SPECIAL ARTICLE |
a Center for Children's Health and the Environment, Department of Community and Preventive Medicine, New York, New York
b Department of Pediatrics, Mount Sinai School of Medicine, New York, New York
c Division of Epidemiology, New York City Department of Health and Mental Hygiene, New York, New York
d Environmental and Occupational Health and Safety Institute, University of Medicine and Dentistry of New Jersey, Piscataway, New Jersey
e Division of Maternal Fetal Medicine, Columbia University Medical Center, New York, New York
f Departments of Pediatrics
g Psychiatry and Human Behavior, University of California, Irvine, California
h Department of Pediatrics, University of Utah, Salt Lake City, Utah
i Heilbrunn Department of Population and Family Health
j Environmental Health Sciences
k Epidemiology, Mailman School of Public Health, New York, New York
| ABSTRACT |
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Key Words: National Children's Study epidemiology asthma attention-deficit/ hyperactivity disorder autism schizophrenia obesity
Abbreviations: CVD—cardiovascular disease NICHD—National Institute of Child Health and Human Development CDC—Centers for Disease Control and Prevention NCS— National Children's Study HPV—high production volume NCPP—National Collaborative Perinatal Project CHDS—Child Health Development Study NIH—National Institutes of Health
Environmental exposures in early life can influence development, impair health, and increase risk of disease and dysfunction.1–3 Chemical, physical, and psychosocial factors have all been shown to exert great influence. Among potentially harmful chemical and physical exposures are cigarette smoking during pregnancy,4,5 thalidomide,6,7 diethylstilbestrol,8 lead,9–15 ethyl alcohol,16 ionizing radiation,17,18 polychlorinated biphenyls and other organochlorine compounds,19 methylmercury,20–26 outdoor air pollutants,27 benzene,28 and certain pesticides.29
Evidence is mounting that prenatal factors and early childhood experiences may play a role in disease development in later life.30 Altered fetal growth has been related to increased risk of cardiovascular disease (CVD), hypertension, and diabetes in adulthood,31–34 and accelerated childhood growth is related to subsequent risk of breast cancer in women,35 as well as to impaired glucose tolerance in adulthood.36 There almost certainly exist additional etiologic associations between environmental exposures and disease in children that have not yet been discovered.
Progress in elucidating the role of the environment in causation of disease has for the most part been slow and incremental. Nearly all previous studies have examined relatively small populations of pregnant women and their offspring37; have considered only one chemical at a time38; have had little statistical power to examine interactions among chemical, social, and behavioral factors in the environment39; have had limited ability to examine gene–environment interactions40; and have suffered from brief duration of follow-up.41 Almost nothing is known regarding the interrelationships between chemicals and other environmental hazards and between the chemical and physical environment and social environments.42
Large, prospective, multiyear epidemiologic studies can overcome the limitations of previous investigations. A great strength of the prospective study design is that it permits unbiased assessment of exposures as they occur, before the onset of disease or dysfunction. This is crucial for studies of fetal and infant exposures, because attempts to reconstruct past exposures months or years after their occurrence are inherently limited and subject to the vagaries of human memory, as well as of recall bias. These limitations constrain the ability of retrospective or case-control studies to obtain unbiased and precise data on the nature and timing of exposures in early life. Prospective studies have the additional advantage that they permit exploration of exposures within a multilevel framework, which considers exposures at the individual, family, neighborhood, and societal levels.43,44 They are especially powerful when they incorporate biomarkers of exposure and of genetically mediated susceptibility.
To take advantage of new developments in study design, exposure assessment, and information technology, and to overcome the shortcomings of previous studies, the President's Task Force on Environmental Health and Safety Risks to Children recommended in 1998 that a large prospective, multiyear epidemiologic study of American children be undertaken.45 In response to that recommendation, the US Congress, through the Children's Health Act of 2000, authorized the National Institute of Child Health and Human Development (NICHD) "to conduct a national longitudinal study of environmental influences (including physical, chemical, biological and psychosocial) on children's health and development."46 The National Institute of Environmental Health Sciences, the Centers for Disease Control and Prevention (CDC), and the US Environmental Protection Agency have joined the NICHD in planning this study, now named the National Children's Study (NCS).
| RATIONALE FOR THE NCS |
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The environment in which children live has also changed.71,72 Today there are >80000 synthetic chemicals, most of them developed since the 1950s.73 These include plastics, pesticides, fuels, building materials, antibiotics, chemotherapeutic agents, flame retardants, and synthetic hormones. Children are at especially high risk of exposure to the 2800 synthetic chemicals that are produced in quantities of
1 million tons per year.2 These high production volume (HPV) chemicals are the synthetic materials dispersed most widely in the environment in air, food, water, and consumer products in homes, schools, and communities.74 In recent national surveys, quantifiable levels of a number of HPV chemicals have been detected in the bodies of most Americans, as well as in the milk of nursing mothers.75
A National Academy of Sciences committee on pesticides in the diets of infants and children identified 4 fundamental differences between children and adults that contribute to children's heightened susceptibility to toxic chemicals76:
Although much remains to be learned about associations between the environment and disease in children, evidence is accumulating that environmental factors make important contributions to disease causation. Numerous pollutants in the indoor environment have been shown to be triggers for childhood asthma, such as second-hand tobacco smoke, mold and mites, cockroach droppings, animal dander, and certain pesticides.77,78 Reduction in children's exposures to these indoor pollutants was shown to reduce frequency of asthma.79 Ambient air pollutants (fine particulates, ozone, oxides of nitrogen, and diesel exhaust) also were shown to increase incidence of asthma and to trigger asthmatic attacks.26,80,81 Reduction in levels of ambient air pollution was associated with reduction in the number of hospitalizations resulting from asthma and other respiratory diseases.82–84 Childhood cancer has long been linked to ionizing radiation. More recently, benzene, 1,3-butadiene, and pesticides were etiologically associated with childhood malignancies.85,86 A recent National Academy of Sciences study suggests that
28% of developmental disabilities in children may be caused by environmental factors acting alone or in combination with genetic factors.87
A higher proportion of children in America today live in cities and suburbs than ever before, and the built environment has been shown to be capable of influencing children's health and risk of disease.88–92 The adverse effects of the modern built environment are especially magnified in low-income, predominantly minority urban communities where crowded streets, lack of outdoor play-spaces, limited access to fresh and healthy food, and substandard housing all contribute to substantial and well-documented disparities in health care.93–97 Recognition is increasing that characteristics of the built environment may influence diet and activity patterns and, as a result, increase the risk of obesity.98,99
| PREVIOUS LONGITUDINAL STUDIES |
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| PEDIATRIC LONGITUDINAL STUDIES |
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Birth cohorts have also identified many of the important pharmaceutical, obstetric, socioeconomic, and genetic factors that are currently known to affect neurologic and behavioral development in utero and in childhood. The first such longitudinal study was the British National Survey of Health and Development, initiated in 1946, and based on a national sample of births in England during a 1-week period. The cohort has since been followed up 23 times, providing the most detailed data available anywhere on the evolution of health and disease over the life course. Later, British birth cohorts of 1958 and 1970 were constructed along similar lines.
In the 1950s, 2 very important studies were launched in the United States, the National Collaborative Perinatal Project (NCPP)111 and the California Child Health and Development Study (CHDS).112,113 These studies differed from the British studies in that they began follow-up before birth at the first prenatal visit, collected and archived biological specimens such as serum samples, and were of a much larger size. The NCPP was established by the National Institute of Neurologic Disorders and Blindness in the 1950s as a prospective epidemiologic study to investigate the relationships between pregnancy, labor, and delivery and subsequent neurodevelopmental outcomes in infants and children.114 Fourteen medical centers within 12 universities collected data on >58000 pregnancies and followed the health of surviving children through age 7 or 8. Similarly, the CHDS examined
20000 pregnancies, birth outcomes, and health in surviving children.112 Additional pregnancy/birth cohorts were also established in Australia,115 New Zealand,116 Israel, and the Scandinavian countries. The NCPP still provides important knowledge about the causation of childhood disease decades later. Recent findings include the identification of in utero tobacco exposure as an important predictor of adolescent smoking behavior117 and confirmation of the positive relationship between birth weight and childhood cognitive potential.118
More recently initiated pregnancy/birth cohorts provide an additional foundation of experience and knowledge for the NCS. The Avon Longitudinal Study of Pregnancy and Childhood in England119 has collected genetic as well as detailed phenotypic information on
15000 children and their parents; the children are now in their teens. The Danish National Birth Cohort120 and the Norwegian study of mothers, fathers, and infants121 have collected data from the prenatal period to date on
100000 live births in each study. Examples of findings from the Avon study include identification of paternal depression as an important factor in a child's emotional and psychological development122 and confirmation of the frequency and potential psychological basis for recurrent abdominal pain in children.123 The Danish study has provided important insights into the health of the offspring of pregnancies begun through in vitro fertilization.124
Although follow-up of birth cohorts into adult life is always a challenge, especially among relatively mobile US populations, investigators at several sites have proven that long-term follow-up and cohort retention are feasible. For example, a subset of the Providence CPP cohort was recontacted at ages 18 to 27 years to examine the relationship between prenatal and delivery complications and psychiatric disorders in adult life.113 The CHDS cohorts are currently being followed for nested case-control studies of prenatal determinants of schizophrenia, male reproduction, and neurodevelopment.126–130
These cohorts constitute national treasures, especially because of the availability through them of stored sera and carefully collected exposure and health outcome data. However, a shortcoming is that none of these previous longitudinal studies of children have obtained data on environmental exposures, nor did any of them incorporate newer technologies for the collection of biological and environmental samples or of genetic material. Pilot studies to explore the feasibility of obtaining environmental data in the context of prospective birth cohort studies have been conducted during the past 5 years within the initial network of federally funded Centers for Children's Environmental Health and Disease Prevention Research.
Smaller-scale prospective cohort studies were successfully launched by 3 of these federally funded centers at Columbia University, Mount Sinai Medical School, and the University of California at Berkeley. These studies showed the feasibility of conducting epidemiologic studies in the United States that examine the health consequences of early environmental exposures.29 They used a combination of exposure biomarkers and monitoring strategies to characterize in utero and postnatal exposures to environmental contaminants, and they incorporated molecular genetic assessments of individual susceptibility factors to examine the interplay between environmental exposures and the human genome. Although involving sample sizes of <1000 children, these studies yielded valuable data and experience that support and foreshadow the NCS initiative, and they provided practical lessons that can inform its conduct.
| HYPOTHESES TO BE ADDRESSED BY THE NCS |
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A current list of hypotheses with supporting scientific rationale that were accepted and refined by the Interagency Coordinating Committee (composed of senior scientists from the NICHD, National Institute of Environmental Health Sciences, CDC and US Environmental Protection Agency) is available at www.nationalchildrensstudy.gov.131 As the NCS is implemented, new questions will emerge and be added, and some may become outdated. A key criterion for the selection of these hypotheses is that they cannot be reasonably studied with fewer children or a different study design.
A representative sample of the questions that NCS will address is provided below:
| DEVELOPMENT AND IMPLEMENTATION OF THE NCS |
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The NCS will use a national probability sampling approach. The primary sampling units were based on counties in the United States, and 105 of 3400 US counties were selected to represent geography and population density. This sampling design uses a multistage clustered approach, with oversampling of certain subpopulations to ensure adequate numbers of participants in target groups and to allow valid inferences on exposure-outcome relations in these subpopulations. Women of childbearing age will comprise the population for enrollment, and household surveys of neighborhoods randomly selected within the 105 counties will be used to recruit a representative sample. Because the focus of the NCS is the assessment of the impact of exposures that occur early in pregnancy, pregnant women beyond the first trimester of pregnancy will not be enrolled. After recruitment, 3 subgroups of women and their partners will be followed according to the likelihood of pregnancy: pregnant women already in the first trimester, women planning pregnancy, and women of childbearing age but not planning a pregnancy. At enrollment, participants will be asked to provide written consent for participation in the study and will complete a short interview.
Families who are enrolled in the study will participate in a minimum of 15 in-person visits with research teams across stages of development (ie, before conception; 3 times during pregnancy; at birth; at 1, 6, 12, and 18 months of age in early childhood; at 3, 5, 7, 9, and 12 years of age in childhood; and at 16 and 20 years of age in adolescence). Seven of these visits will be in the participants' homes and 8 will be in clinical settings, including the infants' place of delivery. Data will be remotely collected via telephone, computer, or mail-in questionnaires every 3 months through the age of 5 and annually thereafter. Biological samples from the mother and child to measure body burdens of environmental chemicals and environmental samples such as air, water, dirt, and dust from the child's home environment will be collected over the course of the study. Individual parent, child, and family psychosocial domains to be assessed include family composition (including absentee parents and children not living at home and disruptions), family conflict (including domestic violence and abuse), mother and/or father's physical and mental health history, mother and/or father's current emotional and cognitive adjustment (eg, depressive symptoms, anxiety, cognitive functioning, literacy, coping style, parenting skills, and knowledge of child development), parent–child interaction, and quality of the caretaking environment.
The NCS has already awarded contracts to 7 academic institutions to establish Vanguard Centers for the study, sites where the NCS would start to recruit participants and test protocols to ensure that the study goes smoothly before it is brought to scale (recruiting and assessing 100000 children from birth to age 21). The 7 Vanguard locations represent a broad array of rural and urban areas with a broad diversity of social, ethnic, and other demographic factors.152 A map of study locations is provided in Fig 2, and a list of study sites is provided in the Appendix. Recruitment is scheduled to begin in 2007.
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| DISCUSSION |
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40 years ago. It is the first large birth cohort study in any nation to specifically examine the influence of environmental factors on birth outcomes, child health, and human development, and the first designed to systematically examine the influence of gene-environment interactions on children's health. We anticipate that the NCS will provide pediatricians and other child health providers with powerful information on preventable, environmental risk factors for disease in children. This information is available from no other source and will help practitioners to improve birth outcomes such as premature birth and to prevent such chronic diseases in children as asthma, certain birth defects, dyslexia, attention-deficit/hyperactivity disorder, autism and schizophrenia, and obesity. Just as data from the Bogalusa and Muscatine Heart Studies described the predictive power of childhood BMI with adult adiposity,108,153 and as findings from the Framingham Heart Study provided critically important information on preventable risk factors for CVD in adults (information that has saved millions of lives), findings from the NCS promise to provide the evidentiary basis for a comprehensive blueprint for the prevention of chronic disease in America's children.
The NCS will also provide information on a wide range of other issues relevant to child health in the United States. The study will, for example, abstract medical records and unite these abstracts with data from other sources, such as hospital and school records, to create public access databases that will be available to properly qualified researchers for secondary analyses. Thus, health services researchers will be able to use the data from the NCS to conduct analyses of the impact of early treatment of childhood asthma with medications. Social psychologists could use these data to analyze the impacts of family structure and parental education on cognitive function. Pediatric emergency department physicians could use these data to assess the relationship of socioeconomic factors to use of emergency care and hospitalization and other adverse outcomes.
A major strength of the NCS is its prospective design. This design permits assessment of environmental exposures in real time as they actually occur, which is especially important for monitoring prenatal exposures where precise ascertainment of the nature, exact level, and timing of exposures is critical. The prospective design obviates the need to reconstruct past exposures from memory months or years after their occurrence, an inherently imperfect approach to exposure assessment. Although it is true that the level of detailed environmental sampling to be undertaken in the main cohort of the NCS is less than might be attained in smaller, more focused studies, nested, highly detailed environmental sampling will be undertaken in subsamples of the national cohort through the mechanism of satellite studies (eg, personal monitors will be used to measure air pollution at the level of the individual child's breathing zone, and robots will be used to assess exposures at floor level where young children play). Another strength of the NCS is that analyses of environmental samples will be conducted at the laboratories of the CDC, the world's premier laboratory for the quantitative analysis of multiple exogenous chemicals in biological and environmental samples down to extremely low levels. Moreover, aliquots of environmental and biological samples will be archived under highly secure conditions and will be available for future analyses.
Some scientists have suggested that a large cohort study representing the age distribution of the current US population might provide a better design for the investigation of gene–environment interactions related to the major diseases of adult life. However, such an approach ignores the growing evidence that a number of important environmental contributions to disease in adult life have their origins early in development. Such early environmental exposures would be missed by a study that looked principally at adults. Only a longitudinal assessment of lifetime environmental exposures that follows individuals from conception onward can capture the consequences of early exposures and unravel the interactions between these exposures and individual susceptibility factors that underlie vulnerability to diseases of adulthood. It is now clear that vulnerability to a particular risk factor is often determined not only by the genome acquired at conception, but also by dynamic modifications to the genome over the life span. Therefore, to adequately assess gene–environment interactions, not only will the stable DNA sequence be essential but also epigenetic modifications to nuclear and mitochondrial DNA will have to be identified.
A multigenerational sample would represent another approach to the assessment of gene–environment interactions in the genesis of chronic disease. However, the cost to collect, store, process, and analyze material for genetic investigations across multiple generations would be enormous. Moreover, the opportunity exists within the prospective birth-cohort design of the NCS to acquire biological samples from family members across multiple generations, and the design of the study would provide the added benefit of linkage to environmental measures that will apply across the generations. As new genetic tests and methods are developed through efforts by many institutes, including the National Human Genome Research Institute, they can be applied immediately to environmental as well as genetic samples that will be stored in the NCS Data Repository, thus providing opportunities for rapid application of up-to-date knowledge initially on behalf of our nation's children.
Some have argued that a study of the magnitude of the NCS should be postponed until the most recent technologic advancements can be applied. Similar arguments were raised >50 years ago about large cohort studies such as the Framingham Heart Study, and to be sure none of those studies was perfect. But each of those studies was incredibly productive and has enormously benefited public health in the United States. Moreover, the methodologies used in each of those large study platforms have periodically been updated to take advantage of new developments in biomedical methodology; none have been methodologically static.
More than ever, pediatricians are yearning for guidance in the prevention and treatment of diseases of environmental origin in children.154,155 Although the public is concerned about environmental threats to children's health156 and patients frequently ask their physicians about the health effects of environmental exposures,157 most pediatricians report that they have received little specific training in environmental pediatrics, and few report that they feel comfortable in diagnosing and managing disease of possible environmental origin.158 As researchers better delineate the role of environmental exposures in childhood disease, findings from the study will inform pediatric practice. It may reasonably be anticipated that the study will provide the impetus for the training of a generation of pediatricians in environmental pediatrics, much as the Collaborative Perinatal Study provided the impetus for creation of the specialty of pediatric neurology.
Some scientists have argued the projected $2.7 billion cost of the 25-year NCS is too high and that the National Institutes of Health (NIH) should invest its funds in more focused research to investigate individual diseases. However, countering that argument is the expectation that the savings that will derive from the NCS will enable the study to pay for itself many times over. Six of the chronic diseases that the NCS plans to examine (obesity, injury, asthma, diabetes, schizophrenia, and autism) cost America $642 billion per year. Even if the NCS were to produce only a 1% reduction in the cost of these chronic diseases, it would yield savings of $6.4 billion per year, far more than the $2.7 billion that the study is projected to cost over 25 years.38 Using conservative estimates of the impact of the NCS on 10 major adverse health outcomes, the Battelle Memorial Institute has projected that the NCS is poised to achieve an estimated 8-to-1 net benefit-to-cost ratio by 2020, 30-to-1 ratio by 2030, and 50-to-1 ratio by 2040 (Table 1) (Tim Pivetz, MS, and Warren Strauss, ScM, Battelle Memorial Institute, verbal communication, 2006).
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We have described some of the weaknesses and criticisms of the NCS, and we recognize the proposed study is not perfect (no study is). Although the NCS will never be perfect, its time has come.
| APPENDIX: LIST OF NCS SITES (ADAPTED FROM www.nationalchildrensstudy.gov) |
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Study Locations (98 Total)
Colbert County, Alabama Benton County, Arkansas Apache County, Arizona Maricopa County, Arizona Pinal County, Arizona Humboldt County, California Kern County, California Los Angeles County, California Sacramento County, California San Bernardino County, California San Diego County, California San Mateo County, California Ventura County, California Denver, Colorado Douglas County, Colorado Litchfield County, Connecticut New Haven County, Connecticut New Castle County, Delaware Baker County, Florida Hillsborough County, Florida Miami-Dade County, Florida Orange County, Florida Baldwin County, Georgia DeKalb County, Georgia Fayette County, Georgia Honolulu County, Hawaii Polk County, Iowa Bear Lake County, Idaho and Lincoln and Uinta Counties, Wyoming Cook County, Illinois DuPage County, Illinois Johnson, Union, and Williamson Counties, Illinois Macoupin County, Illinois Will County, Illinois Marion County, Indiana Saline County, Kansas Jefferson County, Kentucky Jessamine County, Kentucky Beauregard and Vernon Parishes, Louisiana New Orleans, Louisiana Bristol County, Massachusetts Worcester County, Massachusetts Baltimore County, Maryland Montgomery County, Maryland Cumberland County, Michigan Genesee County, Michigan Grand Traverse County, Michigan Lenawee County, Michigan Macomb County, Michigan Wayne County, Michigan Becker, Clearwater, and Mahnomen Counties, Minnesota Ramsey County, Minnesota Stearns County, Minnesota Jefferson County, Missouri St Louis, Missouri Coahoma County, Mississippi Hinds County, Mississippi Buncombe County, North Carolina Burke County, North Carolina Cumberland County, North Carolina Durham County, North Carolina Gaston County, North Carolina Rockingham County, North Carolina Stark County, North Dakota Burlington County, New Jersey Middlesex County, New Jersey Passaic County, New Jersey Warren County, New Jersey Valencia County, New Mexico Monroe County, New York Nassau County, New York New York City (Brooklyn), New York New York City (Manhattan), New York Cuyahoga County, Ohio Lorain County, Ohio Cleveland County, Oklahoma Comanche County, Oklahoma Marion County, Oregon Philadelphia County, Pennsylvania Schuylkill County, Pennsylvania Westmoreland County, Pennsylvania Providence County, Rhode Island Spartanburg County, South Carolina Bradley County, Tennessee Cumberland and Morgan Counties, Tennessee Davidson County, Tennessee Bexar County, Texas Childress, Collingsworth, Donley, and Hall Counties, Texas Dallas County, Texas Harris County, Texas Hidalgo County, Texas Lamar County, Texas Stephens and Young Counties, Texas Travis County, Texas Cache County, Utah Grant County, Washington King County, Washington Thurston County, Washington Marion County, West Virginia
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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Address correspondence to Philip J. Landrigan, MD, Department of Community and Preventive Medicine, Mount Sinai School of Medicine, One Gustave L. Levy Place, PO Box 1057, New York, NY 10029. E-mail: phil.landrigan{at}mssm.edu
Financial Disclosure: The authors have indicated they have no financial relationships relevant to this article to disclose.
With the exception of Dr Berkowitz, the authors are investigators in the Queens, NY, Orange County, CA, and Salt Lake City, UT, Vanguard Centers of the National Children's Study. This project was funded in whole or in part with Federal funds from the National Institute of Child Health and Human Development, National Institutes of Health, under NICHD grant HHSN275200503411C/N01-HD-5-3411. The content of this publication does not necessarily reflect the views or policies of the Department of Health and Human Services, nor does mention of trade names, commercial products, or organizations imply endorsement by the US Government.
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