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a Divisions of Neonatology and Pediatric Critical Care
b Pediatric Neurology, Department of Pediatrics
c Institute of Biometrics, University of Ulm, Ulm, Germany
d Department of Neonatology, Center for Pediatrics, University of Bonn, Bonn, Germany
| ABSTRACT |
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OBJECTIVE. We sought to examine whether early enteral iron supplementation improves neurocognitive and motor development in these infants.
METHODS. Children who participated in the above mentioned trial were evaluated by applying the Kaufmann Assessment Battery for Children and the Gross Motor Function Classification Scale at the age of school entry.
RESULTS. Of the 204 infants initially randomized, 10 died and 30 were lost to follow-up. A total of 164 (85% of the survivors) were evaluated at a median corrected age of 5.3 years. In this population (n = 164), the mean (±SD) mental processing composite in the early iron group was 92 (±17) versus 89 (±16) in the late iron group. An abnormal neurologic examination was found in 17 of 90 versus 26 of 74, and a Gross Motor Function Classification Scale score of >1 was found in 2 of 90 versus 5 of 74, respectively. Fifty-nine of 90 children in the early iron group were without disability, compared with 40 of 74 in the late iron group. Severe disability was found in 5 of 90 versus 6 of 74 children and 67 of 90 versus 49 of 74 qualified for regular schooling, respectively.
CONCLUSIONS. Early enteral iron supplementation showed a trend toward a beneficial effect on long-term neurocognitive and psychomotor development and showed no evidence for any adverse effect. Because the initial study was not designed to evaluate effects on neurocognitive development, the power was insufficient to detect small but potentially clinically relevant improvements. Additional studies are required to confirm the trend towards a better outcome observed in the early iron group.
Key Words: neurocognitive outcome preterm infant very low birth weight iron deficiency iron supplementation
Abbreviations: GMFCS—Gross Motor Function Classification Scale LOS-KF 18—Lincoln-Oseretzky Scale (Short Form) 18 MPC—Mental Processing Composite KABC—Kaufmann Assessment Battery for Children OR—odds ratio CI—confidence interval
Iron deficiency in infancy is associated with short-term1,2 and long-term3–8 neurodevelopmental deficits, delayed maturation of the auditory brainstem response,9,10 and abnormalities of memory11 and behavior,6,12 despite adequate correction of the initial iron deficit. The long-lasting neural and behavioral effects of iron deficiency in infancy have recently been reviewed.13
Iron supplementation of term infants at risk of iron deficiency is associated with improved neurodevelopmental outcome at 12 and 24 months of age.14–17 Because small preterm infants are susceptible to iron deficiency because of their small iron store at birth,18,19 their high growth velocity, and the iron losses caused by frequent blood sampling, we hypothesized that iron supplementation of preterm infants may also be associated with improved neurodevelopmental outcomes.
We previously showed in a randomized trial that early enteral iron supplementation in infants with a birth weight <1301 g is feasible and safe, and may reduce the incidence of iron deficiency and the number of late blood transfusions.20 However, the effect of early enteral iron supplementation on neurodevelopment is unknown in these very preterm infants. Because preterm infants may be particularly vulnerable to oxygen radical injury,21,22 iron supplementation may theoretically even be harmful for the premature brain.
The aim of this study, therefore, was to examine whether early enteral iron supplementation improves long-term neurocognitive and motor development in very preterm infants with a birth weight of <1301 g.
The initial randomized trial was designed to evaluate the effects of early enteral iron supplementation on iron status and iron deficiency and not on long-term neurocognitive development. This follow-up study was, therefore, not sufficiently powered to detect small, but potentially clinically relevant, differences between the treatment groups.
| METHODS |
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Study Subjects
Eligible were all inborn infants with a birth weight of <1301 g admitted to the University of Ulm level 3 NICU between June 1996 and June 1999. Exclusion criteria were major anomalies, hemolytic disease, twin-to-twin transfusion syndrome, and missing parental consent. For the trial profile and details of the trial interventions and statistical analyses please refer to Franz et al.20 In the initial randomized trial, of 380 eligible infants with a birth weight of <1301 g, 108 were excluded because parents refused consent, 68 were excluded on the basis of predefined exclusion criteria, 105 were randomly assigned to receive early enteral iron supplementation, and 99 were randomly assigned to receive late enteral iron supplementation.20
Randomization
Infants were assigned to 1 of 2 strata according to the need for blood transfusion within the first 7 days of life (stratum 1: no transfusion; stratum 2:
1 transfusion within the first 7 days of life). At day 7 of life, the infants were randomly allocated in blocks of 10 within each stratum to early or late enteral iron supplementation by using computer-generated randomization lists.
Treatment Groups
Early enteral iron supplementation was started at a dose of 2 mg/kg per day of ferrous sulfate as soon as 100 mL/kg per day of enteral feedings were reached.23 In 39 of 105 infants randomly assigned to early iron supplementation, the dose was increased to 4 mg/kg per day when the hematocrit fell below 0.30. Late enteral iron supplementation was started at 61 days of life at a dose of 2 mg/kg per day.24 If iron deficiency was diagnosed at any time throughout the study, iron was started at 4 mg/kg per day.
Enteral iron supplementation was started at a median age of 14 days (range: 7–61 days) in the early-iron group versus 61 days (range: 12–74 days) in the late-iron group.20 In both groups, iron was administered with the milk feeds,25 erythropoietin was not administered, and restrictive red cell transfusion guidelines were followed.26 Of a total of 306 red cell transfusions, only 10 (6 in the early-iron group and 4 in the late-iron group) were not in agreement with the transfusion guidelines.
Primary End Points, Sample Size, and Blinding of the Initial Randomized Trial
Primary outcome variables were (1) ferritin level at 61 days of life and (2) the number of infants who fulfilled the criteria of iron deficiency at any time throughout the study.
A sample-size calculation revealed that 63 patients were required per group.20 Because of death, early discharge, or referral to affiliated hospitals, 204 patients had to be randomly assigned to evaluate 133 infants who completed the initial protocol.
The study was performed as a masked study: the laboratory personnel who handled the blood samples were unaware of treatment-group assignment, and the primary outcome variables were objective, predefined laboratory criteria. Double-blinding for enteral iron supplementation was impossible because of the effect on stool color.
Follow-up
All surviving infants were followed. At 5 years of age, the infants were contacted by mail (twice) and telephone (if necessary) to arrange for a follow-up examination.
Of the initially randomly assigned 204 infants, 6 died during their initial hospitalization, and 4 died after discharge from the hospital. Of the surviving 194 infants, 164 (85%) were evaluated. Thirty infants were not evaluated because 5 (3%) refused participation, and 12 (6%) were unable to attend because the family had moved, had no means of transportation, or did not come to several (at least 3) appointments for various reasons, and 13 (7%) were lost to follow-up.
Standardized Follow-up Assessment
The neurologic examination and all neurophysiological testing was performed by an experienced pediatric neurologist (Dr Steinmacher) who was blinded to the infants' treatment-group assignment.
The neurologic examination was rated as normal, mildly abnormal (in the presence of minor neurologic signs, such as broad gait, dysdiadochokinesis, or dysmetria) and severely abnormal (in the presence of any paresis with or without spasticity, any cerebral nerve palsy, or any ataxia).
For evaluation of mobility, that is, the motor functioning, the Gross Motor Functioning Classification Scale (GMFCS)27 was performed. A score of 0 represents normal mobility, 1 represents mild abnormality (ie, walking, running, jumping are possible but somewhat reduced in precision and velocity). A score of 2, 3, or 4 represent obviously and severely impaired mobility and the lack of individual mobility, respectively.
To assess motor coordination, the Lincoln-Oseretzky Scale (Short Form) 18 (LOS-KF 18)28 was applied. The test consists of 18 tasks including walking backward, standing on 1 foot, touching one's nose, jumping, throwing, catching, clapping, balancing tiptoe, and so on. Different reference values are available for this test for children with a mental processing composite (MPC) of <71, 71 to 85, and >85. Abnormal motor coordination was defined as an LOS-KF 18 score in the
3rd percentile.
For evaluation of the cognitive function the Kaufmann Assessment Battery for Children (KABC) was performed. The KABC comprises 2 summative scales: (1) the MPC, a global measure of cognitive ability in 2 subscales, sequential processing, and simultaneous processing, and (2) the achievement scale, an assessment of knowledge of facts, language concepts, and school-related skills. The range of possible scores for both scales is 40 to 150. The test was last standardized in 1992 to a mean of 100 and an SD of 15 in a German reference population.29 The MPC can be interpreted similarly to an IQ test. Children whose severe cognitive impairment or disability precluded the use of this assessment tool were assigned a score of 30 if minimal speech and the ability for minimal communication with the parents were present, and a score of 20 if no speech was present but at least minimal sensory or motor achievements were elicited.
Assessment of visual impairment was based on ophthalmologic records, and visual acuity was evaluated by standard visual acuity charts. Severe visual impairment was defined as a refractory error in
1 eye of more than ±10 diopter or any amblyopia defined as a best-corrected visual acuity of <20/40. A visual acuity after best-possible correction for ametropia <20/200 was defined as blindness.
Visual perception was assessed in children who achieved a MPC on KABC of >85 by applying the scales of visual perception of the Tübinger Lurija Christensen neurophysiological examination for children.30 This test includes evaluation of eye-motor coordination, spatial orientation (position in space and spatial relationship), and pattern recognition. Raw scores are obtained and then converted to age-adjusted percentiles. Visual perception was defined as impaired if the child scored in the <15th percentile of a previously published cohort of normal children31 in all subscales.
To assess developmental abnormalities in childhood behavior, the parents were asked to complete the Child Behavior Check List for 4- to 18-year-old children in its German adaptation of 1994.32 Parents completed a questionnaire regarding their child's performance in games, activities, chores, and the quality of relationships with friends and family. A total of 113 items related to behavior had to be scored on a 3-point scale ranging from not true (0), somewhat true (1), to often true (2). A total problem score was obtained by summing all items. Raw scores were converted to age-standardized scores (t scores [mean: 50; SD: 10]). Higher scores indicate more behavioral problems: t scores of >70 and >63 defined abnormal behavior in each subscale and in the summary scales of total problems and internalizing and externalizing behavior, respectively.
Composite Outcome Criteria
Severe disability was defined as any of the following: an abnormal neurologic examination resulting in severely impaired mobility (GMFCS: >1), severe cognitive impairment (MPC: <51), hearing loss requiring amplification, or blindness. Provided that none of the previously mentioned criteria for classification as severe disability were met, moderate disability was defined as any of the following: any abnormal neurologic examination associated with a detectable impairment of mobility (GMFCS: 1), cognitive impairment (MPC: 51–70), or any severe impairment of vision. Provided that none of the above mentioned criteria for classification as severe or moderate disability were met, mild disability was defined as any abnormal neurologic examination result with normal mobility (GMFCS: 0) and/or an MPC of 71 to 85.
The absence of significant impairment (without disability) was defined as normal neurologic examination, normal mobility (GMFCS: 0), and normal cognitive development (MPC: >85), and the absence of severe hearing and visual impairment.
Recommendations for school assignment were based on the previously described evaluations and the ability to compensate impairments; that is, everyday functioning of the children. In general, an MPC of >85 and absence of any severe impairment were required. If impairments were present, these had to be compensated.
Statistical Analyses
For qualitative data, counts and percentages were calculated; for quantitative data, the mean, SD, median, minimum, and maximum were calculated.
Categorical variables were compared between the patient group with early and the patient group with late iron supplementation with
2 test, or in case of small numbers with Fisher's exact test, continuous variables were compared with the Wilcoxon test.
Associations between risk factors and poor neurodevelopmental outcome were described by odds ratios (ORs) adjusted for treatment-group assignment with a 95% confidence interval (CI) and a P value of the
2 test from a logistic regression. The following risk factors were evaluated: gestational age, gender, multiple birth, severe intraventricular or periventricular hemorrhage (
3°), periventricular leukomalacia, severe retinopathy of prematurity (
3°), need for mechanical ventilation, intrauterine growth retardation, language, and maternal education.
Multiple logistic regression with forward selection (selection level: 5%) was performed to identify important risk factors with simultaneous value for prediction among the previously mentioned risk factors for poor neurodevelopmental outcome adjusted for assignment to late versus early iron supplementation. ORs with 95% CIs and P values were calculated. The value for prediction of outcome of the important risk factors identified was assessed by the area under the receiver operating characteristic curve.
All analyses were performed with SAS 9.0 (SAS Institute, Cary, NC).
| RESULTS |
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Table 2 summarizes the main outcome data. First, there were more infants with an abnormal result on standardized neurologic examination in the group receiving late enteral iron supplementation. This difference was mainly because of an increased number of infants with mild neurologic abnormalities (19 of 74 in the late-iron and 11 of 90 in the early-iron group; P = .04). Second, there were suggestive trends toward improved cognitive development with early iron supplementation in the overall MPC, the subscale of simultaneous processing, and the achievement scale of the KABC.
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3rd percentile was 25 (28%) in the early-iron group and 20 (27%) in the late-iron group (P = .93). The number of infants with abnormal behavior according to the Child Behavior Checklist was also similar in both groups: 17 (20%) of 87 vs 13 (19%) of 67 (P = .98). In children with normal MPC (>85; n = 115), the incidence of impaired visual perception was 7 (11%) of 66 in the early-iron group versus 5 (10%) of 49 in the late-iron group (P = .97).
A total of 133 infants completed the initial randomized trial per protocol. One of these infants died after completion of the trial, 115 (87% of the survivors) were reevaluated with similar results as in the intention-to-treat population described earlier (data available on request).
Table 3 presents the crude OR of late versus early iron supplementation as a risk factor for moderate or severe disability and for cognitive impairment along with the adjusted ORs for several prenatal and perinatal risk factors for poor neurodevelopmental outcome.
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| DISCUSSION |
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Thus far, iron supplementation of preterm infants has only been shown to be an effective component to prevent and/or treat anemia of prematurity.20,23 We hypothesized that iron supplementation administered early to prevent iron deficiency may also be a successful strategy to improve long-term neurodevelopmental outcome in preterm infants on the basis of the following observations.
Iron deficiency is common in unsupplemented preterm infants as outlined previously, and iron deficiency is associated with impaired neurodevelopmental outcome. The negative effects of iron deficiency during infancy and childhood on neurodevelopment may at least in part be long-lasting or even irreversible despite adequate treatment of iron deficiency.3–12 Similarly, iron deficiency during intrauterine development seems to have long-lasting negative effects on neurodevelopment (reviewed by Lozoff and Georgieff37), because decreased umbilical cord serum ferritin levels were associated with poorer neurobehavioral status at 37 weeks' postmenstrual age38 and impaired mental and psychomotor development at 5 years of age.39 Furthermore, infants of diabetic mothers who have decreased iron stores, defined as umbilical cord serum ferritin levels of <35 µg/L, had abnormal auditory recognition memory and a lower physical developmental index at 1 year of age.11,40 Finally, low levels of neonatal hemoglobin, serum iron, and or ferritin in cord blood were associated with higher levels of negative emotionality, and lower levels of alertness and soothability.41
Our hypothesis, that early iron supplementation of preterm infants may improve neurodevelopmental outcome, was further supported by the fact that iron supplementation of term infants at risk of iron deficiency improves neurodevelopmental outcome at 12 and 24 months of age.14–17
In our study, early enteral iron supplementation was associated with fewer long-term neurologic abnormalities on standardized physical examination and trends toward improved outcomes on formal assessment of mental processing (Table 2). These findings may reflect long-term consequences of perinatal iron deficiency previously observed by others38–41 and may be related to negative effects of perinatal iron deficiency on myelination, brain iron content, striatal and hippocampal organization, and neurotransmitter metabolism observed in rodent models of perinatal iron deficiency (recently reviewed in37). However, taking into account that multiple comparisons were made, the findings of our study have to be interpreted with caution.
The lack of more obvious beneficial results of early iron supplementation may have several explanations. First, there may be no benefit (and the previously mentioned results are chance findings). Second, our initial randomized trial was designed to examine effects of early iron supplementation on iron stores, the incidence of iron deficiency, and the need for blood transfusions and not to evaluate long-term neurodevelopmental outcome. The study was, therefore, underpowered to detect small but clinically important differences in long-term outcome data between groups. To have 80% power to demonstrate at a 2-sided significance level of 5% in a confirmatory trial that early iron supplementation does indeed improve neurodevelopment assuming a degree suggested in the present sample (eg, effect size for the MPC = 0.2 [ie, difference of the means divided by SD]) a sample size of n = 394 infants per treatment group would be required. One may argue that an effect size of 0.2 is negligible and not worth pursuing. On the other hand, it is unlikely that any single intervention in neonatal care will result in a higher standardized mean difference in the MPC, because the population and the associated problems are so heterogeneous.
Third, an oral dose of 4 to 6 mg/kg per day may have been insufficient to meet the iron needs of all growing preterm infants. In fact, despite increasing iron supplementation up to 4 mg/kg per day (in formula-fed infants up to 6 mg/kg per day) as soon as the hematocrit fell below 0.30, iron deficiency occurred in
15% of infants in the early-iron group during the initial randomized trial.20 This is not surprising, considering that (1) only
25% (range: 10%–50%) of enterally administered iron is absorbed,25,42 (2) the daily needs of growing preterm infants are thought to be
0.5 to 1 mg/kg per day,43 and (3) that every milliliter of blood loss represents a loss of 0.35 to 0.5 mg of iron (assuming hemoglobin concentrations of 10–15 g/dL). Consequently, higher doses of enteral iron supplementation may be required to meet the needs of at least some preterm infants and to optimize neurodevelopmental outcome in this vulnerable population.
One of the concerns with iron supplementation is that free ferrous iron is thought to increase the production of free radicals (known as Fenton reaction) and thereby to increase oxidative stress especially in the premature infant who has a limited capacity to assimilate free iron and to degrade free radicals.21,22,44 Early iron supplementation of premature infants may therefore theoretically cause oxidative injury to the developing brain and consequently may result in impaired long-term neurodevelopment. However, there was no evidence of such an adverse effect after early enteral iron supplementation in our sample. This is in agreement with the fact that, to our knowledge, enteral iron supplementation has not yet been shown to increase surrogate markers of oxidative injury in preterm infants.45,46 However, the sample size of our study was insufficient to detect infrequent adverse effects of early enteral iron supplementation.
The main limitations of this study were the insufficient sample size as mentioned earlier and the fact that the evaluation of the effects on neurodevelopmental outcome was not considered when the initial randomized trial was designed. The results of this study, therefore, do not confirm but may support the hypothesis that early enteral iron supplementation improves neurocognitive and motor development in very preterm infants.
Furthermore, because the study was conducted at a single institution, the results may not have general validity and require verification by a larger multicenter trial.
On the basis of the results reported and discussed earlier, such a multicenter trial of iron supplementation in preterm infants should aim to evaluate measures of myelination (eg, latency in brainstem-evoked response audiometry9,10), hippocampal function, that is, memory (eg, auditory recognition memory in response to mother's voice11), frontal lobe function, that is, emotionality and behavior (as described in detail in12,17,47,48) in addition to standardized neurologic examination, and global evaluation of motor and neurocognitive development.
On the basis of the results of our study, the incidence of an abnormal result on standardized neurologic examination should be chosen as primary outcome variable. Assuming an OR of 1.8 (Table 4), a 2-sided significance level of .05, a power of 80%, and an incidence of abnormal neurologic examination of 19% in the early-iron group (Table 2), a sample-size calculation revealed that 252 infants would be required per group for such a trial.
| CONCLUSIONS |
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| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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Address correspondence to Axel R. Franz, MD, Department of Neonatology, Center for Pediatrics, University Women's Hospital, Sigmund-Freud-Strasse 25, 53105 Bonn, Germany. E-mail: axel.franz{at}ukb.uni-bonn.de
The authors have indicated they have no financial relationships relevant to this article to disclose.
This trial has been registered at www.clinicaltrials.gov (identifier NCT00457990).
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