcome (GLIMMIX, a macro for
fitting generalized linear mixed models, unpublished procedure, SAS
Institute, Inc, Cary, NC).15 For the multiple logistic
regression, the child's cholesterol level in two determinations (if
that was the case) was averaged. Because of small sample sizes of some
ethnic groups, the logistic regression was limited to children with
white, African-American, and Hispanic ethnicities.
RESULTS
Figure 1 shows the distribution of children's
cholesterol values at third and fifth grade for the CATCH cohort of a
total of 5106 children. At baseline (third grade), the mean cholesterol was 170.3 (SD, 27.5) mg/dL.13 The 75th percentile
value was 188 mg/dL; the 95th percentile value was 216 mg/dL. Among
these 5106 children, 13.5% (n = 689) were found to have
cholesterol values of 200 mg/dL or greater. At follow-up (fifth grade),
3936 (77%) of the 5106 children had cholesterol values measured again; 485 (12.3%) were found to have cholesterol values of 200 mg/dL or
greater. A total of 909 children were found to have values of 200 mg/dL
or greater on one (n = 644) or both (n = 265) of these
measurements. Parents received mailed notification of their children's
cholesterol results and were subsequently contacted by the telephone
survey unit. Overall, 784 (86.5%) parents (1 parent per family)
responded to the survey, which included 723 mothers or female guardians
and 39 fathers. Of the nonrespondents, 77.6% were either not located
or not reached. Compared with the nonrespondents, the respondent's
children were more likely to be white girls. The response rate was
slightly higher in Louisiana (89.2%) and Minnesota (95.4%) than in
California (83.7%) and Texas (76.6%).
Fig. 1.
Distribution of total blood cholesterol, grades 3 and 5, Child and Adolescent Trial for Cardiovascular Health study.
Cholesterol values for the 1170 children who had cholesterol measured
only at the third grade are shown at the bottom. One hundred
seventy-one (15%) were at or above the 200 mg/dL level. Distribution
of cholesterol values for the 3936 children who had measurements at
both the third and fifth grades are shown above, with third-grade
cholesterol values plotted on the horizontal axis and fifth-grade
cholesterol values plotted on the vertical axis.
[View Larger Version of this Image (39K GIF file)]
Parent Characteristics and Parental Knowledge and Attitudes
Concerning Notification
Of the 784 parents who responded, 538 (69%) were white, 115 (15%) were African-American, 88 (11%) were Hispanic, 7 (1%) were Native American, 23 (3%) were Asian, and 13 (2%) were of other ethnicities. Of the 784 parents, slightly more were from California (27%), Louisiana (26%), and Minnesota (26%) than from Texas (20%). Approximately half (51%) had some college education, and more than
three fourths (76%) had medical insurance. About half (51%) had
family histories of heart disease and reported that their partners'
cholesterol had been tested (51%), whereas 70% had had their own
cholesterol tested. Less than one third (30%) of their own
self-reported cholesterol results were considered high, whereas 41% of
the partners' cholesterol results were considered high. Among the
parents, 36% were smokers, and in the past 3 years, more than half
(54%) of the smokers had tried to quit smoking. More than
three-fourths (77%) had tried to increase their amount of exercise,
84% had attempted to cut down on fatty food, and more than half had
tried to cut down on the amount of red meat or to increase the amount
of carbohydrates in their diets.
Among the parent respondents, 538 (69%) were notified of their
children's high cholesterol results once in either third or fifth
grade, and 246 (31%) were notified twice. Among those notified once,
84% recalled receiving the notice, yet only 39% of those remembered
the results as being high. Fifty-eight percent indicated that the
results caused them at least some concern. In comparison, 88% of those
receiving two notices recalled ever receiving any notification, and
77% of those indicated the results had caused them concern. Although
more than one third (34% to 37%) of the respondents who had concerns
about their children's cholesterol levels indicated they were "very
or extremely concerned," less than 22% thought it caused the same
level of concern in their partners or in the children themselves.
Characteristics of the Physicians' Responses
Only 179 physicians were indicated by parents to have been
consulted (179 [19.7%] of 906 children). Table 1 shows
the telephone survey response rate of the 179 physicians. Thirty-four
of these physicians were ineligible to be interviewed for reasons
listed in Table 1. Of the 145 remaining, 117 interviews (80.7%) were completed. In 8 cases, the identified physicians claimed to have not
seen the children for elevated cholesterol, as claimed by the parents.
Among the physicians who responded to the survey, most of them were
middle-aged (mean age, 47 [SD, 10.3] years), and more than 70% were
men. The majority of them were in pediatrics or family practice. More
than 90% said they spent half or more of their practices in primary
care activities. After the physicians saw the children, 69 (59%)
evaluated the children for possible elevated cholesterol; about half of
them repeated the cholesterol determinations for the children; 42%
inquired about family history; 44 (38%) made suggestions for dietary
management; only 12 (10%) referred the children to dietitians; and
fewer recommended more exercise (9%).
|
Table 1.
Child and Adolescent Trial for Cardiovascular Health (CATCH) Ancillary
Study: Physician Survey Response (Sample = 179)
[View Table]
|
Although no physicians indicated that medication had been prescribed,
two parents reported that medication (type not specified) had been
recommended for their children. No question was asked regarding
compliance or duration of treatment. One child (in the third grade) had
a cholesterol level of 210 mg/dL and a follow-up level (at fifth grade)
of 169 mg/dL; the other child had a (third grade) cholesterol level of
239 mg/dL and a follow-up level (fifth grade) of 215 mg/dL.
Characteristics Associated with Consulting a Physician
Chi-squared analyses showed that several characteristics of the
parents and their partners and children were associated with whether
they consulted physicians. Being notified twice of the child's result
(P = .001), having medical insurance that
covered physician visits (P = .001), extremely
high levels of concern in the respondents (P = .001), and having one's own (P = .001) or a
partner's (P = .03) cholesterol tested were
positively associated with seeking physician consultation. Although
study group assignment (intervention versus control) did not influence
whether a physician was consulted, families who had attempted health
habit changes, such as increasing the amount of exercise
(P = .03) and eating more carbohydrates in the
past 3 years (P = .05), as well as indicated that the child's cholesterol level was part of the reason for these
changes were also more likely to seek physician consultation. There
were no gender differences related to referral, but ethnicity (P = .004), site (P = .03), and education (P = .001) were related. Although a number of characteristics associated with referral were
candidates as independent variables in the logistic regression, some of
these were correlated with each other. For example, many respondents
who had tried to cut down fatty food had also tried to increase their
exercise. Similarly, parents who were notified twice expressed more
concern about their children's cholesterol results.
Considering these factors, characteristics of stronger interest and
more plausible correlation with the outcome were selected for inclusion
in the logistic regression model (Table 2). After adjusting
for race and site, parents who were notified twice were twice as likely
to consult physicians (P < .001). Families
whose adult respondents to the survey had themselves been tested for cholesterol were close to twice as likely to consult physicians for
their children than those who did not (P < .01). In addition, the higher the child's cholesterol level, the more
likely parents were to seek physician consultation
(P < .05). Respondents who had some college
education tended more to consult physicians than those who had only
high school education or less (P < .05). Those having health insurance were twice as likely to take the opportunity to
see physicians. Family history, when other factors were present, was
not a significant predictor (P = .8). Geographic
location was also not significant (P = .07).
|
Table 2.
Odds Ratio for Consulting a Physician After Notification of Child's
High Cholesterol, From Multiple Logistic Regression
[View Table]
|
DISCUSSION
The finding that 12% to 14% of healthy children were noted to
have single elevated (by expert panel standards) total cholesterol values is not the most surprising finding of this study. Similar population-based studies have shown significant numbers of US children
with similar results.16 Given the level of debate
in the medical community on the issue, what is somewhat surprising is
the finding that only about one fifth of parents recalled following the
recommended course of action.
The figure may be somewhat altered because of failure of recalled
information. There also could be potential respondent bias to report
consulting a physician. This is suggested in the finding that several
physicians denied being consulted by the parents about the problem.
Failure to recall information after a long period may also explain not
only the substantial proportion of parents reporting not recalling the
notification but also a considerable proportion not recalling the
values as being high. It may be that parents had less concern because
the reason for obtaining the blood test in the first place did not
originate with their own physicians but, rather, originated as a side
effect of participation in a research project. It also may be the case
that parents do not associate blood cholesterol with increased risk of
cardiovascular disease in this younger age group. They may not believe
that much can be done medically at this time in response to a
cholesterol value noted in children. Parents, however, may believe that
lifestyle habits and behaviors such as not smoking, diet choices, and
activity are more important than cholesterol levels in this age group. Luepker19 arrives at this conclusion based on his review of attempts to improve youth health habits. Not surprisingly, the data
show that higher actual values and being notified twice were significantly associated with following the NCEP guideline
recommendations. Parental concern about their own or their partners'
cholesterol levels was also associated, whereas the presence of a
family history of cardiovascular disease, in the presence of the other
predictive factors, was not a significant factor.
Analysis of physician responses to presentation of a child with
an elevated value of cholesterol also shows uncertainty about complete
compliance with the NCEP guidelines. After seeing the children, only
60% of physicians reported evaluating them, and only half reported
repeating the test, which is the first recommendation. Not all inquired
about family history, although it is possible that this had already
been ascertained. Nearly 40% made dietary recommendations, but only a
few made referrals to dietitians. No physician contacted admitted
recommending medication, but two parents thought that medication had
been recommended by physicians we were unable to contact. This finding
is cause for some concern, in that NCEP guidelines generally do not
recommend medication at this first stage of investigation and level of
cholesterol.
CONCLUSIONS
This study suggests that the majority of parents whose children
were participating in a health project for their children were not
aware of or did not comply completely with suggested procedures about
elevated cholesterol levels, which were drawn from expert panel
recommendations. It is doubtful that serious harm was inflicted by
either the parents or the investigators, because dietary modifications
would be the strongest likely response to confirmation of an elevated
cholesterol level. Even in recent controlled studies (Dietary
Intervention Study in Children and CATCH), total cholesterol values
were only modestly influenced by dietary
manipulations.12,20 Similarly, physician
responsiveness to recommendations has undoubtedly been influenced by
the debate surrounding the issue of adult cardiovascular disease
prevention in childhood. This study reinforces the precept that if a
message is not clearly and uniformly perceived, awareness and
compliance in both the professional and lay communities is compromised.
We speculate that the emphasis of messages (for the lay public) related
to adult cardiovascular disease prevention with youth should be on
establishing healthy dietary habits and other positive health
behaviors, such as not smoking and enhanced physical activity, rather
than focusing on the blood cholesterol level. These population-based recommendations have been advanced by the NCEP as well. The public health effects, such as those demonstrated in the main CATCH study of
influencing the school environment to promote healthful behaviors in
youth, deserve more emphasis and are likely to attract more professional and lay public support.
FOOTNOTES
Received for publication Mar 25, 1996; accepted May 20, 1996.
Reprint requests to (P.R.N.) Department of Pediatrics,
Community Pediatrics, University of California, San Diego, 9500 Gilman
Dr, Department 0927, La Jolla, CA 92093-0927.
ACKNOWLEDGMENTS
This work was supported by grant HL39870 from the National
Heart, Lung, and Blood Institute, Ancillary Study of the Child and
Adolescent Trial for Cardiovascular Health (Dr Nader).
ABBREVIATIONS
NCEP, National Cholesterol Education Program.
CATCH, Child and Adolescent Trial for Cardiovascular Health.
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