SUPPLEMENT ARTICLE |
a Obstetric and Pediatric Pharmacology Branch, Center for Research for Mothers and Children, National Institute of Child Health and Human Development, National Institutes of Health, Department of Health and Human Services, Bethesda, Maryland
b Division of Pediatric Drug Development, Office of Counter-Terrorism and Pediatric Drug Development, Center for Drug Evaluation and Research, Food and Drug Administration, Department of Health and Human Services, Silver Spring, Maryland
| ABSTRACT |
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Key Words: clinical research/trials neonatology clinical-trial design
Abbreviations: BPCABest Pharmaceuticals for Children Act FDAFood and Drug Administration NIHNational Institutes of Health NICHDNational Institute of Child Health and Human Development NDDINewborn Drug Development Initiative
Although some drugs have been successfully developed for the neonate (eg, surfactant, nitric oxide), drug development for the youngest, least mature, and most vulnerable pediatric patients is generally lacking. Most drugs are empirically administered to newborns once efficacy has been demonstrated in adults and usefulness is suspected or demonstrated in the older pediatric population. Unfortunately, this process undermines the ability to perform the appropriate studies necessary to demonstrate a drug's short- and long-term safety and efficacy and establish appropriate dosing in neonates.
The Best Pharmaceuticals for Children Act (BPCA; Pub L 107-109) was enacted on January 4, 2002, and will sunset in October 2007. The BPCA established processes for studying off-patent drugs and an alternative process for studying on-patent drugs that are used in the pediatric population. These trials of pediatric therapeutic agents will address inadequate or absent pediatric safety, efficacy, and dosing information on drug labels, including information for the neonate. Implementation of the BPCA will foster collaboration among federal agencies and academic institutions on scientific investigation, clinical-study design, and consideration of the weight of evidence and address ethical issues related to the performance of drug studies on children.
The BPCA directs the Food and Drug Administration (FDA) and the National Institutes of Health (NIH) via the off-patent written-request process to review available literature and, when appropriate, publish a request for contract to conduct clinical studies on children for selected older drugs that are already approved and marketed for adults. Within the NIH and FDA, this task has been delegated to the National Institute of Child Health and Human Development (NICHD) and the Center for Drug Evaluation and Research, respectively.
As part of the activities implementing BPCA provisions, the NICHD and FDA are collaborating with neonatal experts and colleagues, representing industry and academia, as well as practitioners, on the Newborn Drug Development Initiative (NDDI). The NDDI will explore innovative approaches to improving clinical-trial design for preterm and term neonatal populations with the goal of facilitating the study and ultimately labeling more drug therapies in these heterogeneous and complex populations.1
| NDDI |
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The physiologic characteristics of low birth weight infants may affect the pharmacokinetics of drugs. Factors affecting the oral bioavailability of drugs include decreased acid secretion,5prolonged intestinal transit time,6and a decreased bile acid pool.7Skin permeability is increased in very low birth weight infants, favoring the dermal absorption of topically applied drugs.8The relatively small muscle mass and decreased muscle blood flow in low birth weight infants may slow the absorption rate of drugs administered by the intramuscular route.9Decreased plasma protein binding of drugs10,11and sparse amount of body fat in low birth weight infants compared with term infants12affects the distribution of lipid-soluble drugs. Similarly, the distribution of water-soluble drugs may be increased in low birth weight infants because of their larger extracellular volume compared with term infants.13Low renal blood flow14and patent ductus arteriosus15during the first few days can markedly influence drug distribution through the body. Moreover, the low glomerular filtration rate in low birth weight infants16may lead to the accumulation of those drugs that are eliminated primarily by the kidneys, necessitating dose adjustment.17At birth, renal tubules exhibit significant functional immaturity. The major renal tubular transport systems are less developed in infants of <34 weeks of gestation.18
In addition to the developmental differences, the pathophysiologic changes associated with the various neonatal conditions and diseases can markedly affect the biodisposition and pharmacologic effect of drugs. Drug studies in the neonatal population are performed frequently after the pathophysiologic abnormalities revert to normal and may not be generalizable to sick infants. Validated outcome measures in neonatal populations are frequently absent. Specifically, the relationship between clinical end points and outcomes, particularly outcomes linked to meaningful benefits, has not been well characterized. Moreover, variable study designs in the few trials that have been performed do not permit comparison between studies and/or meta-analysis. Finally, few suitable neonatal formulations have been licensed, which may promote dosing errors that lead to adverse events19,20and the use of extemporaneous formulations, which lack bioavailability information.21
The concern about lack of knowledge of adverse drug reactions in pediatric populations, and especially in neonatal age groups, is well-founded. For example, the review by Impicciatore et al22suggests that adverse drug reactions in pediatric populations are a significant public health problem. In this systematic review, a significant proportion (39%) of the adverse drug reactions that led to hospitalization was fatal or severe in children. The potential risk for adverse drug reactions and medication errors in the newborn population has long been recognized.23,24Multiple factors may contribute to an increased susceptibility to adverse drug reactions in this population. These factors include immature-drug detoxification mechanisms,2527multiple drug exposures, coexistence with multiple organ dysfunction, use of concentrated drug solutions, and the presence of toxic excipients or adjuncts in injectables28,29and/or formulations for oral use.30The information on adverse drug reactions in the preterm infant population is quite limited; some experts recommend the need for an active surveillance system.31
Several research requirements have been identified in the preclinical and clinical phases of the drug-development process in neonates and preterm infants. Although, for example, some cell cultures can be used to define the mechanism of action of some drugs, how these systems mature in neonates and how maturation affects pharmacodynamics needs to be determined. Identifying juvenile animal models that are analogous to both mature and premature human infants for all aspects of pharmacokinetics and pharmacodynamics is challenging. Indeed, animal models may yield conflicting information because of species-dependent variations in pharmacologic or toxic effects. The current controversy over the significance in humans of neuronal apoptosis found in neonatal rats after exposure to ketamine and other general anesthetics32,33illustrates the difficulty in using animal data to predict toxicity in human newborns.
Additional important components in the clinical development of drugs for neonates include developing age-appropriate formulations for both oral and intravenous drugs, identifying appropriate measures to use in pharmacokinetic and pharmacodynamic studies,34validating surrogates that correlate with clinical end points or outcomes in neonatal populations, and characterizing adverse events in a highly confounded population. The pharmacokinetics of drugs in both large- and small-for-gestational-age infants is likely to differ from that exhibited by their appropriate-for-gestational-age counterparts. These subpopulations have not been studied adequately. Finally, technical limitations in small infants (eg, small blood volume, unavailability of appropriate catheter sizes) may influence the feasibility of performing trials.
FDA requirements regarding the collection of data to characterize safety and effectiveness for labeling products for newborns must be considered in the design of clinical trials for newborns. Safety and effectiveness usually need to be proven by 2 adequate, well-controlled multicenter trials. Occasionally, 1 trial will suffice when other evidence, such as published medical literature or approval of the product for a similar condition in another age group, supports safety and effectiveness. Although extrapolation from older populations is permissible when the disease process is the same and the effect of the drug is similar, it is unfortunate that many neonatal conditions are unique; therefore, extrapolation is not appropriate (eg, necrotizing enterocolitis, intraventricular hemorrhage, patent ductus arteriosus, respiratory distress syndrome, bronchopulmonary dysplasia).
The NDDI is envisioned as an opportunity for experts in neonatal pediatrics, clinical-trial design, pathophysiology, and pharmacology to guide and inform the design of clinical trials for drugs in newborns under the BPCA. This initiative provides a unique opportunity to bring together pediatric researchers and federal regulators to harmonize academic studies of drugs in newborns, thereby promoting research and innovation in newborn therapeutics.
| THE NDDI WORKSHOP I (MARCH 2930, 2004) |
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The NDDI Workshop I was the first in a series of meetings that will examine the state-of-the-science and define research priorities for drug development for specific diseases and conditions in neonates. The first phase of the NDDI began with the formation of discussion groups in February 2003 and concluded with the workshop on March 29 and 30, 2004. This workshop addressed ethical issues and drug prioritization in neonates (to be reported later) as well as 4 therapeutic areas: (1) pain control; (2) pulmonology; (3) cardiology; and (4) neurology. Subsequent phases will involve additional groups and workshops that are focused on other therapeutic areas as well as a final evaluation phase. The goal for the final evaluation will be to identify and prioritize specific issues in neonatal drug development.
Objectives for the NDDI Workshop I included:
An additional objective for the groups was to develop publications as resources for the FDA, industry, NIH, and non-NIH networks that desire to conduct clinical trials in neonatal populations. These publications will serve as the scientific underpinnings of such studies by providing:
The clinical-trialissues papers developed by group members from February 2003 through March 2004 formed the foundation for both the publications and workshop discussions. Each group was asked to propose a framework for potential clinical-trial designs based on their background papers. The proposed clinical-trial frameworks were to include information such as the suggested study population (eg, stratification, age at study), biomarkers (eg, for diagnosis, efficacy, and toxicity), drug prioritization and formulations, ethical and feasibility issues, treatment end points, outcome variables, and long-term outcomes. However, it was acknowledged that not all groups would be able to identify or agree on all aspects of the clinical-trial design for their therapeutic area. Moreover, the goal was not to achieve consensus but to suggest strategies for designing and conducting clinical trials, which would help build a better understanding of drug development and therapeutic approaches for both preterm and term neonates.
On the first day of the workshop, each therapeutic work group gave a plenary presentation on the clinical-trial issues and potential clinical-trial frameworks to be addressed during the breakout sessions. Each group then met in concurrent breakout sessions. Participants in breakout sessions included reactors to the clinical-trialissue papers, representatives of the ethics and drug-prioritization groups, representatives from the NIH and FDA, and members of the general public. On the second day of the workshop, the 4 therapeutic work groups presented highlights of their discussions of clinical-trial issues. The ethics group summarized major themes that emerged from the breakout discussions. The drug-prioritization group suggested factors that could help identify which drugs are most important for study in neonates.
| GROUP RECOMMENDATIONS |
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Cardiology
The cardiology group's mandate was to focus on the use of inotropes (eg, dopamine and dobutamine) in low birth weight neonates. The group considered 2 neonatal populations: (1) very low birth weight infants with cardiac instability and (2) neonatal postoperative cardiac patients.
Neurology
The neurology group focused its discussion on 2 areas: (1) seizures in the newborn and (2) hypoxic-ischemic encephalopathy and neuroprotection. The group presented the following suggestions about clinical-trial frameworks.
37 weeks' chronological age) who are at high risk for electroencephalographic neonatal seizures. The study would use continuous video-electroencephalographic monitoring to establish the presence and number of seizures (subclinical or clinical).
Pain Control
The pain-control group identified 3 prioritized areas of pain control in newborns: (1) procedural pain, (2) perioperative pain, and (3) pain associated with mechanical ventilation. Potential study designs for evaluation of a drug for treatment of pain occurring in various settings were discussed and evaluated. Emphasis was placed on the need for better outcome measures to evaluate pain in neonates. Recommendations for clinical-trial frameworks included:
Pulmonary
The pulmonary group divided into separate breakout sessions on apnea of prematurity and bronchopulmonary dysplasia. The group presented the following recommended frameworks.
Ethics
Members of the ethics group were integrated into the various therapeutic groups. Although issues and proposed study designs varied among the different groups, the ethical issues involved in designing studies that seek to validate current or emerging medical practice were similar. The ethics group identified the following major themes emerging from the discussions of the other work groups:
Drug Prioritization
The goal of the drug-prioritization group was to determine factors that identify which drugs are most important for study in neonates, especially when resources are limited. A secondary goal was to develop a list of criteria that would help to inform the NIH listing process. The drug-prioritization group used 5 categories (ie, disease/indication, evidence, drug, feasibility, and ethics) to describe factors that it considered important for studying drugs in newborns.
Members of the ethics and drug-prioritization groups served as resources for the 4 therapeutic groups. These 2 groups are continuing their deliberations, and their recommendations will be published at a later date.
| CONCLUSIONS |
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Another major challenge ahead will be to close the gap in the current understanding of the ontogeny of drug-metabolizing enzymes, transporters, and receptors in the early neonatal period and the identification of clinically significant long-term consequences of drug exposure in a critical phase of human development.
| FUTURE AND ONGOING ACTIVITIES |
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The large number of patients needed to demonstrate the efficacy and safety of drugs and the limited number of newborns, particularly preterm infants, is a major obstacle for the performance of drug studies. Innovative study designs and additional development of small sample biostatistical strategies to prove efficacy are needed. The development of a new group in study design and biostatistics is currently being considered.
Another major impediment to drug studies in newborns is current therapeutic practices that are not evidence-based but have become de facto standards of care. Increased awareness by neonatologists of the need to prove the efficacy of drugs and to remove ineffective drugs from practice is urgently needed. Workshop participants proposed to evaluate practice standards and how they will impact the feasibility of conducting efficacy trials for BPCA-related trials.
Ethical concerns are of paramount importance, particularly when drugs are used in emergency conditions. Ethical principles in the neonatal population are evolving as newer approaches to study design are developed and as newer therapies, drug-delivery systems, and diagnostic imaging (eg, positron emission tomography scanning) are applied to newborn studies.35,36The ethics group will continue to serve as a resource to the other work groups.
The large number of drugs that require study, coupled with limited resources, dictates the need to prioritize the drugs for study in neonatal populations. Additional refinement of the prioritization scheme developed by the drug-prioritization group will be undertaken. The group is to survey practicing neonatologists to test the feasibility of using the weighted scale to identify key discriminating variables and simplify its use. Using the new prioritization system then can be incorporated in the drug-prioritization list process for off-patent drugs mandated by the BPCA and entrusted to the NIH in consultation with the FDA and other experts.
The lack of appropriate formulations for preterm and term infants will be addressed during a new pediatric formulation initiative currently in process at the NICHD. A workshop is being planned as part of this initiative that will identify scientific issues for the development of pediatric formulations, new methods of drug delivery (eg, use of dendrimers and inhalation devices for drug delivery in young infants,3739economic barriers, research on taste and flavor preferences in infants and children, and methods to facilitate the development and approval of pediatric formulations.
Research needs identified by the work groups will be reviewed in a workshop planned for 2006. During the workshop, experts in the fields of neonatology, pediatric subspecialties, developmental biology, developmental toxicology, and pediatric clinical pharmacology will be gathered to issue recommendations on gaps in knowledge. The newly created Obstetric and Pediatric Pharmacology Branch at the NICHD will have a pivotal role in the conduct of necessary studies.
The NDDI illustrates the benefits derived from implementation of the BPCA. The emphasis on the study of off-patent drugs, including the newborn population, as outlined in the legislation may prove to be a powerful engine to ensure that newborns receive safe and effective drugs. This workshop represents the beginning of an ongoing process that will expand for several years.
| FOOTNOTES |
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Address correspondence to George P. Giacoia, MD, Obstetric and Pediatric Pharmacology Branch, Center for Research for Mothers and Children, National Institute of Child Health and Human Development, National Institutes of Health, 6100 Executive Blvd, MSC 7510, Bethesda, MD. E-mail: gg65m{at}nih.gov
The views presented in these supplement articles do not necessarily reflect those of the Food and Drug Administration (FDA) or the National Institute of Child Health and Human Development. The supplement articles reflect discussions of designing clinical trials in newborns and should not be construed as an agreement or guidance from the FDA. Drug development and clinical-trial design should be discussed with the relevant review division within the FDA.
The authors have indicated they have no financial relationships relevant to this article to disclose.
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