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Published online August 1, 2006
PEDIATRICS Vol. 118 No. 2 August 2006, pp. e442-e448 (doi:10.1542/peds.2006-0637)
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ARTICLE

Brain Developmental Abnormalities in Prader-Willi Syndrome Detected by Diffusion Tensor Imaging

Kenichi Yamada, MDa, Hitoshi Matsuzawa, MD, PhDa, Makoto Uchiyama, MD, PhDb, Ingrid L. Kwee, MDc, Tsutomu Nakada, MD, PhDa,c

a Center for Integrated Human Brain Science, Brain Research Institute
b Division of Pediatrics, Department of Homeostatic Regulation and Development, Graduate School of Medical and Dental Sciences, University of Niigata, Niigata, Japan
c Department of Neurology, University of California, Davis, California


    ABSTRACT
 TOP
 ABSTRACT
 METHODS
 RESULTS
 DISCUSSION
 CONCLUSIONS
 REFERENCES
 
OBJECTIVE. The purpose of this work was to detect brain developmental abnormalities in Prader-Willi syndrome by using diffusion tensor imaging based on a high-field MRI system.

METHODS. Eight patients with Prader-Willi syndrome and 8 age- and gender-matched normal control subjects were examined using a high-field (3.0 T) MRI system. Trace value and fractional anisotropy were assessed simultaneously in multiple representative brain regions: the deep gray matter (putamen, caudate head, and dorsomedial thalamus) and the white matter structures (frontal and parietal white matter, posterior limb of internal capsule, and corpus callosum).

RESULTS. In Prader-Willi syndrome patients, trace value was found to be significantly higher in the left frontal white matter and the left dorsomedial thalamus, whereas fractional anisotropy was significantly reduced in the posterior limb of the internal capsule bilaterally, the right frontal white matter, and the splenium of the corpus callosum. The observed diffusivity characteristics indicate developmental abnormalities in these areas, which are highly consistent with the clinical features of Prader-Willi syndrome.

CONCLUSIONS. The study provides the first objective evidence that Prader-Willi syndrome patients indeed have developmental abnormalities in specific areas of the brain, providing a new window toward understanding the pathophysiology of Prader-Willi syndrome.


Key Words: Prader-Willi syndrome • brain development • diffusion tensor imaging • trace • fractional anisotropy

Abbreviations: PWS—Prader-Willi syndrome • DTI—diffusion tensor imaging • Tr—trace value • FA—fractional anisotropy • ROI—region of interest • PLIC—posterior limb of internal capsule • CC—corpus callosum • 3DAC—three-dimensional anisotropy contrast

Prader-Willi syndrome (PWS) is a genetic disorder characterized by hypotonia, intellectual disabilities, obesity, hypogonadism, short stature, and behavioral disturbance. This syndrome, first described by Prader et al1 in 1956, occurs in ~1 in every 10000–25000 individuals, irrespective of races.13 Patients with PWS typically present with several neuroendocrinological abnormalities, such as growth hormone deficiency, hypogonadotropic hypogonadism, and hyperphagia, as the result of possible involvement of the hypothalamo-hypophyseal system.46 Moreover, they develop mild to moderate intellectual disabilities and characteristic maladaptive behaviors (ie, irritability, lying, skin picking, and obsessions) enhanced during developmental stages from childhood to adulthood.79 Although cytogenetic and molecular studies have revealed the cause of this syndrome as a failure of expression in paternally derived gene in the q11-13 region of chromosome 15,10,11 the relationship between genotype and phenotype has not been fully elucidated.

Although maturational delay is an essential part of PWS, thus far, no systematic analysis of brain development has been reported for PWS. Several studies have focused on functional abnormalities in specific neurologic domains associated with maturational delay in PWS by using a recent technique of physiologic analysis. Although an event-related potential study has associated abnormal deflation of P3 components with cognitive dysfunction in oddball task, a transcranial magnetic stimulation study has suggested hypoexcitability of the motor cortical areas as the altered corticospinal tract physiology.12,13 However, considering the clinical diversity of developmental abnormalities in neurologic and/or behavioral domains, as shown by the profiles of psychomotor development in PWS,14 it is desirable for the analysis of brain development to assess multiple areas of the brain simultaneously in a quantitative manner.

Diffusion tensor imaging (DTI) is a noninvasive imaging technique capable of providing quantitative indices of brain development.15,16 Quantitative indices provide in vivo information on trends in physiologic brain maturation1719 and deviation as maturational delay.20,21 Although DTI provides 3 numerical values (eigenvalues) for quantitative analysis, in clinical settings 2 representative index values derived from 3 eigenvalues, namely trace value (Tr) and fractional anisotropy (FA), are frequently used. Although Tr gives the averaged value of diffusivity without directional consideration, FA provides information of directional deviation (anisotropism).15,16 Clinical DTI studies have so far revealed deviations of FA resulting from specific conditions such as disruption, degeneration, and disturbed connectivity in white matter (ie, perinatal brain injury, adrenoleukodystrophy, and schizophrenia, respectively).2123 Moreover, analyses of the brain in patients with representative developmental disorders (ie, autism, fragile X syndrome, tuberous sclerosis, and chromosome 22q11.2 deletion syndrome) by using DTI have shown the disease-specific alterations in diffusivity characteristics indexed by Tr or FA indicative of brain developmental abnormalities.2427 Accordingly, DTI would provide valuable information on brain developmental abnormalities in PWS, in which specific alteration of the brain development remains unknown.

In this study, we hypothesized that there would be regional brain abnormalities in PWS associated with specific developmental abnormalities in PWS. We used DTI based on a high-field (3.0 T) MRI system to detect brain developmental abnormalities in PWS.


    METHODS
 TOP
 ABSTRACT
 METHODS
 RESULTS
 DISCUSSION
 CONCLUSIONS
 REFERENCES
 
Subjects
Eight patients with PWS, together with 8 randomly selected age- and gender-matched healthy control subjects, were recruited for the study. The characteristics of the participants are summarized in Table 1. Studies were performed according to the human research guidelines of the Internal Review Board of the University of Niigata.


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TABLE 1 Characteristics of the Patients With PWS and the Normal Control Subjects

 
All of the patients satisfied the commonly used clinical diagnostic criteria for PWS, and the diagnosis was confirmed by fluorescence in situ hybridization analysis, showing microdeletion of chromosome 15q11-13.28 The level of adaptive functioning on behavior was assessed using the Childhood Behavior Checklist (Japanese version).29 In addition, standardized psychological tests were administered to all of the patients by a clinical psychologist to assess global intellectual potential using intelligence quotient, calculated from values derived from the following batteries: Wechsler Intelligence Scale for Children-Third Edition or Wechsler Adult Intelligence Scale-Revised. Healthy subjects underwent a complete neurologic examination and interview (parents were interviewed in the case of early childhood) to ascertain that they had no developmental abnormalities and were free of any medication, illicit drugs, and alcohol.

MRI
A Signa LX 3.0-T (GE Medical System, Waukesha, WI) imaging system was used to perform all of the studies. Diffusion-weighted images were acquired with spin echo echo-planer imaging sequences using the following parameter settings: 4 axial slices; field of view: 200 x 200 mm; matrix: 128 x 128; slice thickness: 5.0 mm; interslice gaps: 2.5 mm; repetition time: 5 s; effective echo time: 82.7 ms; and number of excitations: 8. The b value was 500 s/mm2 per each axis with the 7 combinations of diffusion gradient vectors as follows: (0, 0, 0), (1, 0, 1) (–1, 0, 1), (0, 1, 1), (0, 1, –1), (1, 1, 0), and (–1, 1, 0), where (x, y, z) directions correspond with (readout, phase, slice). Parameters used for motion probing gradient were: amplitude, 2.19 g/cm; ramp time, 624 µs; {Delta} = 37.2 ms; and {delta} = 33.4 ms. The total scanning time for acquisition of the entire diffusion imaging data set was 4 minutes and 40 seconds. In all of the imaging process, adequate preparations using audiovisual aids were provided for children and patients. No sedative procedure was performed.

Region of Interest
Multiple regions of interest (ROIs) were set up simultaneously in the following representative brain regions: the deep gray matter (putamen, caudate head, and dorsomedial thalamus) and the white matter structures (posterior limb of internal capsule [PLIC], frontal and parietal white matter, and genu and splenium of corpus callosum [CC]). All of the ROIs consisted of 3 x 3 pixels (4.7 mm x 4.7 mm) placed on the following slices: (1) the slice level of the splenium of the CC: putamen, caudate head, dorsomedial thalamus, PLIC, genu, and splenium of the CC; and (2) the slice level of the upper edge of lateral ventricles: frontal and parietal white matter.

For proper anatomic identification, ROI determination was performed based on three-dimensional anisotropy contrast (3DAC) images (Fig 1). 3DAC vector contrast imaging is known to provide exceptionally clear contrast among brain structures, especially between gray and white matter.30,31 3DAC images can be constructed by processing 3 principle images of 7 images, a series obtained for eigenvalue determination. This virtually eliminates any error for placement of ROIs as demonstrated by identical identification of ROIs by 3 independent investigators in blinded fashion.


Figure 1
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FIGURE 1 Representative examples of ROIs determination by 3DAC images. ROIs in this study are demonstrated by white rectangles. 3DAC imaging, capable of showing fiber tract orientation in a three-dimensional schema, in which the colors red, green, and blue correspond with the horizontal, vertical, and perpendicular direction, were used to enhance structural identification.

 
Data Analysis
Representative index values, Tr and FA, commonly used under clinical setting, were derived from 3 eigenvalues ({lambda}1 > {lambda}2 > {lambda}3) by the following formula:

Formula

Formula 1(1)
Eigenvalues were determined using MATLAB version 5.3 (The MathWorks Inc, Natick, MA), and numerical data were analyzed on a Windows PC (Windows 2000, Microsoft, Redmond, WA). Data tables and illustrative figures were prepared with vector graphics software (Illustrator 7.0, Adobe Systems Inc, San Jose, CA).

Statistical Analysis
A 2-way repeated-measures analysis of variance was conducted on Tr and FA independently, derived from all of the ROIs simultaneously. Disorder and region were set as the between- and the within-subjects variables, respectively. After the interaction effect between disorder and region was confirmed following the Huynh-Feldt correction in violating sphericity, tests of simple main effect on the factor of disorder were performed subsequently to contrast regional effects associated with disorder. Significant level was set at P < .05. All of the statistical analyses were performed by using technical statistical software (SPSS 12 and Sigma Plot 2000 for Windows version 6.0, SPSS Inc, Chicago, IL).


    RESULTS
 TOP
 ABSTRACT
 METHODS
 RESULTS
 DISCUSSION
 CONCLUSIONS
 REFERENCES
 
Results are summarized in Table 2 and shown pictorially in Figs 2 and 3. Significant differences in diffusivity characteristics associated with disorder were observed in a region-dependent fashion. Although there was interaction between 2 factors (disorder and region; Tr: F10.038 = 1.925; P < .05; F12.527 = 1.883; P < .05) following the correction for sphericity (Huynh-Feldt's {varepsilon}; Tr: 0.772; FA: 0.964), tests of simple main effects subsequently showed discrete regional differences in each of the indices.


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TABLE 2 Mean Regional Trs and FAs in Brain of Normal Control and PWS Patients

 

Figure 2
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FIGURE 2 Error bar charts showing diffusivity characteristics within the multiple ROIs in the brain of normal control and PWS subjects. The averaged value of diffusivity without directional consideration and anisotropism are shown by 2 index values, Tr (top) and FA (bottom), respectively. Each symbol and vertical bar represents mean and 1 SD. aP < .05.

 

Figure 3
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FIGURE 3 Schema showing the regions with significant differences in diffusivity characteristics between the normal controls and the patients with PWS. The colors red and blue within the ROI correspond to significantly higher and lower value respectively, compared with those in normal control. In PWS patients, Trs are found to be significantly higher in the left frontal white matter and the dorsomedial thalamus, whereas FAs are significantly reduced in the posterior limb of the internal capsule bilaterally, the right frontal white matter, and the splenium of the CC.

 
In PWS patients, Tr was found to be significantly higher in the left frontal white matter (F1132.459 = 14.613; P < .05) and the left dorsomedial thalamus (F1132.459 = 5.183; P < .05), whereas FA was significantly reduced in the PLIC bilaterally (left: F1162.322 = 6.525, P < .05; right: F1162.322 = 8.400, P < .05), the right frontal white matter (F1162.322 = 5.331; P < .05), and the splenium of the CC (F1162.322 = 5.195; P < .05). There were no regions presenting either lower Tr or higher FA in PWS, compared with normal controls.


    DISCUSSION
 TOP
 ABSTRACT
 METHODS
 RESULTS
 DISCUSSION
 CONCLUSIONS
 REFERENCES
 
In the current study, we demonstrated that there are regional abnormalities in brain development in PWS. Interestingly, the observed diffusivity characteristic alteration, which indicates developmental abnormalities in these areas, is consistent with the clinical features of PWS.

The fronto-thalamic regions, in which higher Tr were observed, have a close connection from the limbic system to the prefrontal and cingulate cortex.32 It has been suggested that abnormalities within these regions could result in psychiatric dysfunction, including personality change or bipolar disorder.33,34 Our findings may similarly indicate that abnormalities within these regions may be responsible for the clinically observed behavioral phenotype, including psychiatric manifestations in PWS.9

Motor dysfunction represents a main clinical feature of PWS and is considered to be primarily because of central nervous system abnormality, not muscular involvement.35 Previous DTI studies have shown that reduced FA reflects altered microstructure in PLIC and correlates with the level of motor disability in motor neuron disease.36,37 Reduced FA in PLIC observed bilaterally in this study may indeed reflect abnormalities responsible for "central hypotonia" in PWS.

Reduced FA in frontal white matter and posterior callosal connection indicate disintegrity in these regions, important for connecting cortices responsible for cognitive, visual, and spatial-perceptional function.38 CC is one of the crucial structures in developmental disorders, such as autism, in which structural difference has been reported.39,40 Its disruption results in the disturbance of executive functioning that requires effective interhemispheric information transfer, as a recent DTI study revealed in patients with alcoholism.41 Considering the psychological profiles as the superiority in spatial-perceptional organization and the inferiority in short-term memory on visual-perceptional contents, observed in patients with PWS,14 the difference in diffusivity characteristics within posterior callosal connection may indicate the brain developmental abnormality of interhemispheric connectivity in PWS.

Either higher Tr and/or reduced FA indicate deviation from regular development in each region. Although typical degenerative changes in the mature brain tend to produce Tr and FA abnormalities simultaneously, unique microstructural conditions during maturation can result in alteration in Tr or FA independently.42 Changes in eigenvalues during maturation are plausibly explained by the simultaneous occurrence of 2 independent phenomena, namely: (1) decline in unrestricted water content in extra-axonal space; and (2) increase in diffusivity within the axon. Extra-axonal free water has isotropic behavior as determined by DTI, and, hence, a decline in its relative volume results in a reduction of all eigenvalues to an identical degree. Increase in axonal diameter and/or axoplasmic flow affects anisotropic behavior of water within the axon and affects only the largest eigenvalue opposing the aforementioned reduction of the value. As a result, reduction in values will apparently retard the largest eigenvalue.43 Accordingly, higher Tr is likely to reflect a relative higher level in extracellular water contents because of the latent delay in the maturational process of matrix formation by glial cells,44,45 whereas reduced FA is likely to reflect maturational delay in axonal structure, including myelination.42,44,45 Nevertheless, it remains speculative, because no systematic analysis on brain pathology has been reported in PWS.


    CONCLUSIONS
 TOP
 ABSTRACT
 METHODS
 RESULTS
 DISCUSSION
 CONCLUSIONS
 REFERENCES
 
This study provides the first objective evidence that PWS is accompanied by developmental abnormalities in specific areas of the brain. Success of the study owes highly to the ROI based approach that we adopted, which is readily performed under demanding clinical settings, such as the pediatric age group. The technique is sensitive for identifying individual differences in brain morphology, providing the ROI is properly set on functionally significant anatomic structures. 3DAC imaging,30,31 obtainable without the necessity of any additional imaging procedures, virtually guarantees highly accurate ROI settings. Nevertheless, it is prudent to cautiously interpret our presented data because of the rather small sample size studied.


    ACKNOWLEDGMENTS
 
The study was supported by grants from the Ministry of Education, Culture, Sports, Science, and Technology (Japan).

We thank Eiko Shouji for helpful advice in communicating with each patient who participated in the studies.


    FOOTNOTES
 
Accepted Apr 14, 2006.

Address correspondence to Tsutomu Nakada, MD, PhD, Center for Integrated Human Brain Science, Brain Research Institute, University of Niigata, Asahimachi 1-757, Niigata, 951-8585, Japan. E-mail: tnakada{at}bri.niigata-u.ac.jp

The authors have indicated they have no financial relationships relevant to this article to disclose.

This work was presented at the 2005 annual meeting of the Society for Neuroscience; November 12–16, 2005; Washington, DC.


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