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a Division of General Pediatrics, Center for Pediatric Clinical Effectiveness
c Division of Biostatistics and Epidemiology, Children's Hospital of Philadelphia, Philadelphia, Pennsylvania
b Department of Pediatrics, University of Pennsylvania, Philadelphia, Pennsylvania
d Department of Neonatal and Developmental Medicine, Lucile Packard Children's Hospital, Stanford University, Palo Alto, California
| ABSTRACT |
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PATIENTS AND METHODS. We conducted a prospective cohort study of 823 term and near-term newborns admitted to the well-infant nursery at the Hospital of the University of Pennsylvania. Maternal, infant, and delivery risk factors for significant hyperbilirubinemia were obtained from chart review, structured interviews with parents, and nurse assessments before discharge. Transcutaneous bilirubin measurement was performed daily until discharge and once by a visiting home nurse between 3 and 8 days of life. We used the c statistic to compare the predictive accuracy of 3 risk-assessment strategies for estimating the risk of significant neonatal hyperbilirubinemia, defined as a bilirubin level that at any time after birth exceeded or was within 1 mg/dL (17 µmol/L) of the hour-specific phototherapy treatment threshold recommended by the American Academy of Pediatrics in 2004. The compared strategies included those that use (1) a predischarge bilirubin level (obtained before 52 hours) expressed as a risk zone on an hour-specific bilirubin nomogram, (2) clinical risk factors other than the predischarge bilirubin level, and (3) a combination of the predischarge bilirubin risk zone and additional clinical risk factors.
RESULTS. Forty-eight patients (6%) developed significant neonatal hyperbilirubinemia. The predischarge (<52 hours) bilirubin level expressed as a risk zone on the bilirubin nomogram and a prediction model that combined multiple other clinical risk factors had similar accuracy for predicting significant hyperbilirubinemia. The only clinical risk factor that could be added to the predischarge risk zone to improve overall predictive accuracy was gestational age. The predischarge bilirubin risk zone and gestational age could be used to stratify patients into a large group (n = 523 [70%]) of infants with a very low (0.2%) risk of developing significant hyperbilirubinemia, a small group of infants (n = 127 [17%]) with a low (4%) risk of developing significant hyperbilirubinemia, and an even smaller group of infants (n = 100 [13%]) with a high (42%) risk of developing significant hyperbilirubinemia.
CONCLUSIONS. An infant's risk of developing significant hyperbilirubinemia can be simply and accurately assessed by using just the infant's predischarge bilirubin level and gestational age.
Key Words: neonatal hyperbilirubinemia jaundice prediction model risk assessment newborn screening
Abbreviations: AAP—American Academy of Pediatrics GA—gestational age HUP—Hospital of the University of Pennsylvania TcB—transcutaneous bilirubin TSB—total serum bilirubin G6PD—glucose-6-phosphate-dehydrogenase ROC—receiver operating characteristic LR—likelihood ratio IQR—interquartile range OR—odds ratio CI—confidence interval
The American Academy of Pediatrics (AAP) clinical practice guideline on the management of neonatal hyperbilirubinemia recommends that all newborn infants be assessed before discharge for the risk of developing significant neonatal hyperbilirubinemia.1 The guideline recommends 2 risk-assessment options, used individually or in combination: predischarge measurement of the bilirubin level and assessment of clinical risk factors. Bilirubin values obtained before discharge can be plotted on an hour-specific bilirubin nomogram to calculate an infant's bilirubin percentile with respect to age in hours. The predischarge bilirubin "risk zone" (0–40th, 41st to 75th, 76th to 95th, and >95th percentile corresponding with low, low-intermediate, high-intermediate, and high risk zones on the hour-specific bilirubin nomogram) has been shown to be a strong predictor of subsequent risk of hyperbilirubinemia.2–5 Clinical risk factor assessment involves consideration of an array of maternal, infant, and delivery factors known to be associated with neonatal hyperbilirubinemia. A few studies have formalized the clinical risk factor assessment process by developing scoring systems that incorporate the weighted contribution of multiple risk factors at once.3, 4, 6
Previous research suggests that the predischarge bilirubin expressed as a risk zone on an hour-specific bilirubin nomogram is more accurate than formal clinical risk factor assessment for determining the risk of developing significant neonatal hyperbilirubinemia.3, 4 One study has suggested that the addition of clinical risk factors, such as gestational age (GA), can significantly increase the predictive accuracy of the predischarge bilirubin.4 However, the accuracy of clinical risk factor assessment in these retrospective studies may have been attenuated by omission of important clinical predictors (eg, breastfeeding, severity of jaundice on physical examination, and history of a previous sibling with jaundice or phototherapy). The retrospective nature of these studies may have also resulted in inaccurate risk factor assessment, as well as incomplete and possibly biased sampling of bilirubin measurements.
In this study, we prospectively enrolled a large cohort of newborn infants, performed exhaustive review of clinical risk factors, and systematically measured transcutaneous bilirubin values on nearly all of the enrolled infants throughout the first week of life. Recognizing that many clinicians rely solely on clinical risk factors for assessing the risk of hyperbilirubinemia, we sought to provide comparative data about the predictive properties of the predischarge bilirubin for clinicians considering whether to adopt predischarge bilirubin screening. Cognizant of the fact that clinicians often use both laboratory and history/physical examination data in making clinical decisions, our secondary goal was to describe the incremental predictive value of a risk-assessment strategy that incorporates both clinical risk factors and a predischarge bilirubin value.
| METHODS |
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3800 deliveries per year. Infants were eligible for enrollment if they were managed exclusively in the well infant nursery and if they were
36 weeks' GA and weighed
2000 g or if they were
35 weeks' GA and weighed
2500 g. The birth weight criteria were used to exclude preterm (<35 week GA) infants who might otherwise be included because of inaccuracies in the estimation of GA. Infants who were transferred to the intensive care nursery for any reason and those who received >48 hours of intravenous antibiotics for concern for sepsis were excluded from the study.
Recruitment and Sampling Scheme
Because the patient population at HUP is predominantly black, we used a stratified sampling scheme to oversample nonblack infants to assemble a study sample from which results would be more generalizable. Each weekday morning a research assistant compiled a list of infants born in the previous 1 to 2 days stratified by maternal race and used a random number generator to randomize the order of the infants within racial strata. The research assistant then approached parents of infants in the order designated on the list, starting with mothers from race categories of the lowest prevalence at the HUP nursery ("other" category, which included American Indian, Alaskan Native, Native Hawaiian, and Pacific Islander), proceeding to race categories of increasing prevalence (Asian, Hispanic or Latino, white, and black). A maximum of 6 infants were enrolled each day.
Study Protocol
The HUP well-infant nursery adopted universal transcutaneous bilirubin (TcB) screening in June 2004, 3 months before the start of our study. Our study protocol differed only slightly from routine birth hospitalization care in that participants had TcB measurements obtained daily until discharge instead of only 1 routine measurement the night before discharge. TcBs were measured using BiliCheck (Respironics, Murrysville, PA), a Food and Drug Administration-approved noninvasive bilirubinometer. Conforming with the standard of care in the nursery, infants whose TcB measurement exceeded the 75th percentile on an hour-specific bilirubin nomogram7, 8 had a total serum bilirubin (TSB) measurement obtained. Because the BiliCheck is less accurate at TcB levels >13 mg/dL (222 µmol/L),8, 9 our protocol also dictated that all TcB values
12 mg/dL be confirmed with a TSB. Additional bilirubin measurements and therapeutic interventions (phototherapy or exchange transfusion) were performed during the birth hospitalization at the discretion of the health care team. No decision support was provided as part of the protocol. Also, no additional bilirubin measurements were obtained as part of the study protocol after infants were started on phototherapy.
Bilirubin measurements generally peak at age 3 to 5 days, and so we attempted to obtain bilirubin measurements on all of the study infants in this time frame. If an infant's birth hospitalization was >72 hours, we obtained at least 1 TcB measurement before discharge between 72 and 120 hours of life. For infants who were discharged from the hospital before 72 hours of life, a study nurse equipped with a BiliCheck device attempted to perform a home visit to obtain a TcB between 72 and 120 hours of life. Similar to the birth hospitalization protocol, the study nurse obtained a heel stick TSB measurement if the TcB recorded at the home visit was
12 mg/dL (205 µmol/L). Decisions to obtain additional bilirubin measurements and to initiate phototherapy after discharge were made by the primary care physicians, who were informed by nurses of all of the TSB values that exceeded the 75th percentile on the hour-specific bilirubin nomogram.
If a high TcB triggered the performance of a TSB (either because the TcB exceeded the 75th percentile before discharge or was
12 mg/dL at any time), we used the TSB instead of the TcB for analyses. This ensured that all of the bilirubin values (TcB when TcB was <12 mg/dL and TSB when TcB was
12 mg/dL) were valid measures of TSB.
Predictor Variables
Predischarge bilirubin values used for prediction were those obtained before 52 hours of age. We used an hour-specific bilirubin nomogram7 to convert the predischarge predictor bilirubin values into risk zones (low, 0-40th percentile; low-intermediate, 41st to 75th percentile; high-intermediate, 76th to 95th percentile; and high, >95th percentile). For infants who had >1 bilirubin value obtained before 52 hours of age, we selected the bilirubin value corresponding with the highest risk zone to serve as the predictor value. If the predischarge (<52 hours) bilirubin corresponding with the highest risk zone also met our criteria for significant hyperbilirubinemia, then that bilirubin served as both a predictor and an outcome value (in which case the predictor predicted the outcome perfectly).
Information on maternal, infant, and delivery characteristics was abstracted from chart review by 2 research assistants. Maternal race, intended method of feeding after discharge (breast, bottle, or both), and history of a previous infant with jaundice or requiring phototherapy were reported by the mother during structured interviews before discharge. GA was abstracted from the obstetric record and was generally estimated from fetal ultrasound or last menstrual period. For the purposes of analysis we rounded GA to the nearest whole week (eg, 37 weeks = 38 weeks) and categorized the variable into 3 levels (<38 weeks, 38–39 weeks, and
40 weeks). We used 38 weeks as the first cutoff because we anticipated a discontinuity in the development of significant hyperbilirubinemia at 38 weeks, where the threshold defining significant hyperbilirubinemia jumps to a higher curve. Jaundice assessments to estimate the extent of progression of jaundice were performed on the day after the second night of hospitalization (or the day of discharge if the infant was discharged earlier) to simulate the timing of predischarge decision-making during a typical vaginal birth hospitalization stay. Jaundice assessments were performed by well-infant nursery nurses with
2 years of nursery experience who were not caring for the infant being evaluated and were blinded to the infant's bilirubin values. Nurses used the homunculus shown in Fig 1 10 to assess the maximum extent of jaundice on a 5-point scale. The presence of 1 of 5 glucose-6-phosphate dehydrogenase (G6PD) mutations was determined from review of the newborn screen results (Pediatrix, Bridgeville, PA) after hospital discharge. The G6PD mutation analysis included in the Pediatrix screen identifies 5 mutations known to account for >90% of all affected infants.11 With the exception of the G6PD mutation result (which is not available until 2 weeks after delivery), all of the information about predictor variables was collected before development of the outcome.
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We imported the published phototherapy treatment guidelines into Microsoft Visio (Redmond, WA) and used Visio's coordinate plotting function to estimate the hour-specific phototherapy treatment threshold values for all 3 of the treatment threshold curves. We followed the AAP guideline in using specific risk factors for bilirubin neurotoxicity to decide which phototherapy treatment threshold curve to use in determining whether a study infant's bilirubin exceeded the threshold. Because infants with asphyxia, lethargy, temperature instability, sepsis, and acidosis were excluded from the study and G6PD status and albumin level were not known at the time of discharge, the only risk factors that we used to select the appropriate phototherapy treatment threshold curve were GA and Coombs positivity.
Analysis
The primary outcome for this study was the predictive accuracy of alternative strategies for assessing an infant's risk of developing significant hyperbilirubinemia. We compared the predictive accuracy of strategies that use the following: (1) a predischarge bilirubin (obtained at <52 hours) expressed as a risk zone; (2) multiple clinical risk factors other than the predischarge bilirubin; and (3) a combination of the predischarge bilirubin risk zone and additional clinical risk factors. Overall predictive accuracy was measured using the c-statistic,12 which is a measure of discrimination—the ability of a test or predictive model to distinguish between patients with and without the outcome of interest (in this case, the development of significant hyperbilirubinemia). The c-statistic is mathematically equivalent to the area under the receiver operating characteristic (ROC) curve13 for the risk-assessment strategy.
The association between individual risk factors (predictors) and the outcome of interest was estimated using
2 tests and logistic regression. Three logistic regression models were developed to predict the outcome of significant hyperbilirubinemia: (1) a model that included predischarge (<52 hours) bilirubin risk zone alone; (2) a model that included clinical risk factors other than predischarge bilirubin risk zone; and (3) a model that combined the predischarge bilirubin risk zone and other clinical risk factors. To develop models 2 and 3, we added clinical risk factors individually that were likely to explain variation in the outcome based on their role in the various mechanisms of bilirubin accumulation (increased production, decreased metabolism, and increased enterohepatic circulation) and that were associated with the outcome at a P value <.05 in bivariate analyses. To remain in the model, the added variables had to continue being significant at a P value <.05 level. Model calibration was tested using the Hosmer-Lemeshow goodness-of-fit statistic. We plotted ROC curves and calculated and compared the area under the ROC curves for each of the 3 models using an algorithm described by DeLong et al.14 To estimate the predictive accuracy lost by categorizing the predischarge bilirubin variable into 4 discrete risk zones, rather than treating it as a continuous variable, we used methods suggested by Newman et al4 to generate a z score associated with each predischarge bilirubin value and calculated the discrimination of the predischarge bilirubin z score for predicting significant hyperbilirubinemia. Likelihood ratios (LRs) were calculated for multilevel risk strata derived from the combination model (model 3).
All of the data were collected by research assistants and entered directly into a Microsoft Access database. Analyses were performed using SAS 9.1 (SAS Institute, Cary, NC) and Stata 8 (Stata Corp, College Station, TX). Informed consent was obtained from mothers of all of the infants in the study. The institutional review boards from the University of Pennsylvania School of Medicine and the Children's Hospital of Philadelphia approved the study protocol.
| RESULTS |
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Infant, maternal, and pregnancy/delivery characteristics from Table 1 that were associated with the development of significant hyperbilirubinemia at a P value level <.05 are listed in Table 2. The factor most strongly associated with development of significant hyperbilirubinemia was the predischarge bilirubin risk zone. None of the 218 infants with predischarge bilirubins in the low-risk zone developed significant hyperbilirubinemia, and only 2 (1%) of the infants with predischarge bilirubins in the low-intermediate risk zone developed significant hyperbilirubinemia. Compared with infants who had predischarge bilirubins in the low or low-intermediate risk zones, the odds ratio (OR) for developing significant hyperbilirubinemia among infants with predischarge bilirubin levels in the high-intermediate and high-risk zones was 21 (95% confidence interval [CI]: 4.9–93.0) and 147 (95% CI: 34–639), respectively. GA <38 weeks (OR: 9.2; 95% CI: 4.4–19) and breastfeeding were also strongly associated with development of significant hyperbilirubinemia. Mother's stated intention to give both breast and bottle feeds (OR: 3.7; 95% CI: 1.6–8.6) was more strongly associated with the outcome than a stated plan to breastfeed exclusively (OR: 2.2; 95% CI: 1.0–4.5). Grade 4 or higher jaundice was also strongly associated with the development of significant hyperbilirubinemia (OR: 6.0; 95% CI: 2.1–17.0). In analyses stratified by race, the association between grade 4 or higher jaundice and development of significant hyperbilirubinemia was present only for nonblack infants (OR: 6.9; 95% CI: 2.2–22.0). Black infants did not demonstrate this association: 7 of 353 black infants with grade 0 to 3 jaundice developed significant hyperbilirubinemia, whereas 0 of 10 with grade 4 or higher jaundice did (OR: not calculable; P = .81). Interestingly, of the 140 infants (both black and nonblack) who had no jaundice noted (jaundice score = 0), only 2 developed significant hyperbilirubinemia (negative predictive value = 98.6%), both of whom were white and had a predischarge bilirubin in the high-intermediate (n = 1) and high-risk (n = 1) zones. A positive G6PD DNA analysis was not associated with the development of significant hyperbilirubinemia in either the entire sample (OR: 0.99; 95% CI: 0.23–4.3) or in the subgroups of male infants, black infants, or black male infants. Factors associated with a decreased risk of significant hyperbilirubinemia included black race (OR: 0.43; 95% CI: 0.23–0.80) and maternal history of smoking during the pregnancy.
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Although all of the factors in the combination model were statistically significant, we found that the only added variable that increased the model's predictive accuracy above that derived from the predischarge bilirubin risk zone alone was GA (c-statistic = 0.952 vs 0.954 for the full model). To illustrate how GA contributed to the predictive performance of the predischarge bilirubin, we calculated the proportion of infants who developed significant hyperbilirubinemia stratified by these 2 parameters (Fig 4). The figure shows that, for children with predischarge bilirubins in the high-intermediate or high-risk category, GA <38 weeks increases the risk of significant hyperbilirubinemia several fold. Figure 5 demonstrates how information on the predischarge bilirubin risk zone and GA can be used to classify infants into 1 of 3 distinct groups in terms of their risk of developing significant neonatal hyperbilirubinemia (very low risk: 0.2%, LR: 0.028; low risk: 4.0%, LR: 0.600; and high risk: 42.0%, LR: 10.600).
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| DISCUSSION |
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Our analyses suggest that knowledge of just these 2 easily obtained and objectively determined factors can help a clinician to stratify patients into 3 distinct risk categories. Infants in the "very low" risk category can be followed clinically and may be spared follow-up bilirubin measurements, assuming the physical examination and history do not change dramatically to warrant a repeat bilirubin measurement. Infants in the "low" risk category can also be managed expectantly, but the threshold for performing a follow-up bilirubin may be a little lower than for the "very low" risk group. Finally, the infants who are categorized as "high" risk, depending on the height of their predischarge bilirubin, may warrant initiation of phototherapy according to AAP treatment guidelines, a follow-up bilirubin in 24 hours, or delayed discharge from the birth hospitalization if follow-up cannot be guaranteed.
Our results are fairly consistent with those reported by other investigators. Although defined differently across studies, significant hyperbilirubinemia has repeatedly been shown to be associated with the predischarge bilirubin risk zone,3–5, 7 GA <38 weeks,2–4, 6, 15 and breastfeeding.2–6, 16 Similar to the study by Newman et al6 on clinical risk factors for significant hyperbilirubinemia, we also found black race to be protective, but, unlike in that study, female gender was associated with an increased, rather than decreased, risk of hyperbilirubinemia in our subjects. Consistent with previous studies,3, 4 we found that risk-assessment strategies that combine multiple clinical risk factors (other than the predischarge bilirubin) have similar (but not better) accuracy than a strategy that relies on the predischarge bilirubin value alone. Similar to Newman et al,6 we also found that, after the predischarge bilirubin risk zone, GA was the strongest predictor of significant hyperbilirubinemia and could be used in combination with the predischarge risk zone to stratify infants into distinct risk categories. Interestingly, some of the factors listed as major risk factors in the AAP Practice Guideline on Management of Neonatal Hyperbilirubinemia were not found to be significant predictors of significant hyperbilirubinemia in our study, including the presence of cephalohematoma (OR: 1.8; 95% CI: 0.63–5.40) or bruising (OR: 1.5; 95% CI: 0.44–5.10) and a history of a sibling who received phototherapy (OR: 1.1; 95% CI: 0.46–2.70), although the OR point estimates and 95% CIs are consistent with those reported previously for these variables.
Our study is the first to prospectively ascertain clinical risk factors and to compare alternative strategies for assessing the risk of significant hyperbilirubinemia. Its prospective nature allowed us to perform an exhaustive review of potential clinical risk factors, including historical factors, such as a history of a previous child with jaundice or requiring phototherapy and self-reported maternal race. The availability of a study nurse to visit infants at home after discharge enabled us to perform bilirubin measurements during the time that bilirubin values peak on nearly all of the study infants, and, thus, avoided the potential for verification bias that was present in previous retrospective studies. Our study is also the first to incorporate a formal assessment of the extent of jaundice before discharge as a predictor of significant hyperbilirubinemia. Although the extent of jaundice did not add to the predictive accuracy of the predischarge bilirubin risk zone, it did remain significant in the multivariable clinical risk factor model. The fact that grade 4 or higher jaundice was predictive of subsequent significant hyperbilirubinemia only in nonblack infants supports the notion that the presence and degree of jaundice may be more difficult to discern in infants with darker skin pigmentation.17, 18 Interestingly, the complete absence of jaundice (grade 0) had high negative predictive value (98%) for subsequent significant hyperbilirubinemia in both black and white infants.
Finally, our study is the first to evaluate the relationship between the results of DNA-based screening for G6PD deficiency and the development of significant hyperbilirubinemia. Our results suggest that even if the DNA-based test result could be made available before discharge, it may not be helpful in predicting the risk of hyperbilirubinemia requiring phototherapy, even in subgroups of male, black, or black male infants. Scenarios that may compromise the predictive accuracy of DNA-based G6PD deficiency testing include detected mutations associated with adequate enzyme levels, detected mutations that result in low enzyme activity levels but not hyperbilirubinemia, and undetected mutations that result in low enzyme activity and hyperbilirubinemia.11 Further investigation is needed to determine the role of G6PD mutation analysis, as well as alternative (G6PD enzyme level measurement19, 20) and supplementary (UDPGT1 polymorphism21) testing for identifying infants who need close monitoring for the risk of hemolysis, severe hyperbilirubinemia, and possibly kernicterus related to G6PD deficiency.
Our study had a few limitations. Our sample size allowed us to detect only risk factors that were strongly associated with the outcome of interest or that were prevalent. We were reassured, however, that the only factor that added significantly to the predictive accuracy of the predischarge bilirubin risk zone, GA, is the one that is most strongly associated with the predicted outcome. Second, some infants were started on phototherapy before meeting our outcome criterion, which prevented us from determining whether they would have developed the outcome of interest. However, sensitivity analyses demonstrated no major differences in the relative accuracy of the 3 evaluated strategies when these infants were excluded or treated as having developed the outcome. Finally, despite our attempts to oversample infants of nonblack race, approximately half of the study infants were born to black mothers. If, as suggested by our data, black race is associated with a lower risk of significant hyperbilirubinemia, then patient populations with fewer black infants may have higher rates of significant hyperbilirubinemia, both overall and in various risk strata, than reported in our study.
| CONCLUSIONS |
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Future research on risk-assessment strategies for significant hyperbilirubinemia will need to identify the actions that should be taken given the predicted risk and quantify the "cost" of the "errors" in risk assessment (both false-positives and false-negatives) in terms of unnecessary testing and treatment, delay in discharge, and the occurrence of extreme hyperbilirubinemia and kernicterus. Given the low incidence of kernicterus, economic evaluation of risk-assessment strategies will have to rely on mathematical models in addition to empiric studies. The implementation of strategies that use universal bilirubin screening is associated with a reduced risk of extreme hyperbilirubinemia.22 Fine tuning the appropriate response to a predischarge bilirubin value will help ensure that universal bilirubin screening will also be cost-effective and minimally invasive.
| ACKNOWLEDGMENTS |
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We thank research assistants Sasha Waring and Patrick Maloney, study nurse Tajuanna Harris, and all of the nurses and nurse practitioners in the Hospital of the University of Pennsylvania Well Infant Nursery for making this study possible.
| FOOTNOTES |
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Address correspondence to Ron Keren, MD, MPH, Children's Hospital of Philadelphia, 3535 Market St, Room 1524, Philadelphia, PA 19104. E-mail: keren{at}email.chop.edu
The authors have indicated they have no financial relationships relevant to this article to disclose.
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This article has been cited by other articles:
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Predicting Hyperbilirubinemia in Newborns Journal Watch (General), January 17, 2008; 2008(117): 4 - 4. [Full Text] |
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