PEDIATRICS Vol. 99 No. 3 March 1997,
p. e1
Copyright ©1997 by the American Academy of Pediatrics
ELECTRONIC ARTICLE:
Increasing Prevalence of Recurrent Otitis Media Among Children in
the United States
Bruce P. Lanphear*,
,
Robert S. Byrd*,
Peggy Auinger*, and
Caroline B. Hall*, §
From the * Departments of Pediatrics,
Community and
Preventive Medicine, and § Medicine, University of Rochester School of
Medicine and Dentistry, Rochester, New York.
ABSTRACT
INTRODUCTION
METHODS
RESULTS
DISCUSSION
ACKNOWLEDGMENTS
ABBREVIATIONS
REFERENCES
ABSTRACT
Background. The number of visits for
otitis media, the most common diagnosis among preschool children, has
increased during the past decade. This study was undertaken to
determine whether there has been a concurrent increase in the
prevalence of recurrent otitis media among children in the United
States and to identify risk factors or demographic changes to explain
the increase.
Methods. Secondary analyses of cross-sectional data from
the Child Health Supplement to the 1981 and 1988 National Health Interview Surveys (n = 5189 [1981] and n = 6209 [1988])
were done to identify temporal changes in the prevalence and any
associated risk factors of recurrent otitis media among children <6
years of age.
Results. Recurrent otitis among preschool children
increased from 18.7% in 1981 to 26% in 1988 (odds ratio [OR] = 1.6, 95% confidence interval [CI] = 1.4, 1.7). Although the prevalence of
recurrent otitis increased with age, the greatest increase in recurrent
otitis media occurred in infants (OR = 1.9, CI = 1.3, 2.9).
Factors independently associated with recurrent otitis were any
allergic condition (OR = 1.9, CI = 1.7, 2.2); survey year
(OR = 1.7, CI = 1.5, 1.9); Black race (OR = .6, CI = .5, .7); Hispanic ethnicity (OR = .8, CI = .6, .9); day
care (OR = 1.5, CI = 1.3, 1.7); out-of-home care by an
unrelated sitter (OR = 1.3, CI = 1.1, 1.6); and male gender
(OR = 1.2, CI = 1.1, 1.3). From 1981 to 1988, there were
significant increases in some risk factors associated with recurrent
otitis media, including day care (11% vs 21%) and allergic conditions
(14% vs 18%).
Conclusions. We conclude that there has been a significant
increase in the prevalence of recurrent otitis media among children in
the United States, particularly in infants. The increased prevalence of
recurrent otitis media was associated with an increase in the use of
child care and a higher prevalence of allergic conditions among
children. otitis media, recurrent otitis media, day care, child care, infection, otitis, children, allergies, infants, National Health Interview Survey, Child Health Supplement.
INTRODUCTION
Otitis media is a common illness among children. By 6 years of
age, 75% of children have one or more episodes of otitis
media.1 Among infants, an estimated 17% to 29% have
at least one episode of acute otitis media, and 10% of infants
experience three or more episodes.1 In 1990, otitis
media was the second most common diagnosis among all age groups in the
United States; >24 million clinic visits were made for otitis media,
and medical care was estimated to be $3 billion to $4 billion annually
in the United States.8,9 In addition to the physical
discomfort and economic costs associated with otitis media, there also
is evidence that children with recurrent otitis media are at risk for
both hearing loss and speech delay.10
Over the past 2 decades, the number of clinical visits for otitis media
has increased dramatically in the United States, from 9.9 million in
1975 to 24.5 million in 1990.8 The increase has
predominantly involved children <15 years of age.8
Although the majority of children experience at least one episode of
otitis media by age 10, some children are at risk for recurrent
episodes of otitis.1,4,6 Several factors are known to
increase children's risk of developing recurrent otitis media,
including first episode in a child <12 months of age, day care,
absence of breastfeeding, recurrent otitis in a sibling, male gender,
white race, and passive exposure to tobacco smoke.1,6,7
Although there are many risk factors for recurrent otitis media, it is
unknown why the number of cases of otitis media has increased or
whether there has been a corresponding increase in the proportion of
children with recurrent otitis media.
The objectives of this study were to describe the epidemiology of
recurrent otitis media in two nationally representative samples of
preschool children, to ascertain whether there has been a significant
increase in the prevalence of recurrent otitis media among preschool
children in the United States, and to investigate whether changes in
risk factors or demographic characteristics explain any observed
increase in the prevalence of recurrent otitis media.
METHODS
The 1981 and 1988 Child Health Supplements to the National
Health Interview Survey (NHIS) provide nationally representative data
about children and adolescents ages 0 to 17 years. These surveys
collected a wide range of information, such as demographic, medical,
and behavioral information, largely by parental report, on 15 416
children in 1981 and 17 110 children in 1988 using complex, multistage
probability sampling designs. Minorities were oversampled to increase
the precision of the estimates. In households with children, one
individual <18 years of age was selected at random to be the subject
of the Child Health Supplement, and data about this individual were
collected from the adult family member responding to the full survey.
Hence, responses are based almost exclusively on parental report. The
response rate for the Supplement was 91%.
This analysis was limited to children
5 years old (5189 in 1981 and
6209 in 1988) and focused on investigation of temporal changes in the
prevalence and associated risk factors of recurrent otitis media.
Although most of the survey items studied were identical or similar,
some questions of interest were asked in only one of the survey years.
A history of recurrent otitis was obtained by an affirmative response
to the question, "Has [your child] ever had frequent or repeated
ear infections?" This question was identical for surveys completed in
1981 and 1988. Study variables regarding demographics included age,
gender, race/ethnicity, poverty status, family size, and maternal
education. These questions were similar for both survey years, although
the exact income level associated with poverty in 1988 differed in the
study from that in 1981. Poverty status was determined by comparing
family size and household income to the federal poverty index;
100%
of this index value was considered poverty and >100% of the poverty
index as nonpoverty.
Detailed child care information, including day care and out-of-home
care, was obtained in both survey years. This included whether children
were in child care arrangements, the location of these arrangements,
and the number of hours that the child received child care. For the
purpose of this study, these data were categorized into amount and type
of child care, including day care, nursery, and out-of-home care by a
related or unrelated sitter.
In addition to ascertaining the presence of frequent otitis media, the
surveys gathered other health-related data that included allergies,
perceived health status, type of child care, number of siblings, race
or ethnic background, income level, maternal employment, birth order,
and shared sleeping room. Pertinent to this study, important
differences existed between survey years in some variables.
Breastfeeding history was ascertained only in 1981. Prenatal smoking
status was determined in both years, but current maternal and household
smoking was determined only for the 1988 survey. Finally, data on age
when children entered child care was available only for those surveyed
in 1988. Thus, for some variables, comparisons could not be made by
year of survey.
Statistical Analysis
Analyses using SUDAAN software permitted precise estimations of
confidence intervals that account for the complex, multistaged sampling
design of the survey.13
2 tests were used to
test for differences in weighted proportions for bivariate and
stratified comparisons. Odds ratios (OR) were used to quantify the
magnitude of the association of various factors and frequent otitis and risk ratios were used to quantify temporal changes. Ninety-five percent
confidence intervals (CI) were calculated for the OR, and those that
did not include the value of 1 were considered statistically
significant. The independent associations of various factors with
frequent otitis were estimated by using logistic regression analysis. A
summary logistic regression model was developed that included all
variables significantly associated with recurrent otitis media in
bivariate analyses or that have been shown previously to be associated
with otitis media.
RESULTS
From 1981 to 1988, the prevalence of recurrent otitis media among
children surveyed increased from 18.7% to 26.9% (OR = 1.6, 95%
CI = 1.4, 1.7) (Figure). This increase affected
nearly every subgroup of children, including males and females, all
racial and ethnic groups, and all regions of the country (Tables
1 and 2). Although the prevalence of
recurrent otitis increased with age, the greatest increase from 1981 to
1988 occurred in infants <12 months of age (OR = 1.9, CI = 1.3, 2.9) compared with children who were 1 to 5 years of age (OR = 1.6, CI = 1.4, 1.8). This difference was statistically
significant (P < .001).
Fig. 1.
Prevalence of recurrent otitis media by age of child
and year of survey (from 1981 and 1988 Child Health Supplements of the National Health Interview Surveys).
[View Larger Version of this Image (12K GIF file)]
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Table 1.
Demographic Characteristics of Children With Recurrent Otitis Media
(ROM) in the United States, 1981 and 1988
[View Table]
|
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Table 2.
Host and Environmental Characteristics of Children With Recurrent
Otitis Media (ROM) in the United States, 1981 and 1988
[View Table]
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Risk Factors for Recurrent Otitis Media
In bivariate analyses, the prevalence of recurrent otitis in
children was greater among males, first-born children, and children whose health was perceived to be poor or fair, as reported by the
parent (Table 3). White children were at increased risk
compared with other racial and ethnic groups, as were children who were more affluent. The prevalence of recurrent otitis media also were higher in children who attended child care and those with any type of
allergy. Finally, recurrent otitis media was higher among children
whose mothers were employed.
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Table 3.
Risk Factors for Recurrent Otitis Media (ROM) in Children in the United
States, Using Combined 1981/1988 Data
[View Table]
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There are known risk factors for recurrent otitis media, including
passive exposure to tobacco smoke and breastfeeding <4 months, which
were not available in both years of the survey. For children surveyed
in 1981, there was no protective effect of breastfeeding on recurrent
otitis media (P = .67), even when those who
breastfed
4 months were examined. For children surveyed in 1988, there was a significant association of passive exposure to tobacco
smoke and recurrent otitis media (P = .03), but
this association was only marginally associated after other predictors of recurrent otitis media were included in the model
(P = .05). Finally, the number of children each
subject was exposed to in the child care settings was only surveyed in
1988. For those in a child care setting with
4 children, the
prevalence of recurrent otitis media was 26% compared with 38% for
those with >4 children (OR = 1.8, CI = 1.4, 2.1).
We also examined the association of access to medical care and
prevalence of recurrent otitis media, which was only available in the
1988 survey. Overall, 5971 (96%) of children were reported to have a
usual place of routine medical care, which was significantly associated
with recurrent otitis media (OR = 1.8, CI = 1.2, 2.6). However, access to routine medical care, type of insurance, and income
level did not alter the association of race and ethnicity with lower
prevalence of recurrent otitis.
Changes in Risk Factors
From 1981 to 1988, there were increases in some risk factors
associated with recurrent otitis media (Table 4). There
was a significant increase in the proportion of children who used day
care, from 11% to 21% (P < .001), and had
allergies, from 14% to 18% (P < .001). Among
infants, there also were increases in the use of day care (2.2% vs
5.0%, P = .007) and reported allergies (7% vs 12%,
P < .001). There also was a significant increase in out-of-home care by an unrelated sitter among infants (10% vs 16%,
P < .001).
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Table 4.
Comparisons of Characteristics and Procedures of Children in the United
States by Year, 1981 and 1988
[View Table]
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Surgical Procedures
There was a significant increase in the percentage of children
with recurrent otitis media who reportedly had ear surgery (Table
5). In 1981, 1.3% of 5189 children were reported to
have an "operation of the middle or inner ear," and in 1988, 2.4%
of 6209 children "ever had ear ventilation tubes placed." This
increase in surgical procedures is consistent with the magnitude of the increase of recurrent otitis media.
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Table 5.
Independent Predictors of Recurrent Otitis Media Among Children in the
United States, 1981 and 1988
[View Table]
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Multivariate Analysis
To identify independent predictors of recurrent otitis media, we
performed logistic regression. For this analysis, survey data from both
years were merged and "year of survey" was included as a variable.
General health of the child, any allergy, use of day care, male gender,
and out-of-home care by an unrelated sitter were directly associated
with an increased prevalence of recurrent otitis media (Table 5). Year
of the survey also was associated significantly with recurrent otitis
media, indicating that other factors that were not identified or
measured in this analysis are associated with the increase prevalence
of recurrent otitis media. In contrast, Hispanic ethnicity, poverty,
and Black race were inversely associated with recurrent otitis media.
DISCUSSION
These data indicate that there has been a 44% increase in the
prevalence of recurrent otitis media among preschool children in the
United States from 1981 to 1988; an excess of 1.8 million children with
recurrent otitis media. In 1988, there was an estimated 5.9 million
preschool children with recurrent otitis media in the United States,
but if the prevalence had remained unchanged from 1981, there would
only be an estimated 4.1 million children with recurrent otitis media.
The increase was especially pronounced among infants and appears to be
associated with the increased use of child care and the increased
prevalence of allergies among children.
Child care consistently has been shown to be a risk factor for
acquiring otitis media. Several prospective and cross-sectional studies
have estimated that the risk of otitis media among children in various
types of child care is two times higher than that found among children
who are not in child care. 1,3-6,14,15 It is not known why
there is an increased risk of otitis media associated with child care.
One hypothesis is that child care is associated with increased exposure
to various viral and bacterial pathogens, resulting in more frequent
infections and otitis media. Recent reports of transmission of
antibiotic-resistant pathogens in the day care setting and data showing
that recurrent otitis is associated with antibiotic resistant organisms
suggest that the increase may be associated with these
pathogens.16 Child care also may result in earlier
acquisition of particular agents, which increases the risk for
recurrent otitis media. For example, Faden et al, showed that a high
rate of colonization with M cattarhalis was associated with
an increased risk of otitis media and that otitis-prone children were
colonized 44% of the time, compared with 17% of children who did not
have otitis media.21
During the past decade, there has been a significant increase in the
percentage of children in child care, especially among infants.
Presumably, this is attributable to the economic necessity for a higher
percentage of mothers both to work outside the home and to return to
work sooner after childbirth. For example, in 1981, 40% of women
surveyed in the NHIS reported they were employed, compared with 51% in
1988. From 1970 to 1988, the percentage of working mothers of children
<5 years of age doubled, from 30% to 60%.22 Maternal
employment was not a risk factor for recurrent otitis media after
adjusting for other variables, but it is clearly a major reason for the
increased use of child care.
There was a significant increase in the frequency of ear surgery during
the 1980s. Although the questions differed by survey, tympanostomy
tubes are the most common surgical procedure of the ear for children
with recurrent otitis media.23 Moreover, because the survey
identified children who had all types of ear surgery in 1981, but only
tympanostomy in 1988, these data tend to underestimate any increase in
the prevalence of tympanostomy tube placement. Thus, although there has
been a significant increase in the proportion of U.S. children who had
tympanostomy tubes placed, the increase is comparable with the higher
prevalence of recurrent otitis media.
The increased prevalence of recurrent otitis media among infants is of
particular concern. Several investigators have reported that early age
of onset is one of the strongest predictors of recurrent
otitis.1,4 If the first episode of otitis occurs in
infancy, the risk of recurrent otitis is two times higher than if it
occurred after 12 months of age.1,4 In this analysis, the
increased prevalence of recurrent otitis media was most dramatic among
infants in child care or those with allergies. In fact, these data
suggest that the increased prevalence of recurrent otitis media was
attributable to onset at an earlier age; the rise in the prevalence of
recurrent otitis in 1988 occurs during infancy and then parallels the
prevalence from 1981 for older age groups (see Figure).
It has been suggested that the increased risk of recurrent otitis in
infancy is attributable to anatomic, physiologic, or immunologic
factors of the host.1 This present analysis indicates that
if a child is exposed to the child care setting during infancy, the
risk of recurrent otitis media also increases. Thus, it is likely that
both environmental and host factors play a role in the increased risk
of recurrent otitis in those children with early onset of otitis media.
Prevention of recurrent otitis media will, therefore, require an
intervention or vaccine that is efficacious among infants.
These data indicate that there has been a dramatic rise in allergic
conditions and that this rise appears to be associated with the
increase in recurrent otitis media. It is not entirely clear why there
is an increase in otitis media among children who have allergies. It is
thought that nasal congestion induced by an allergic reaction is
followed by reflux of nasopharyngeal secretions into the middle ear or
that blockage of the eustachian tube secondary to mucosal inflammation
leads to otitis media.24
The lower prevalence of recurrent otitis media in children who were of
Black race, Hispanic ethnicity, or had lower household income has been
described previously.1,3,25 The lower prevalence may be an
indicator of limited access to medical care, rather than a true
difference in the risk for recurrent otitis media; that is, children
with lower access to care may have otitis media, but it is
underdiagnosed. Alternatively, there may be host or cultural factors to
explain the lower risk in otitis media, such as anatomical differences,
susceptibility to particular organisms, or differences in positioning
while feeding.
Other risk factors for recurrent otitis media include health status of
the child and male gender. Health status may be an indicator of other
underlying health conditions that predispose a child to have recurrent
otitis (eg, cleft palate, susceptibility to infections). Alternatively,
children with recurrent otitis may be viewed by their parents as less
healthy than children without recurrent otitis. Male gender has been
shown to be a risk factor in several epidemiologic studies, but the
reason for this is not readily apparent.1,3,6
There are some potential limitations of this study. Recurrent otitis
media was based on parental report rather than on medical records.
Studies have shown, however, that parental report of otitis media is
moderately to strongly correlated with information found in medical
records (
= .50 to .65) and that, in general, parents tend to
underreport episodes of otitis media, except for those with six or more
previous episodes of otitis media.26,27 However, for this
to impact our results, one must hypothesize differences in
underreporting by survey year. A similar limitation was that other
associated conditions, such as allergic disorders, were also based on
parental report. Another limitation is that we were not able to measure
whether there has been a shift in the perception of otitis media by
parents or in its diagnosis by physicians over the past decade, which
could account for some of these findings. For example, awareness about
otitis media may have increased among both parents and physicians, and
new diagnostic techniques, such as tympanometry and acoustic otoscopy,
have become more routine. It also is possible that the general use of
antibiotics or their specific use for "colds" has changed over the
past decade. Nevertheless, although we cannot exclude these
possibilities, there is no data demonstrating that physicians'
diagnostic threshold has become lower over the past decade or that new
techniques have increased the diagnosis of otitis media. Finally,
although these data indicate that there was a significant increase in
the prevalence of recurrent otitis media from 1981 to 1988, it is not
clear whether this trend has continued.
We conclude that there has been a significant increase in the
prevalence of recurrent otitis media among preschool children in the
United States, particularly in infants. This increased prevalence
appears to be associated with increased use of child care and an
increased prevalence of allergic conditions among children. These data
further suggest that both environmental and host factors play a role in
the early onset of acute otitis media and its recurrence.
FOOTNOTES
Received for publication Mar 10, 1996; accepted Jun 6, 1996.
Address correspondence to: Bruce P. Lanphear, MD, MPH, 1425 Portland Avenue, Department of Pediatrics, Rochester General Hospital,
Rochester, NY 14621.
ACKNOWLEDGMENTS
This work was funded, in part, by the Institutional National
Research Service Award 2T-32 PE-12002 from the Bureau of Health Professions, Health Resources and Services Administration, Public Health Service, Department of Health and Human Services.
We wish to acknowledge Drs. Jerome O. Klein and Thomas McInerny for
their superb comments, and Debbie Contestabile, who assisted in the
preparation of the manuscript.
ABBREVIATIONS
OR, odds ratio.
CI, confidence interval.
NHIS, National Health Interview Survey.
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