PEDIATRICS Vol. 123 No. 1 January 2009, pp. e153-e158 (doi:10.1542/peds.2008-1408)
ARTICLE |
Trends in the Diagnosis of Overweight and Obesity in Children and Adolescents: 1999–2007
a School of Medicine, Case Western Reserve University, Cleveland, Ohio
b Division of General Medicine and Primary Care, Brigham and Women's Hospital, Boston, Massachusetts
c Harvard Medical School, Boston, Massachusetts
d Harvard School of Public Health, Boston, Massachusetts
e Departments of Internal Medicine, Pediatrics, and Information Services, MetroHealth System, Cleveland, Ohio
| ABSTRACT |
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OBJECTIVE. Pediatric overweight and obesity are increasingly prevalent problems and have received much attention in recent years, but it is unclear whether this publicity has affected diagnosis by clinicians. We undertook the current study to assess trends in diagnosis rates of overweight and obesity in children.
PATIENTS AND METHODS. We analyzed electronic medical record data from 60711 patients aged 2 through 18 years with at least 1 well-child visit between June 1999 and October 2007 in a large academic medical system in northeast Ohio. Diagnosis of weight problems among children classified as overweight and obese was assessed by using International Classification of Diseases, Ninth Revision codes. Logistic regression was used to examine the impact of patient characteristics on diagnosis and to investigate trends over the study period.
RESULTS. On retrospective review of BMI measurements recorded for patients during the study period, 19% of the children were overweight, 23% were obese, and 8% (33% of the obese patients) were severely obese; among these, 10% of overweight patients, 54% of obese patients, and 76% of severely obese patients had their conditions diagnosed. BMI, age, and number of overweight visits were positively associated with diagnosis. Female patients were more likely to have been diagnosed than male patients. Black and Hispanic patients were more likely to have been diagnosed than white patients. There was a statistically significant trend toward increasing diagnosis during the study period, although the percentage of patients diagnosed per year seemed to plateau or decrease after 2005.
CONCLUSIONS. Although clear BMI definitions of pediatric weight problems exist, a large percentage of overweight and obese patients remain undiagnosed. Diagnosis increased during the study period but remained low among overweight children, for whom early intervention may be more effective. Identification of overweight and obese patients is the first step in addressing this growing epidemic.
Key Words: diagnosis obesity weight management weight status electronic medical records
Abbreviations: WCV—well-child visit EMR—electronic medical record ICD-9—International Classification of Diseases, Ninth Revision CI—confidence interval
Overweight and obesity are common health problems, affecting 34% of American children.1 The prevalence of obesity in children aged 6 to 19 tripled from 1980 to 2002.1 In 2003–2004, 35% of black, 37% of Mexican American, and 34% of white youths had a BMI of
85th percentile.1 The relative weight of overweight children also is rising, indicating increasing severity of overweight and obesity.2 This epidemic affects even the youngest age groups, with an increasing percentage of children under the age of 4 having abnormal BMIs.3 As overweight and obesity increase, the prevalence of costly and harmful comorbid conditions will likely continue to increase. Elevated pediatric BMI is associated with numerous sequelae including high blood pressure,4–6 atherosclerosis,7 left ventricular hypertrophy,8,9 sleep apnea,10 asthma,11 polycystic ovarian syndrome,12 type 2 diabetes,13 gastroesophogeal reflux,14 constipation,15 and orthopedic complications.16 All-cause and cardiovascular mortality in adults have been associated with higher childhood BMI.17
Previous studies have suggested that pediatric overweight and obesity are underdiagnosed and that guidelines for treatment and laboratory evaluation often are not followed.18–22 Diagnosis of obesity is the first step toward treatment, and lifestyle modifications for weight problems may have a greater likelihood of success in patients whose problems are addressed early in the disease process.23 Whereas many providers may visually assess the weight of a child, it is essential to document the diagnosis and to address these medical issues with the family, because parents often are unaware of their child's condition.24
The last several years have witnessed increasing publicity about weight problems, although it is unclear how this focus has affected diagnosis of these conditions by clinicians. We aimed to determine the frequency of diagnosis of pediatric weight problems between 1999 and 2007 and to examine temporal trends and patient factors associated with correct diagnosis.
| METHODS |
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Study Design
This was a retrospective cohort study of patients aged 2 through 18 with at least 1 well-child visit (WCV) including a recorded height and weight between June 1999 and October 2007 within the MetroHealth System, a large tertiary academic health care system in northeast Ohio (N = 60920 patients). Identification of WCVs was based on the American Medical Association's Current Procedural Terminology Evaluation and Management codes.
Data Collection
The MetroHealth System has used the EpicCare (Epic Systems Corporation, Madison, WI) electronic medical record (EMR) in outpatient clinics since 1999. Paper charts are not maintained. We used information gathered at visits including patients' age, race/ethnicity, gender, weight, height, and family history of obesity or related conditions including diabetes, lipid disorder, hypertension, coronary artery disease, heart disease, and stroke. Height and weight measurements were taken by nurses or medically trained assistants by using standardized clinical procedures and medical scales/standiometers. These individuals did not receive specialized training for the collection of data for this study above that provided by their professional licensure and hospital orientation. These height and weight measurement methods conform to the normal standard of care for clinical pediatric practices.
Recorded heights
30.5 or
213.4 cm or heights that decreased by
5% from previous visits were considered to be entered erroneously. Similarly, weights
1.5 or
300 kg or weights that increased by
50% from the previous year or
100% from 2 years previously were not included. Similar criteria have been used previously25 and eliminated <1% of visits from our initial cohort.
Age- and gender-specific percentiles for BMI were determined by using the most recent growth charts from the Centers for Disease Control and Prevention.26 Overweight was defined as a BMI of
85th percentile but <95th percentile, and obesity was defined as a BMI of
95th percentile or 30 kg/m2. Severe obesity was considered as a subset of obese patients and was defined as a BMI at
99th percentile, consistent with established guidelines.27
To determine the frequency of diagnosis, we obtained International Classification of Diseases, Ninth Revision (ICD-9) codes entered for past medical history, visit diagnoses, and problem lists for all patient visits, including non-WCVs. ICD-9 codes included were obesity, not otherwise specified (278.00), morbid obesity (278.01), dysmetabolic syndrome (277.7), overweight (278.02), and weight gain, abnormal (783.1). To assess whether providers noted weight problems without entering ICD-9 codes, a manual review of the EMR was conducted for a random sample of 1% of the patients identified as undiagnosed using ICD-9 codes. In this review, the provider was considered to have made a "diagnosis" if the assessment/plan mentioned weight, diet change, or exercise; if a referral for a nutritionist or pediatric obesity specialist was present; or if orders for laboratory testing for glucose levels, liver function tests, or lipid panels were ordered with no other identifiable reason.
Statistical Analysis
For the analysis, children were classified as overweight if they had at least 1 overweight visit during the study period (BMI of
85th percentile but <95th percentile) but no visits qualifying as obese. Children were classified as obese if they had at least 1 obese visit (BMI of
95th percentile or
30 kg/m2), and children were classified as severely obese if they had at least 1 severely obese visit (BMI of
99th percentile). Children classified as severely obese were considered as a subset of the obese population; they were included in the obese category but also analyzed as a separate group, because severe obesity is a recently suggested weight classification.27
We first examined characteristics of the total study population and of patients in specific BMI categories. We then calculated the percentage of patients in each of the 3 BMI categories (overweight, obese, and severely obese as outlined above) who were diagnosed during the entire study period. A patient was considered to have received a diagnosis if relevant ICD-9 codes were entered at any point during the study period, regardless of the number of visits in which the weight problem was undiagnosed. Logistic regression was used to compute odds ratios and 95% confidence intervals (CIs) for associations between patient characteristics and diagnosis within each of 3 BMI categories. Factors in the multivariate models included BMI and height percentiles, age, family history, gender, ethnicity, and number of overweight visits. For factors that changed over the study period (eg, age), information from the first overweight or obese visit was used. For family history, only information collected before the first overweight or obese visit was used.
To examine temporal trends, the percentage of patients diagnosed within each year from 1999–2007 among those with no previous diagnosis in the EMR was calculated. Generalized estimating equations for logistic regression with the autoregressive correlation structure were used to examine the association between year and diagnosis, accounting for demographic changes in the population over time and repeated visits by the same patient.28
BMI and BMI percentile are automatically calculated in the EMR for each visit with a recorded height and weight. Since January of 2004, BMIs have been displayed in red in the EMR if they are
85th or
10th percentile. We also evaluated whether there was any change in the temporal trend for diagnosis before and after the introduction of this abnormal BMI "flag." All statistical analyses were performed by using SAS 9.1.29
| RESULTS |
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A total of 60711 patients with 146900 WCV (median visits per patient = 2) were included in the analysis. There were 25382 (41.8%) patients who were overweight or obese during the study period; of these, 11277 (18.6%) were overweight and 14105 (23.2%) were obese. Within the obese category, 4670 patients (7.7% of all patients and 33.1% of obese patients) met criteria for being severely obese. Demographic characteristics of each group are listed in Table 1. Of the black children, 18.1% were overweight, 22.9% were obese, and 7.7% were severely obese. Of the white children, 19.4% were overweight, 22.7% were obese, and 7.2% were severely obese. Of the Hispanic children, 19.0% were overweight, 27.3% were obese, and 10.0% were severely obese. Hispanic children demonstrated greater severity of overweight status and were more likely to be obese and severely obese than were black or white children.
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Among all overweight and obese patients, 8659 (34.1%) were diagnosed with a relevant ICD-9 code during the study period. Of the 11277 overweight patients, 1071 (9.5%) were diagnosed as such. The percentage of patients who had received a diagnosis was higher among obese and severely obese children (53.8% and 75.6%, respectively). Of children in each weight category who were eventually given a diagnosis, the percentage diagnosed at their first qualifying abnormal weight visit was 31.4% if they were overweight and 66.9% and 88.8% if they were obese or severely obese.
Overall, 76.5% of diagnoses were made with the ICD-9 code 287.00 (obesity, not otherwise specified). The codes 783.1 (weight gain, abnormal), 278.01 (morbid obesity), 278.02 (overweight), and 277.7 (dysmetabolic syndrome) were used 13.7%, 7.5%, 2.2%, 1.3%, and <1% of the time, respectively. These percentages were similar in each BMI category, with the exception of the code for morbid obesity being more common among patients classified as severely obese (12.2% of diagnoses) and less common among patients classified as overweight (1.3% of diagnoses), and the code for weight gain, with abnormal being more common among patients classified as overweight (20.1% of diagnoses) and less common among patients classified as obese and severely obese (8.3% and 8.0%, respectively).
Several patient characteristics were associated with correct diagnosis (Table 2). The number of overweight visits, documented obesity-related family history, and increasing BMI percentile each increased the likelihood of diagnosis. Black and Hispanic patients were more likely to be given a diagnosis than white patients. Female patients were more likely to be given a diagnosis than male patients, and older children were more likely to be given a diagnosis than younger children. The associations between diagnosis and gender, increasing age, BMI percentile, and number of overweight visits were stronger in the obese and severely obese categories, whereas family history was a stronger predictor among patients classified as overweight.
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There was a statistically significant trend toward increasing diagnosis over the study period (P < .001), although the percentage of patients who were diagnosed per year seemed to plateau or decrease after 2005 (see Fig 1). The percentage of all abnormal-weight patients who were given a diagnosis increased from 13.0% in 1999 to 21.6% in 2005 but subsequently decreased to 18.5% in 2007. The percentage of patients who were given a diagnosis in the overweight category was 1.3% in 1999, increased to 6.0% in 2005, and decreased to 4.8% in 2007. In the obese category, the percentage of patients who were diagnosed rose from 25.1% in 1999 to 39.3% in 2005 and decreased to 35.9% in 2007. Severely obese diagnosis rates began at 45.7%, rose to 57.5% in 2006, and fell to 53.7% in 2007. The temporal pattern was similar when using percentages that only included patients at their first overweight or obese visit (data not shown). When adjusted for age, gender, race/ethnicity, and BMI percentile, there was a statistically significant trend toward increasing diagnosis from 1999 to 2007 in the overweight, obese, and severely obese categories (P < .001). However, when the adjusted percentage change in diagnosis was computed for each year compared with the previous year (Table 3), there was no significant increase in the percentage of patients who were diagnosed after 2005, and there was suggestion of a decrease in diagnosis in 2006 and 2007. Moreover, there was no evidence of a greater increase in diagnosis for the years after the introduction of the abnormal BMI flag (2004–2007) than for the years before this introduction (1999–2003).
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Among undiagnosed patients whose EMRs were reviewed manually (n = 195), 10.8% of overweight patients, 38.2% of obese patients, and 40.0% of severely obese patients had documentation of a diagnosis outside of the ICD-9 codes. If extrapolated to the entire study population, these additional "diagnoses" increase the percentage of overweight children who were given a diagnosis to 19.2% and the percentages of obese and severely obese children who were given a diagnosis to 71.5% and 85.4%, respectively.
| DISCUSSION |
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Pediatric overweight/obesity is a growing epidemic among America's youth. Previous survey results have demonstrated that pediatric providers are concerned with weight issues, and 73% to 88% often make recommendations for weight control.30 Nonetheless, the percentage of children with abnormal weight who are diagnosed as such has been reported between 21% and 86%,18–22 and survey results have demonstrated that only 7% of pediatricians follow recommended evaluations for all comorbid conditions.31 Our study demonstrates a continued low percentage of diagnosis of pediatric weight problems, lowest among overweight children in whom intervention may be most beneficial.23 Furthermore, we reveal that the percentage of patients who were given a diagnosis is no longer increasing at an appreciable rate. To our knowledge, we used the largest clinical cohort to date to report the underdiagnosis of pediatric overweight/obesity, and this is the first study to report temporal trends in this diagnosis.
We found that among the population sampled, 41.8% had a BMI of
85th percentile during the study period. Although this is higher than the 33.6% presented on the basis of National Health and Nutrition Examination Survey data for 2003–2004,1 we define this percentage as patients who had an elevated BMI at any time during a 7-year period, whereas the National Health and Nutrition Examination Survey data present a prevalence at a single visit. Our higher percentage is also partially explained by the increasing prevalence of obesity among youth (prevalence increased 3.6% from 2001 to 2002 vs 2003 to 20041).
The percentage of patients whose condition was diagnosed within each year increased over the study period until 2005, possibly because of increasing public and professional focus on obesity. However, our results also suggest that the trend of increasing diagnosis has plateaued or even decreased in recent years, implying that the impact of publicity regarding weight problems may be reaching its peak. This is consistent with a previous study that indicated that the percentage of adult visits containing weight-control counseling declined between 1995 and 2004.32 Our findings also suggest that automatic flagging of abnormal BMIs is insufficient to provide long-term increases in diagnosis rates. These results point to the need for more active clinical decision-support approaches and strategies to aid in the diagnosis of pediatric weight problems.
The view that overweight and obesity are not true diseases is a historic barrier to diagnosis. It was not until 2004 that the phrase "Obesity itself cannot be considered an illness" was removed from Medicare payment regulations.33 The remnants of this view are demonstrated by the lack of reimbursement for care of weight problems that persists today. Along with lack of reimbursement, other reasons for the underdiagnosis of pediatric weight problems include limited time and perceived futility of involvement because of parental or patient lack of motivation. 34,35 Many primary care providers may feel that because time in visits is limited, discussion should be directed toward problems for which intervention is more fruitful. In 1 survey study, primary care providers reported treating obesity themselves only
50% of the time.36 In addition, practitioners see obesity as less important than other health risks. Pediatricians rank overweight and obesity as less important than smoking, drugs, alcohol, and risky sexual behavior.34
Factors positively influencing diagnosis in our study included increasing BMI and age, female gender, obesity-related family history, black race, and Hispanic ethnicity. These factors are important, because older and heavier patients are more likely to remain obese into adolescence and adulthood.37 The positive association of black race, Hispanic ethnicity, and female gender with diagnosis may reflect providers' belief that obesity is more prevalent among these populations.2
Our study has several limitations. Our population represents a single health care system, and although our sample size is large, our population may not be representative of other regions. There are some characteristics of the patients, including socioeconomic status and insurance company, that we did not investigate. We relied largely on ICD-9 codes. Although there was a sizeable increase in the diagnosis rate when a manual chart review of 1% of the charts was used to incorporate non–ICD-9 code diagnoses, the diagnosis rate for children classified as overweight remained very low, demonstrating that overweight in children is greatly underdiagnosed even when non–ICD-9 code diagnoses are considered. Although the use of ICD-9 codes has its shortcomings, as EMRs take a central role in medical care, it can be argued that documentation in ICD-9 format is essential to the diagnosis and management of a chronic problem such as obesity, both for billing and documentation purposes.
Other factors in our analysis may overestimate diagnosis. We evaluated BMI percentiles only at WCVs because these encounters lend themselves toward diagnosis of seemingly asymptomatic diseases such a weight problems. Also, height and weight measures are routinely measured at WCVs but may not be at other visits. However, to provide the most inclusive diagnosis percentages possible, diagnosis codes were gathered from all visits, meaning that diagnoses at non-WCVs are included. Also, for overall diagnosis calculations, patients were counted as having been given a diagnosis if a diagnosis was made at any point regardless of the number of previous overweight/obese visits in which no diagnosis was made.
| CONCLUSIONS |
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As with any chronic disease, early diagnosis of overweight and obesity is likely to be an important step toward reducing morbidity, mortality, and health care costs. Within the health care system, diagnosis of these seemingly asymptomatic diseases rests with primary care providers. This study demonstrates that many primary care opportunities for diagnosis are missed. Primary care practitioners should be encouraged to take a stronger role in the identification and treatment of obesity and overweight.
Despite recent attention to pediatric weight problems, our study suggests that the proportion of overweight and obese pediatric patients who are diagnosed as such remains low and seems to have plateaued. The proportion of patients whose condition was diagnosed is particularly low in the overweight category, a group of patients who may benefit from early identification and intervention.23 As the role of EMRs grows, automated mechanisms to enhance diagnosis of pediatric obesity may become more elaborate. Methods such as automatic electronic alerts sent to providers or to families about a child's weight status and automatic referrals to specific pediatric weight-management programs may prove effective. Additions such as patient information concerning weight status automatically provided to overweight children may also raise patient and parental awareness.
| FOOTNOTES |
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Accepted Oct 8, 2008.
Address correspondence to David C. Kaelber, MD, PhD, 3158 Kingsley Rd, Shaker Heights, OH 44122. E-mail: david.kaelber{at}case.edu
The authors have indicated they have no financial relationships relevant to this article to disclose.
| What's Known on This Subject Overweight/obesity affects approximately one third of American children. Previous studies have suggested that pediatric overweight/obesity is underdiagnosed and that guidelines for treatment and evaluation often are not followed. It is unclear how recent increases in publicity have affected diagnosis.
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| What This Study Adds The percentage of overweight/obese pediatric patients diagnosed within each year increased over the study period until 2005. Our results suggest that the trend of increasing diagnosis has plateaued or even decreased in recent years. Most strikingly, throughout the study period, the diagnosis of overweight remained below 10%.
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