ARTICLE |
Departments of a Pediatrics
c Neuroscience
d Epidemiology and Health Policy Research
e Radiology, College of Medicine, University of Florida, Gainesville, Florida
b Department of Radiology, School of Medicine, University of Miami, Miami, Florida
f Malcolm Randall VA Medical Center, Gainesville, Florida
g National High Magnetic Field Laboratory, Tallahassee, Florida
| ABSTRACT |
|---|
|
|
|---|
METHODS. Six direction diffusion tensor images were acquired using a Siemens 3T scanner with a spin-echo echo-planar imaging pulse sequence on right-handed cocaine-exposed (n = 28) and sociodemographically similar non-exposed children (n = 25; mean age: 10.6 years) drawn from a prospective, longitudinal study. Average diffusion and fractional anisotropy were measured in the left and right frontal callosal and frontal projection fibers. Executive functioning was assessed using two well-validated neuropsychological tests (Stroop color-word test and Trail Making Test).
RESULTS. Cocaine-exposed children showed significantly higher average diffusion in the left frontal callosal and right frontal projection fibers. Cocaine-exposed children were also significantly slower on a visual-motor set-shifting task with a trend toward lower scores on a verbal inhibition task. Controlling for gender and intelligence, average diffusion in the left frontal callosal fibers was related to prenatal exposure to alcohol and marijuana and an interaction between cocaine and marijuana exposure. Performance on the visual-motor set-shifting task was related to prenatal cocaine exposure and an interaction between cocaine and tobacco exposure. Significant correlations were found between test performance and fractional anisotropy in areas of the frontal white matter.
CONCLUSIONS. Prenatal cocaine exposure, alone and in combination with exposure to other drugs, is associated with slightly poorer executive functioning and subtle microstructural changes suggesting less mature development of frontal white matter pathways. The relative contribution of postnatal environmental factors, including characteristics of the caregiving environment and stressors associated with poverty and out-of-home placement, on brain development and behavioral functioning in polydrug-exposed children awaits further research.
Key Words: prenatal exposure cocaine infants neuroimaging cognitive function neuropsychology
Abbreviations: PCE—prenatal cocaine exposure IQ—intelligence quotient ROI—regions of interest DTI—diffusion tensor neuroimaging Dav—average diffusion FA—fractional anisotropy SES—socioeconomic status TMT—Trail Making Test df—degrees of freedom
As cocaine-exposed children reach school age and approach puberty, many questions remain about the effects of prenatal cocaine exposure (PCE) on brain development and cognition. In well-controlled prospective studies, subtle deficits among cocaine-exposed children during the neonatal period and infancy and during early childhood have been reported: deficits that could have implications for behavioral and academic functioning. In the first weeks and months of life, slight difficulties with attention, arousal, and state regulation were found in cohorts of children with prenatal exposure to cocaine and other drugs.1 In early childhood, cocaine-exposed children have demonstrated problems with visual attention and impulsivity using several different testing paradigms including computer-administered continuous performance tasks.2–7 However, with a few exceptions, most studies examining broad cognitive skills as measured by standardized intelligence quotient (IQ) tests have revealed no significant negative effects of PCE.8–12
Problems related to cognition and daily functioning could emerge as cocaine-exposed children grow older and have more demands placed on them in school and other settings. A likely domain for later-emerging problems is executive functioning, a diverse set of skills needed to engage in independent, purposeful, goal-directed behavior.13 Executive functioning includes supervisory and self-regulatory skills that organize, direct, and manage more basic cognitive, emotional, and behavioral functions, especially during active, novel problem solving.14 Specific executive functioning skills include attention control, initiation, inhibition, and shifting between cognitive tasks. Pathologic and neuroimaging studies suggest that the underlying neural substrate for executive functions is the prefrontal cortex and its subcortical connections.15,16
Animal studies indicate that PCE can result in abnormal white matter development. Altered glial morphology, inappropriate positioning of neurons in white matter areas, and a 100% increase in white matter neurons in granule and pyramidal cells at postnatal year 3 have been demonstrated in nonhuman primate studies of PCE.17 Investigations using rodents have shown decreased astroglial proliferation and increased density of less mature radial glial cells.18
The possibility of white matter abnormalities in cocaine-exposed children has been suggested by 2 well-controlled physiologic studies of brain development in prospectively enrolled samples. One study using quantitative electroencephalographic sleep recordings found that PCE was associated with lower spectral correlations between homologous brain regions at birth and lower spectral power values at birth and 1 year, suggesting fewer interhemispheric neuronal connections or delayed development of these connections.19 Another study using auditory brainstem response measures revealed that heavy PCE was associated with prolonged interpeak latencies, indicating slower neural transmission and delayed brain maturation.20
To date, very little neuroimaging has been conducted with cocaine-exposed children. One study21 using proton magnetic resonance spectroscopy (N = 26) found no gross structural abnormalities, no volumetric differences for the whole brain and 7 regions of interest (ROIs), and no differences for 4 of 5 metabolite concentrations measured in the frontal lobe and striatum. Cocaine-exposed children did, however, show a 13% increase in frontal white matter creatine levels with trends for decreased midbrain volume bilaterally and a decreased ratio of choline-containing compounds to creatine in frontal white matter.21
Diffusion tensor neuroimaging (DTI), a noninvasive procedure that uses MRI to investigate white matter microstructure, has ushered in a new era for the study of brain development. In simple terms, DTI involves measuring the movement (diffusion) of water molecules in tissues and determining the extent to which the diffusion is directionally independent (isotropic) and directionally dependent (anisotropic). Diffusion is more anisotropic in white matter than gray matter because the movement of water molecules is restricted by cell membranes and the myelin sheaths surrounding axons. In addition, water molecules are thought to move faster and longer distances along the white matter fibers rather than perpendicular to them. Water diffusion is represented quantitatively by the average diffusion (Dav) coefficient, which provides a measure of isotropic diffusion, as well as by a number of measures of anisotropic diffusion, such as fractional anisotropy (FA). The FA index provides a scale- and orientation-independent measure of diffusion with values ranging from 0 (isotropic) to 1 (completely anisotropic).22 More detailed reviews of the technical aspects of DTI can be found elsewhere.23–26
Maturation of white matter tracts in children can be traced by examining changes in Dav and anisotropic diffusion over time or in different age groups. A number of investigators have demonstrated convincingly in longitudinal and cross-sectional designs that DTI can be a powerful tool for evaluating white matter development in normally developing children27–36 and children with problems ranging from leukodystrophy37 to prematurity38 to developmental delay.39 In the brain as a whole, Dav has been shown to decrease significantly during the first year of life, reaching adult levels by age 7 years, whereas measures of anisotropy increase significantly with development. Changes in white matter anisotropy take place in different regions of the brain at different rates with, for example, posterior areas (visual cortex and posterior limb of the internal capsule) maturing before anterior areas (anterior limb of the internal capsule).40 Anisotropic diffusion changes reflect maturation of white matter microstructure but cannot be interpreted solely as the result of increased myelination because changes in anisotropy have been found in the absence of myelin.23,40
Using DTI to explore relationships between cognitive abilities and white matter microstructure in children and adolescents is still in its nascent stages, particularly in comparison to volumetric studies.41 A review by Moseley et al42 revealed that the majority of DTI studies examining cognitive performance have used adults and focused on aging or disease-related cognitive decline (eg, multiple sclerosis). Two DTI studies have found that performance on reading and related measures is correlated with anisotropy measures in the left temporoparietal region in both children43 and adults.44 A study of 8- to 18-year-olds combining DTI and functional MRI found significant correlations between FA in frontoparietal white matter and brain activity in the superior frontal sulcus and inferior parietal lobe during a working memory task.45 In terms of executive functioning, a number of functional MRI studies have found significant age-related differences among children, adolescents, and adults using a variety of tasks41; however, no DTI studies relating white matter development and executive functioning could be found in the extant literature.
The threefold purpose of the current study was: (1) to compare cocaine-exposed and nonexposed children on DTI measures of frontal white matter development and on measures of executive functioning; (2) to determine whether there are significant associations between frontal white matter development and executive functioning; and (3) to test for the effects of PCE, both alone and in combination with other prenatal drug exposures, on frontal white matter development and on executive functioning. We hypothesized that cocaine-exposed children would show significantly less mature frontal white development (indicated by higher Dav and lower FA values) and significantly poorer performance on executive functioning measures (as indicated by slower time to completion and fewer items completed) than nonexposed children. We also expected to find significant correlations between frontal white matter DTI measures and executive functioning test performance.
| METHODS |
|---|
|
|
|---|
Participants
Of the surviving 296 children, 263 (89%) participated in the 10-year follow-up assessment and completed all of the outcome measures. Families who lived within 2 hours of the study site, which reflects the area from which the original sample was drawn, were recruited by a brochure describing the study followed by a telephone call, when possible. Left-handed children and menstruating girls were excluded from the study. Of the 78 families who were contacted by telephone and met criteria, 18 were not willing or able to participate. Of the 60 children enrolled, 53 had data that could be analyzed for the purposes of this study. The MRI studies of the remaining 7 children were incomplete or collected using different imaging parameters.
Descriptive data for the participants (cocaine-exposed: n = 28; nonexposed: n = 25) are shown in Table 1. The current sample closely resembles the full cohort originally enrolled in the longitudinal study. Maternal characteristics for the cocaine-exposed and comparison children in the current study did not differ on the 4 matching variables used to select the original cohort (race, parity, SES, and location of prenatal care). Variables that differed significantly in the originally enrolled cohort but did not in the current sample (although P values were
.10) were mean maternal age at delivery, week that the mothers entered prenatal care, and Hobel Prenatal Risk scores. As in the original cohort, cocaine-exposed children were exposed to much greater amounts of tobacco, alcohol, and marijuana.
|
Follow-up assessments including a comprehensive neuropsychological test battery were conducted on the entire cohort when the children were
10.5 years old. For the 53 children in the imaging study, the cocaine-exposed and nonexposed groups did not differ by male/female ratio, mean age at the time of testing, or mean weight. All but 1 child (a cocaine-exposed boy) fell below the 95th percentile for weight-for-age using gender- and race-specific growth charts derived from the Third National Health and Nutrition Examination Survey.47 The groups attained similar mean estimated Wechsler Full Scale IQ48 scores (low average range) and similar mean Wechsler Basic Reading49 standard scores (average range). We deliberately chose children with a wide range of IQs (based on administration of a full Wechsler battery at age 7) because of the possibility that PCE and/or polydrug exposure might exert an adverse effect on IQ.
Executive Functioning Measures
Two executive functioning measures were used to assess visual attention, inhibition, and the ability to shift between cognitive sets: the Stroop color and word test (Stroop)50 and the Trail Making Test (TMT) parts A and B.51 The Stroop is a well-studied measure of frontal lobe function.52 Pediatric functional neuroimaging studies using Stroop tasks have demonstrated that improved performance is associated with increased activation in left lateral prefrontal cortex.53,54 The TMT part B has been shown to be a sensitive screening instrument for possible neuropsychological impairment in children ages 9 to 14 years with academic difficulties.55 A recent meta-analysis of adult studies reported that the Stroop and the TMT part A were sensitive to frontal lobe damage.56
The Stroop color-word task is a timed task in which the examinee is asked to name the color of the ink of the words "red," "green," and "blue" printed in capital letters in a competing color ink (eg, the word "red" printed in blue ink). The task requires inhibition of a prepotent word-reading response in favor of a competing color-naming response. Scoring for the Stroop is based on the number of correct responses given in 45 seconds. The TMT is a timed pencil-and-paper test consisting of 2 parts. Part A involves sequencing the numbers 1 to 15 scattered randomly on a page, and part B involves alternating between sequencing the numbers 1 to 8 and sequencing the letters A to G (eg, 1 to A to 2 to B). Part B is more demanding because it requires shifting between 2 cognitive sets. Scoring for the TMT is based on time to completion. As a check to determine whether the Stroop and TMT were tapping similar aspects of executive functioning, we examined correlations between the 2 measures. As expected, a significant linear relationship was found between the TMT part B and the Stroop color-word score (r = –.30; P = .03).
Imaging Data Collection
Imaging data were collected when the children were between 10 and 12 years old (mean: 11.0 ± .4 years; range: 10.3–12.2 years). There was no significant difference in age at the time of scanning between the 2 groups (Table 1). Imaging was performed using a Siemens 3T Allegra MRI scanner (Siemens, Iselin, NJ). Conventional MRI sequences (axial fluid-attenuated inversion recovery and volumetric T1-weighted images) were obtained to detect possible confounding pathology. DTI acquisition used a spin-echo diffusion-weighted echo planar imaging pulse sequence with ß values of 0, 250, and 1000 seconds/mm2, 3.5-mm slice thickness, 210 x 210 cm field of view, 128 x 128 matrix, 4200-ms repetition time, 90-ms echo time, and 4 excitations. Total acquisition time was 4 minutes.
Image Processing
Conventional images were assessed for the presence of abnormal anatomy and signal intensities by a board-certified radiologist who holds an additional certificate of qualification in neuroradiology (I.M.S.). Dav and FA maps were generated using in-house software.57 ROIs were measured using a semiautomated segmentation method, which involves hand drawing an ROI around the target anatomic structure, then applying a pixel-based threshold to shrink the boundaries of the region. This method has been described in detail elsewhere and has been shown to have high interrater and intrarater reliability.58
Two separate fiber pathways, medial and lateral fibers extending anteriorly into the frontal lobe white matter, could be discerned on the axial DTI sections. We termed the medial fibers the "frontal callosal fibers" and the lateral fibers the "frontal projection fibers." The frontal callosal fibers project to the opposite hemisphere through the corpus callosum. The frontal projection fibers contain afferent and efferent fibers that project between a number of frontal and subcortical areas, including the dorsolateral prefrontal cortex (which is associated with executive functioning), caudate, dorsomedial nucleus of the thalamus, and reticular formation. The longer frontal projection fibers course through the internal capsule and the cerebral peduncles. Measurements were made on the axial section that showed both pathways. Figure 1 shows a sample image with an outline of the white matter ROIs.
|
2 statistic for categorical data. Correlation coefficients were computed using Spearman's r. Multiple regression analyses were conducted to assess the unique contribution of PCE alone and in combination with other variables. The criterion for significance tests was set at
.05, 2-tailed. Because neuroimaging in cocaine-exposed children represents a new area of inquiry, trends toward significance (
.10) are reported, as well as results that meet the conventional criterion. | RESULTS |
|---|
|
|
|---|
|
Multiple regression analyses were used to assess the potential effects of PCE on the DTI and executive functioning measures while controlling a number of potentially confounding factors, namely, IQ, gender, and prenatal exposure to tobacco, alcohol, and marijuana. Interactions between PCE and gender and PCE and each of the other drugs were also included in the regression. In terms of the DTI measures, the model was significant for Dav in the left frontal callosal fibers (F = 2.81; degrees of freedom [df] = 10; P = .009) and approached significance for FA in the left frontal callosal fibers (F = 1.96; df = 10; P = .06). For Dav in the left frontal callosal fibers, significant main effects were found for prenatal exposure to alcohol (t = 2.05; P = .05) and marijuana (t = –2.27; P = .03), as well as a significant interaction between PCE and marijuana (t = 2.25; P = .03). The model accounted for 40% of the variance in Dav in the left frontal callosal fibers.
Figure 2 shows the mean Dav values in the left frontal callosal fibers by prenatal cocaine and marijuana exposure status. There is a clear separation between the lines for the 2 groups, with cocaine-exposed children showing higher Dav values than nonexposed children regardless of marijuana exposure. The highest (worst) Dav values were found among children with prenatal exposure to both cocaine and marijuana followed by children with only PCE. Noncocaine-exposed children with no prenatal marijuana exposure had slightly higher (worse) Dav values than those with prenatal marijuana exposure; however, this finding should be interpreted with caution because there were only 2 children with solely prenatal marijuana exposure.
|
|
|
|
| DISCUSSION |
|---|
|
|
|---|
No significant between-group differences were found for FA (more directionality) in the 4 frontal white matter ROIs examined. That group differences were found for Dav but not FA could be because of a number of factors, including the age of our sample, the areas studied, and the fact that, theoretically, Dav and FA are independent measurements40 and may reflect different physiologic processes.33 Our sample consisted of children between 10 and 12 years old, and volumetric studies indicate that myelination of frontal white matter tracts continues well into adolescence and beyond.41,59–61 In addition, FA is sensitive to the direction of greatest diffusion and is, therefore, limited in characterizing tracts with crossing fibers or fibers that are incoherently oriented. For example, relatively low FA values are typically found in the centrum semiovale and U-shaped fibers, although they are highly myelinated.62 The white matter tracts that we chose may contain fibers that lack sufficient directional coherence for FA to provide a sensitive measure of their relative development. This is particularly likely for the frontal projection fibers, which include afferent and efferent fibers between cortical and subcortical areas, including the dorsolateral prefrontal cortex, caudate, dorsomedial nucleus of the thalamus, and reticular formation. Also, as shown in Fig 1, the frontal projection fiber tract that we chose for analyses is somewhat curved. Finally, it may be that Dav is more sensitive than FA to the changes associated with PCE. A study of patients with multiple sclerosis found that Dav was more sensitive than FA in detecting disease-related white matter changes.63
Multiple regression revealed that the variability of Dav in the left frontal callosal fibers in our sample was because of prenatal exposure to alcohol and marijuana in addition to an interaction between PCE and marijuana. The negative effects of alcohol, marijuana, and tobacco on brain development and executive functioning are well known.64 The interaction between PCE and marijuana as seen in Fig 2 suggests that prenatal exposure to both cocaine and marijuana is worse than exposure to cocaine alone as measured by Dav. Although it seems from the figure that children with prenatal marijuana exposure but not cocaine exposure have better (lower) Dav, there were only 2 children in this group, casting doubt on the reliability of this finding.
This study also examined performance on 2 executive functioning measures in children with PCE. We found that the cocaine-exposed group was significantly slower on average than nonexposed children in completing a timed task that involves shifting between sequencing numbers and sequencing letters (TMT part B). Cocaine-exposed children also performed more poorly, although not significantly, on a timed task that requires inhibition of reading a color word in favor of naming the competing color ink in which the word is printed (Stroop color-word task). Poorer executive functioning in the cocaine-exposed children is consistent with other reports in the literature of visual attention and motor inhibition difficulties in this population.2–7 A multiple regression analysis showed that performance on the TMT part B was significantly predicted by PCE and an interaction with PCE and prenatal tobacco exposure. Paradoxically, however, children with PCE and higher levels of prenatal tobacco exposure were faster rather than slower at completing the task than children with PCE and lower levels of tobacco exposure.
Finally, this study demonstrates a brain-behavior relationship between frontal white matter anisotropy and executive functioning performance. In the sample as a whole, better performance on both executive functioning measures was associated with greater anisotropic diffusion (FA) in the left frontal callosal fibers. Faster performance on the set-shifting task (TMT part B) was also associated with greater anisotropic diffusion (FA) in the right frontal projection fibers.
The association between Stroop color-word scores and FA in left frontal callosal fibers may be related to the verbal nature of the test and the fact that children may require bilateral hemispheric coordination to complete the task. Adleman et al53 showed that developmentally specific Stroop-related activation of the left prefrontal cortex begins in adolescence and increases through early adulthood. The immature left hemisphere specialization in children could also explain why no association was found between Stroop performance and FA in the left frontal projection fibers that emanate from the prefrontal cortex. The association between the TMT part B performance and left frontal callosal FA may also be related to the language demands of the task (interpreting letters and numbers), whereas the association between TMT part B performance and right frontal projection FA may be because of the visual-spatial nature of the task (drawing lines to sequence symbols scattered randomly on a page). Functional MRI studies that evaluate activation patterns associated with the various task components of the TMT could further elucidate these brain-behavior relationships.
The significant correlations between one of the executive functioning measures and FA but not Dav is not unexpected. The few studies that have correlated cognitive performance with DTI measures have only used anisotropy measures.42 Use of anisotropy measures is logical as a marker of myelination and axonal thickness, particularly in adults for whom brain maturation is considered complete. Notably, the single DTI study of cognitive performance in children ages 7 to 13 years found significant correlations with FA in a temporoparietal area but not in a frontal area. We chose to examine possible correlations with Dav in part because there are so few data on the association between DTI and cognition in children and none in children with PCE. In addition, we thought that Dav may provide as useful an index of frontal lobe white matter development as FA in our sample of 10.5-year-olds, whose frontal lobes are expected to be less myelinated relative posterior cortical areas.
The study findings are presented as the first pieces of a puzzle designed to elucidate the effects of PCE on the developing brain. Many questions remain unanswered. For example, it is curious to us that the between-group differences were found for Dav in the left frontal callosal and right projection fibers but the significant correlations between one of the executive functioning measures was with FA for these same 2 structures. Also, the state of the science does not allow us to speculate as to laterality of the group differences in Dav (ie, higher Dav in callosal fibers on the left and the projection fibers on the right in the cocaine-exposed group). In addition, the paradoxical finding that PCE in combination with higher levels of prenatal tobacco exposure was associated with better executive functioning warrants further investigation and replication.
In future studies, we would like to evaluate the relative contribution of postnatal environmental factors on brain development and cognitive functioning in cocaine-exposed children. Environmental factors have been found to influence the development of executive functioning in typically developing children65 and the development of dopaminergic innervation of the prefrontal cortex in laboratory animals.66,67 The deleterious effects of trauma, maltreatment, and abuse on brain development have been shown in terms of total cerebral volume and changes in evoked related potentials and electroencephalogram studies.68 For children with PCE, a number of studies have indicated that postnatal environmental factors, such as maternal psychological functioning, the caregiving environment, and early intervention, may have effects that are equal to, if not more important than, prenatal drug exposure on child functioning.9,10,69–71 The possible effects on brain development of stressors associated with poverty and out-of-home placement early in life for the children with PCE in our cohort72 merit close consideration as well.
| CONCLUSION |
|---|
|
|
|---|
| ACKNOWLEDGMENTS |
|---|
We acknowledge the assistance of Ann Welch for coordination of the project, Vijay Komaragiri for data management, Kenneth Crandall for manual anatomical tracing, and Eric Corpus for article preparation.
| FOOTNOTES |
|---|
Address correspondence to Tamara D. Warner, PhD, University of Florida, Department of Pediatrics, PO Box 100296, Gainesville, FL 32610-0296. E-mail: warnertd{at}peds.ufl.edu
The authors have indicated they have no financial relationships relevant to this article to disclose.
| REFERENCES |
|---|
|
|
|---|
This article has been cited by other articles:
![]() |
R. Arnold, C. Johnson, B. McNulty, and G. Gaisie Substantia Nigra MR Imaging Signal Changes and Cardiomyopathy Following Prenatal Exposure to Cocaine and Heroin AJNR Am. J. Neuroradiol., April 1, 2008; 29(4): 828 - 829. [Abstract] [Full Text] [PDF] |
||||
![]() |
M. J. Rivkin, P. E. Davis, J. L. Lemaster, H. J. Cabral, S. K. Warfield, R. V. Mulkern, C. D. Robson, R. Rose-Jacobs, and D. A. Frank Volumetric MRI Study of Brain in Children With Intrauterine Exposure to Cocaine, Alcohol, Tobacco, and Marijuana Pediatrics, April 1, 2008; 121(4): 741 - 750. [Abstract] [Full Text] [PDF] |
||||
| |||||||||||||||||||||||||||||||||||||||||||||