


* Center for Child Health Care Studies, Department of Ambulatory Care and Prevention, Harvard Pilgrim Health Care and Harvard Medical School, Boston, Massachusetts
Divisions of Infectious Diseases
¶ General Pediatrics, Children's Hospital Boston, Boston, Massachusetts
National Immunization Program, Centers for Disease Control and Prevention, Atlanta, Georgia
|| Massachusetts Department of Public Health, Boston, Massachusetts
| ABSTRACT |
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Objective. To evaluate the potential health benefits, risks, and costs of a national pertussis vaccination program for adolescents and/or adults.
Design, Setting, and Population. The projected health states and immunity levels associated with pertussis disease and vaccination were simulated with a Markov model. The following strategies were examined from the health care payer and societal perspectives: (1) no vaccination; (2) 1-time adolescent vaccination; (3) 1-time adult vaccination; (4) adult vaccination with boosters; (5) adolescent and adult vaccination with boosters; and (6) postpartum vaccination. Data on disease incidence, costs, outcomes, vaccine efficacy, and adverse events were based on published studies, recent unpublished clinical trials, and expert panel input.
Main Outcome Measures. Cases prevented, adverse events, costs (in 2004 US dollars), cost per case prevented, and cost per quality-adjusted life-year (QALY) saved.
Results. One-time adolescent vaccination would prevent 30800 cases of pertussis (36% of projected cases) and would result in 91000 vaccine adverse events (67% local reactions). If pertussis vaccination cost $15 and vaccine coverage was 76%, then 1-time adolescent vaccination would cost $1100 per case prevented (or $1200 per case prevented) or $20000 per QALY (or $23000 per QALY) saved, from the societal (or health care payer) perspective. With a threshold of $50000 per QALY saved, the adolescent and adult vaccination with boosters strategy became potentially cost-effective from the societal perspective only if 2 conditions were met simultaneously, ie, (1) the disease incidence for adolescents and adults was
6 times higher than base-case assumptions and (2) the cost of vaccination was less than $10. Adult vaccination strategies were more costly and less effective than adolescent vaccination strategies. The results were sensitive to assumptions about disease incidence, vaccine efficacy, frequency of vaccine adverse events, and vaccine costs.
Conclusions. Routine pertussis vaccination of adolescents results in net health benefits and may be relatively cost-effective.
Key Words: pertussis cost-effectiveness adolescent immunization vaccine
Abbreviations: QALY, quality-adjusted life-year CE, cost-effectiveness Td, tetanus-diphtheria TdaP, tetanus-diphtheria-acellular pertussis LYS, life-year saved
The incidence of reported pertussis in the United States has been increasing steadily in the past 2 decades.15 This trend is occurring despite the fact that childhood vaccination rates are at all-time highs and vaccine efficacy remains good.6,7 Some of this increase in disease is attributable to improved diagnostic techniques and increased awareness of this disease.2,812 However, several studies have suggested that immunity after vaccination wanes over time and protection may last only 10 to 15 years, leading to a susceptible population around the time of mid-adolescence.1315 Pertussis cases among adolescents and adults now account for the bulk of the recent increase in the United States, with more than one half of reported cases now occurring in these age groups.3 The morbidity associated with pertussis among adolescents and adults can be severe and its economic impact quite substantial, with significant time lost from school and work for these individuals.2,1619 Concomitantly, there has been an increase in the number of cases and deaths reported among infants <4 months of age.3,20,21 Adolescents and adults are thought to serve as the reservoir of infection and source of transmission to infants too young to receive a full series of pertussis immunizations.2229
Acellular pertussis boosters formulated specifically for adolescents and adults are now available for use in Canada, France, Germany, and Australia.3034 Combination vaccines that include tetanus, diphtheria, and acellular pertussis were shown to be safe and immunogenic in several clinical trials and may soon be available for use in the United States.3540 One study suggested that the booster might be efficacious against cough illness attributable to pertussis among adolescents and adults.41,42 Routine use of an effective vaccine among adolescents and adults not only might reduce morbidity rates in these age groups but also might prevent infant pertussis infection through herd protection.22,2529,43 However, the potential benefits of vaccination need to be weighed against the possible problems. Vaccine adverse events,4448 waning immunity after adolescent or adult vaccination,14,15,4951 and costs may all decrease the desirability of routine pertussis vaccination in these age groups.
We conducted this study to assist policymakers in decisions about whether and how pertussis vaccination of adolescents and/or adults should be adopted in the United States. Our objective was to evaluate the health benefits, risks, costs, and cost-effectiveness (CE) of alternative strategies for pertussis vaccination among adolescents and adults.
| METHODS |
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Outcomes included cases of pertussis prevented, number of vaccine adverse events, costs in 2004 US dollars,52 and incremental CE ratios, expressed as dollars per case prevented and dollars per quality-adjusted life-year (QALY) saved. The health care payer and societal perspectives were adopted, and future costs and health benefits were discounted at an annual rate of 3%.53 Modeling was performed with Data Professional software (TreeAge Software, Williamstown, MA) and Microsoft Excel 2000 (Microsoft, Redmond, WA).54
Probabilities
Disease Probabilities
At the start of the simulation, all adolescents were considered to be susceptible to pertussis. Each individual was assigned an age-specific risk of developing pertussis (1-year Markov cycles). Adolescents and adults with pertussis were classified as having mild cough illness, severe cough illness, or pneumonia (Fig 1). Each year, individuals also faced age-specific risks of dying from other causes. Estimates of adolescent and adult disease were based on incidence data for Massachusetts (Table 1), for 2 reasons. First, US incidence estimates are thought to be underestimated significantly.55 Second, Massachusetts is the only state in the United States that has a single-serum enzyme-linked immunosorbent assay for IgG to pertussis toxin (specificity of 99%) available as a diagnostic test, which allows enhanced detection of adolescent and adult disease.2,12
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Vaccine Probabilities
Because the proposed vaccines would add an acellular pertussis booster to the tetanus-diphtheria (Td) vaccine, we assumed that realistically achievable pertussis booster rates would be similar to current Td booster rates. Therefore, vaccine coverage estimates were based on Td booster immunization rates from the National Health Interview Survey56 (Centers for Disease Control and Prevention, unpublished data) and expert panel input. For the postpartum vaccination strategy, we based our estimate of vaccine delivery in this population on rates of postpartum vaccination achieved among women who were rubella nonimmune.5760 We assumed a small incremental increase in the frequency of adverse events after vaccination with tetanus-diphtheria-acellular pertussis (TdaP) vaccine, compared with Td vaccine.37,38,40
Waning Immunity
Health states in the model incorporated waning immunity after disease or vaccination. An individual who had disease or received a vaccine was boosted up to full immunity. On the basis of expert panel input and published data, immunity was assumed to wane each year for 15 years, after which the individual was considered nonimmune.14,15,50,51 These 15 immunity classes (Table 1) were associated with time-dependent probabilities of developing pertussis disease. Although past infection or vaccination could affect the future rate of disease, we assumed it did not affect the severity of disease in our baseline analysis, although we did address this issue in sensitivity analyses.
Infant Transmission
The baseline model assumed that universal adolescent or adult vaccination would have no impact on infant disease. We made this baseline assumption for 2 reasons. First, vaccine clinical trial data regarding the efficacy of the adolescent/adult formulation of the vaccine in reducing infant disease is not yet available. Second, we wanted to examine the CE of universal vaccination strategies independent of any potential benefit attributable to reduced infant transmission, to ensure that vaccine programs were justified on the basis of the impact for those vaccinated.
In an alternative analysis, we varied the potential to reduce infant transmission for each strategy, assuming vaccine delivery rates as used in the baseline analysis. We estimated that each vaccination strategy could reduce infant disease as follows: no vaccination (0%), 1-time adolescent vaccination (17%), 1-time adult vaccination (10%), adult vaccination with 10-year boosters (17%), and adolescent and adult vaccination with 10-year boosters (35%).61 For the postpartum vaccination strategy, we estimated that infant disease would be reduced by 40% in both baseline and alternative analyses, on the basis of estimates of 66% vaccine delivery and 87% vaccine efficacy and the assumption that caregivers were responsible for 70% of infant disease.
Patient Preferences
Preferences for study-specific health states were obtained from adults and parents of adolescents with confirmed pertussis disease in a separate study (Table 2). 18 Because the major impact of an adolescent/adult pertussis booster would be to reduce morbidity rates, rather than mortality rates, we chose to use QALYs as the unit of effectiveness in this study. QALYs combine both life expectancy and health-related quality of life into one measure. The number of QALYs related to a health outcome is calculated as the value given to a particular health state multiplied by the duration of that state.62 The timetrade-off method was used to measure preferences for health states.63,64 With the timetrade-off method, respondents were asked how much longevity they would be willing to give up, if any, to avoid living with a particular health outcome. We assumed that the mean durations of vaccination health states were 2 days for anaphylaxis and 7 days for local or systemic reactions. Estimates for the mean durations of infant disease (80 days) and adolescent or adult disease (87 days) were derived from available data.18,65
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In our baseline analysis, we assumed that local and systemic reactions resulted rarely in medically attended events (2%) that required a level 2 outpatient visit ($37).67 Therefore, the average cost of medically attended events attributable to vaccination was approximately $1. We varied the rate of medically attended adverse events from 0 to 100%, or from $0 to $37, in sensitivity analyses. A rare event such as anaphylaxis was assumed to require hospitalization.
Sensitivity Analyses
To address the potential impact of herd immunity, we conducted an alternative analysis with different assumptions about reduced infant transmission, as described above. To evaluate whether the results were sensitive to other baseline assumptions, we performed 1-way sensitivity analyses with the ranges provided in Tables 1, 2, and 3. We also examined 2-way sensitivity analyses of significant parameters identified in 1-way analyses. We used $50000 per QALY as a benchmark for considering vaccination to be cost-effective, relative to other interventions.7477
| RESULTS |
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Costs and CE
The overall costs for the cohort from the health care payer and societal perspectives were estimated at $23.7 million and $37.6 million, respectively, with no immunization program. None of the vaccination strategies resulted in net savings, because the savings from pertussis cases averted did not offset the costs of vaccination (Table 5). The adolescent and adult vaccination with boosters strategy had the highest total costs at $101.1 million (health care payer) and $109.3 million (societal), whereas the 1-time adolescent vaccination strategy cost $61.5 million (health care payer) and $70.6 million (societal).
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Sensitivity Analyses
When the probability and cost estimates in the model were varied over plausible ranges, 1-time adolescent vaccination usually remained the most effective and cost-effective strategy, with a criterion of less than $50000 per QALY saved. However, the adolescent and adult vaccination with boosters strategy potentially became cost-effective if 2 conditions were met simultaneously, ie, (1) the disease incidence for adolescents and adults was
6 times higher than base-case assumptions and (2) the cost of vaccination was less than $10. Similar results from sensitivity analyses were obtained for the health care payer and societal perspectives; therefore, results from the societal perspective are reported below, for simplicity.
Disease Incidence, Costs, and Outcomes
Because pertussis is thought to be underdiagnosed and underreported, we varied disease incidence over a very wide range (Fig 2). The CE ratio of the 1-time adolescent vaccination strategy ranged from $227000 per QALY saved (at 0.2 times the base-case estimate) to cost saving (at
4 times the base-case estimate). When medical costs of pertussis for adolescents and adults were varied from 0.1 to 5 times base-case estimates, the CE ratio for the 1-time adolescent vaccination strategy ranged from $24000 to $4000 per QALY saved. When nonmedical costs of pertussis were varied over the same range, the incremental CE ratio ranged from $23000 to $8000 per QALY saved. The probabilities of disease outcomes associated with pertussis among adolescents, adults, or infants did not affect the results significantly when varied over plausible ranges.
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Even if we assumed there were no incremental adverse events attributable to vaccination, the 1-time adolescent vaccination strategy was not cost saving, with a CE ratio of $18000 per QALY and 1800 QALYs saved, whereas the adolescent and adult vaccination with boosters strategy saved 1880 QALYs and had an incremental CE ratio of $500000 per QALY. The 1-time adult vaccination, adult vaccination with boosters, and postpartum vaccination strategies could potentially save up to 40, 80, and 285 QALYs, respectively, if no vaccine adverse events occurred; however, these strategies were far more costly than adolescent vaccination strategies, because of the large number needed for immunization to prevent 1 case of pertussis.
Infant Transmission
To determine whether the potential to reduce infant transmission through vaccination of adolescents or adults would affect our results, we reanalyzed the model with herd immunity assumptions based on the dynamic model described by van Rie and Hethcote.61 The alternative assumptions did not change the results of our analysis significantly. From the health care payer perspective, the incremental CE ratio of the 1-time adolescent vaccination strategy decreased from $23000 to $22000 per QALY saved and the incremental CE ratio of the adolescent and adult vaccination with boosters strategy went from dominated to $1.5 million per QALY saved. From the societal perspective, the incremental CE ratio of the 1-time adolescent vaccination strategy went from $20000 to $19000 per QALY saved and the adolescent and adult vaccination with boosters strategy went from dominated to $1.4 million per QALY saved. All other strategies remained dominated (more costly and less effective), despite the reduction in infant disease.
For the alternative analysis, we also evaluated the outcome measure of cost per life-year saved (LYS), because infant deaths were prevented. Compared with no vaccination, the postpartum vaccination strategy resulted in a CE ratio of $275000 per LYS and $268000 per LYS from the health care payer and societal perspectives, respectively. The adult vaccination with boosters strategy and the adolescent and adult vaccination with boosters strategy were dominated, because they were more costly and less effective than other options. The 1-time adolescent vaccination and 1-time adult vaccination strategies were eliminated by extended dominance, because they had higher incremental CE ratios than the postpartum vaccination strategy.
Utilities
If utilities for disease outcomes approached 1, or near perfect health, then the CE ratio for the 1-time adolescent vaccination strategy would increase to $36000 per QALY saved. However, if utilities for disease outcomes were 0.5 times our base-case assumptions, then the CE ratio would decrease to $8000 per QALY saved. If we varied the utilities for vaccine adverse events from 0.5 to 1.05 times base-case estimates, then the CE ratio for the 1-time adolescent vaccination strategy ranged from $20000 to $39000 per QALY saved.
Two-Way Sensitivity Analysis
On the basis of the results of 1-way sensitivity analyses, we conducted a 2-way sensitivity analysis by varying disease incidence and vaccine efficacy simultaneously. If disease incidence was greater than estimated, then the 1-time adolescent vaccination strategy remained effective and cost-effective. If vaccine efficacy was >90% and disease incidence was 8 times higher than base-case estimates, then the adolescent and adult vaccination with boosters strategy became reasonably cost-effective. As vaccine efficacy fell below 50%, the CE ratio of the 1-time adolescent vaccination strategy exceeded $50000 per QALY and no vaccination was preferred unless disease incidence was
2 times base-case estimates.
We also examined disease incidence versus vaccine cost in a 2-way sensitivity analysis. The 1-time adolescent vaccination strategy remained a cost-effective strategy when both parameters were varied simultaneously. As disease incidence increased to
6 times base-case estimates and vaccine cost fell below $10, the adolescent and adult vaccination with boosters strategy became reasonably cost-effective, with CE ratios of less than $50000 per QALY. Adult vaccination strategies were less desirable than adolescent vaccination strategies under all sets of plausible assumptions for both analyses.
| DISCUSSION |
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Our study is the first to consider patient preferences associated with pertussis and with vaccine adverse events to evaluate the cost per QALY saved, which allows this vaccine to be compared with other preventive interventions. In addition, our study is strengthened by the inclusion of medical and nonmedical costs of pertussis estimated in a recently published study.18 Furthermore, we chose the analytic horizon of a lifetime and incorporated waning immunity in our analysis, so that the long-term benefits of the vaccine could be fairly assessed. A recently published cost-benefit analysis also suggested that using an acellular pertussis vaccine for adolescents would be economically desirable.82 However, the previous study did not incorporate information regarding patient preferences or recent estimates of medical and nonmedical costs of pertussis at the time. In addition, the time horizon was only 10 years, which might have resulted in some bias, because vaccine-mediated immunity is estimated to last 10 to 15 years.
The results of our analysis were sensitive to several key assumptions, ie, disease incidence, vaccine efficacy, vaccine-associated costs, and frequency of vaccine adverse events. Although the baseline incidence rates used in the model (155 and 11 cases per 100000 for adolescents and adults) were significantly higher than current US surveillance estimates (7 and 1 cases per 100000 in adolescents and adults), prospective studies suggested that the incidence of pertussis might be as high as 507 cases per 100000 among adolescents and adults.9,41,55 Therefore, we might have underestimated the true impact of the vaccine in the population, although we used Massachusetts incidence rates. At extremely high disease rates, the CE ratio for vaccination appears more favorable and vaccination may even be cost saving. These findings underscore the need for additional research and surveillance efforts to assess accurately the true burden of pertussis in the population.
High vaccine cost, low vaccine efficacy, and high adverse-event rates would affect the CE of this vaccine significantly. We chose to vary these parameters over wide ranges because of their uncertainty. For example, the true effectiveness of a vaccine may be somewhat lower when a vaccine is implemented at the population level, instead of in a clinical trial setting. In addition, although clinical trials suggest that incremental adverse events are minimal, it will be critical to monitor these rates as a vaccine is deployed in the population, particularly given the concern over entire-limb swelling with booster doses of TdaP administered among children.44,45,83
The goal of preventing infant deaths attributable to pertussis has been discussed as a potentially important rationale for vaccination of adolescents and adults. However, limited information exists about how frequently pertussis is transmitted from one age group to another and how effective adolescent or adult vaccination would be in interrupting transmission to infants. In a dynamic model described by van Rie and Hethcote,61 vaccination of adolescents was found to increase the number of susceptible adults of childbearing age, presumably because of waning immunity, although the number of infant cases declined. The overall impact of an adolescent vaccination program on infant disease will depend on whether adults or adolescents are primarily responsible for transmitting infection to young infants. Because such uncertainty exists about infant transmission, we chose to focus our model on evaluating the risks and benefits for those who would receive vaccination, ie, adolescents and adults. We did attempt to address the potential impact of herd immunity in an alternative analysis that projected additional reductions in disease among infant age groups. Although we found no significant change in the overall CE of these preventive interventions, the decision to vaccinate will depend on multiple factors, of which CE is only one. Another limitation of our model includes the uncertainty with respect to the duration of vaccine- and disease-mediated immunity, particularly because there is limited experience with currently available adolescent/adult boosters on the market.
We conclude that routine pertussis vaccination is likely to be beneficial and may be reasonably cost-effective for adolescents, but not for adults, under our base-case assumptions. Additional information about disease incidence, vaccine efficacy, and vaccine adverse events would contribute to policy decisions about vaccine use.
| ACKNOWLEDGMENTS |
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We gratefully acknowledge the colleagues who contributed invaluable input through our expert panel (which also included S.L.): Kris Bisgard, Kathy Edwards, Scott Halperin, Colin Marchant, Margaret Rennels, Joel Ward, and Melinda Wharton. We also thank our collaborators at the National Immunization Program at the Centers for Disease Control and Prevention, including Melinda Wharton, Lance Rodewald, Susan Chu, Donna Rickert, Ismael Ortega, John Glasser, Kris Bisgard, Karen Broder, Margaret Cortese, Elizabeth Fair, F. Brian Pascual, Martha Roper, Pamela Srivastava, Tejpratap Tiwari, and Gregory Wallace. Finally, we acknowledge the contribution to this work by our study coordinator in the Department of Ambulatory Care and Prevention, Donna Rusinak, and the pertussis epidemiologists at the Massachusetts Department of Public Health, including Kirsten Buckley, Nancy Harrington, Elissa Laitin, Marija Popstefanija, James Ransom, Kurt Seetoo, Jill Sheets, and Kristin Sullivan.
| FOOTNOTES |
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Address correspondence to Grace M. Lee, MD, MPH, Department of Ambulatory Care and Prevention, Harvard Pilgrim Health Care and Harvard Medical School, 133 Brookline Ave, 6th Floor, Boston, MA 02215. E-mail: grace_lee{at}hphc.org
No conflict of interest declared.
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