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PEDIATRICS Vol. 111 No. 5 May 2003, pp. 1152-1158

Maternal Obesity and Risk for Birth Defects

Margaret L. Watkins, BSN, MPH, Sonja A. Rasmussen, MD, MS, Margaret A. Honein, PhD, MPH, Lorenzo D. Botto, MD and Cynthia A. Moore, MD, PhD

From the Division of Birth Defects and Developmental Disabilities, National Center on Birth Defects and Developmental Disabilities, Centers for Disease Control and Prevention, Atlanta, Georgia

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    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Objective. Several studies have shown an increased risk for neural tube defects associated with prepregnancy maternal obesity. Because few recent studies have examined the relation between maternal prepregnancy obesity and overweight and other birth defects, we explored the relation for several birth defects and compared our findings with those of previous studies.

Methods. We conducted a population-based case-control study of several selected major birth defects using data from the Atlanta Birth Defects Risk Factor Surveillance Study. Mothers who delivered an infant with and without selected birth defects in a 5-county metropolitan Atlanta area between January 1993 and August 1997 were interviewed. Maternal body mass index (BMI) was calculated from self-reported maternal prepregnancy weight and height. Women with known preexisting diabetes were excluded. The risks for obese women (BMI >=30) and overweight women (BMI 25.0–29.9) were compared with those for average-weight women (BMI 18.5–24.9).

Results. Obese women were more likely than average-weight women to have an infant with spina bifida (unadjusted odds ratio [OR]: 3.5; 95% confidence interval [CI]: 1.2–10.3), omphalocele (OR: 3.3; 95% CI: 1.0–10.3), heart defects (OR: 2.0; 95% CI: 1.2–3.4), and multiple anomalies (OR: 2.0; 95% CI: 1.0–3.8). Overweight women were more likely than average-weight women to have infants with heart defects (OR: 2.0; 95% CI: 1.2–3.1) and multiple anomalies (OR: 1.9; 95% CI: 1.1–3.4).

Conclusions. Our study confirmed the previously established association between spina bifida and prepregnancy maternal obesity and found an association for omphalocele, heart defects, and multiple anomalies among infants of obese women. We also found an association between heart defects and multiple anomalies and being overweight before pregnancy. A higher risk for some birth defects is yet another adverse pregnancy outcome associated with maternal obesity. Obesity prevention efforts are needed to increase the number of women who are of healthy weight before pregnancy.

Key Words: obesity • body mass index • pregnancy • neural tube defect • congenital anomaly • birth defect

Abbreviations: BMI, body mass index • BDRFSS, Birth Defects Risk Factor Surveillance Study • OR, odds ratio • CI, confidence interval


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
The prevalence of obesity (defined as body mass index [BMI] >=30 kg/m2) in the United States is increasing at an alarming rate, from 12.0% in 19911 to 19.8% in 2000,2 based on a survey using self-reported height and weight. Obesity prevalence based on actual measured weights is likely to be even higher.3 Obesity is associated with pregnancy complications and adverse reproductive outcomes,4,5 including an increased risk for birth defects. Several recent studies have shown an increased risk for neural tube defects associated with maternal obesity,611 but the relation between maternal obesity and other birth defects is not as well defined (Table 1). In some studies, obese women have been shown to have an elevated risk for abdominal wall defects,6,12 certain types of congenital heart defects,6,13 and orofacial clefts,12,14 but these findings have not been consistent among different studies.9 Several other defects have been found to be increased in obese women in at least 1 study, including eye and internal urogenital defects, esophageal atresia, Potter sequence,14 other intestinal defects,6 and clubfoot.12 Most recently, Shaw et al15 showed an increased risk for multiple congenital anomalies among offspring of obese women. We studied the relation between maternal obesity and overweight and several types of birth defects using the Atlanta Birth Defects Risk Factor Surveillance Study (BDRFSS), a case-control study of major birth defects during 1993–1997, and we compared our findings with those in previous studies.


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TABLE 1. Summary of Previous Studies of Maternal Obesity and Birth Defects

 

    METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Approval for the BDRFSS was obtained from the Centers for Disease Control and Prevention’s Institutional Review Board. Infants with birth defects (cases) were ascertained using the population-based Metropolitan Atlanta Congenital Defects Program. This surveillance system uses active case finding among records of all birth hospitals in metropolitan Atlanta to identify affected infants (live births, stillbirths, and pregnancy terminations of >=20 weeks’ gestation) and includes a clinical review of each case record.23 Cases are also ascertained at the 2 pediatric referral hospitals in Atlanta, at 2 cytogenetics laboratories, at a clinic that specializes in pediatric cardiology, and from vital records.

Defects included in the BDRFSS, either as isolated defects or as one of multiple anomalies, were anencephaly, spina bifida, holoprosencephaly, oral clefts, intestinal atresia, renal agenesis/hypoplasia, urinary tract obstruction, esophageal atresia, diaphragmatic hernia, limb deficiencies, omphalocele, gastroschisis, choanal atresia, bladder exstrophy, cloacal exstrophy, hydrocephaly, hydranencephaly, anotia/microtia, anophthalmia/microphthalmia, conotruncal heart defects, Ebstein’s anomaly, flow-related heart defects, endocardial cushion defects, amniotic band sequence, and porencephaly. In addition, infants with 2 or more unrelated major birth defects (multiple congenital anomalies) were included in the study, even when the defects were not on the specified inclusion list above. Case infants with chromosomal abnormalities, single gene conditions, or other recognized genetic syndromes were excluded from the study, even when they had defects that were included. Control infants were a stratified random sample of births at the 18 birth hospitals included in the Metropolitan Atlanta Congenital Defects Program, with the number of controls selected from each hospital based on the proportion of metropolitan Atlanta births that occurred in each birth hospital. Controls were selected among births in the same time period as the cases and were limited to infants with no major birth defects. To be eligible for inclusion as either a case or a control, infants had to be born between January 1993 and August 1997 and the mother had to be a resident of 1 of 5 metropolitan Atlanta counties (Clayton, Cobb, DeKalb, Fulton, and Gwinnett) at the time of delivery. There were approximately 40 000 births per year to residents of these counties during this time period.

All mothers of case and control infants completed a telephone interview with questions on maternal health and medication use, pregnancy history and fertility, demographics, family history, nutrition, occupational and environmental exposures, tobacco and alcohol use, and substance abuse. The interviews were conducted in either English or Spanish. Mothers who did not speak either English or Spanish were excluded from the study. An outline of the planned study methods was published earlier.24

Heart defect cases were reviewed by one of us with heart defect expertise (L.D.B.). These cases were classified into several major categories, according to the main structural cardiac anomaly, and also into isolated (only 1 major primary malformation) or multiple (at least 1 other major unrelated malformation in a different organ system) categories. All other cases were reviewed by a clinical geneticist (C.A.M. or S.A.R.) and were classified as either isolated or multiple, using the same criteria. We limited our analyses to the subset of defects that contained at least 10 cases (Table 2). We also analyzed as a group all infants who were classified as having multiple congenital anomalies.


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TABLE 2. Unadjusted OR* for Selected Defects by BMI Category (Referent = Average Weight, BMI 18.5–24.9), Atlanta Birth Defects Risk Factor Surveillance Study, 1993–1997

 
Maternal BMI was based on the mother’s self-reported height and prepregnancy weight obtained during the telephone interview. BMI was calculated as weight (kg) divided by height (m) squared. We followed the National Institutes of Health BMI classification system with the following definitions: underweight (<18.5), average weight (18.5–24.9), overweight (25.0–29.9), and obese (>=30.0).25 Average-weight women were used as the referent group for all analyses. Some cases were missing data on maternal height or weight, resulting in a few case groups with fewer than 10 cases in the analyses. Recognizing the association between preexisting diabetes and birth defects, and diabetes and obesity, we excluded from the analyses infants whose mothers reported preexisting diabetes. Because defects showing a relation with obesity could share a common mechanism, we also combined defects that had an elevated risk (odds ratio [OR]: >=1.5) associated with obesity into an aggregate, to perform additional stratified analyses.

All data were analyzed using SAS 8.01 (SAS Institute Inc, Cary, NC). Adjusted ORs for BMI category (adjusted for maternal age, education, alcohol use, smoking, periconceptional vitamin use, and race) were similar to the unadjusted ORs; therefore, only unadjusted estimates from stratified analyses are presented. All 95% confidence intervals (CIs) were calculated in SAS using the Mantel-Haenszel method.


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
The distribution of maternal and infant characteristics among cases and controls was similar, except that case mothers were more likely to have fewer than 12 years of education (Table 3). Compared with average-weight women, obese women were more likely to have an infant with a neural tube defect, especially spina bifida (OR: 3.5, 95% CI: 1.2–10.3), omphalocele (OR: 3.3; 95% CI: 1.0–10.3), heart defects in the aggregate (OR: 2.0; 95% CI: 1.2–3.4), or multiple anomalies (OR: 2.0; 95% CI: 1.0–3.8) than were average-weight women (Table 2). Overweight women also more likely to have an infant with a heart defect (OR: 2.0; 95% CI: 1.2–3.1), especially left ventricular outflow tract defects (OR: 3.3; 95% CI: 1.6–6.7), or multiple anomalies (OR: 1.9; 95% CI: 1.1–3.4). With the exception of atrial septal defects, there were no significant associations between birth defects and underweight status; however, there was a low prevalence of underweight in this population. For each of the defects for which there was an association among obese women, the ORs for obese and overweight women were greater than that for underweight women.


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TABLE 3. Characteristics of Subjects by Case/Control Status, Atlanta Birth Defects Risk Factor Surveillance Study, 1993–1997

 
We combined defect groups in which there was an elevated OR (>=1.5) to evaluate whether the strength of the association varied by several characteristics (Table 4). The OR for this aggregate group was 1.8 (95% CI: 1.1–2.9) for obese women and 1.7 (95% CI: 1.1–2.5) for overweight women. For this group, the magnitude of the obesity-related birth defect effect tended to be greater among women who were white, smoked, were primigravidas, were periconceptional multivitamin users, had fewer years of education, and did not report gestational diabetes, although none of the interactions was statistically significant. The heaviest obese women (BMI >35) tended to have a stronger association (OR: 2.1; 95% CI: 1.0–4.3) than moderately obese women (BMI 30–35; OR: 1.6; 95% CI: 0.9–2.9) or overweight women (OR: 1.7; 95% CI: 1.1–2.5), although again this was based on small numbers. To assess this possible dose-response relation further, we evaluated BMI as a continuous variable. The OR per incremental unit increase in BMI for women who were of average weight or heavier (BMI >=18.5) was 1.07 (95% CI: 1.03–1.10; P = .0001).


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TABLE 4. Unadjusted ORs for Combined Positive-Association Group of Defects* by BMI Category by Maternal Characteristic (Referent = Average Weight, BMI 18.5–24.9), Atlanta Birth Defects Risk Factor Surveillance Study, 1993–1997

 

    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Our study, although small, confirmed the previously observed elevated risk for spina bifida611 among obese women. The risk estimates of 3.5 for spina bifida and 3.3 for spina bifida or anencephaly were higher than previously reported, but wide CIs limit the conclusions possible. If future studies confirm these higher risk estimates, then it might be because the average weight of women in the obese category has increased over time. Consistent with this potential explanation, we found increasing risk with increasing BMI for the aggregate of defects with ORs >=1.5. This suggests a dose response; for every incremental unit increase in BMI, the risk increased 7%.

Although Waller et al6 found a 2.5-fold obesity-related risk for ventral wall defects, our study is the first to evaluate omphalocele and gastroschisis separately, finding a risk elevation for omphalocele (OR: 3.3) but not for gastroschisis, consistent with the pathogenetic heterogeneity suspected for these 2 defects.26 Previous studies of obesity and heart defects have been inconsistent and often difficult to compare because of variation in classification schemes. Whereas 1 study9 reported no risk elevation for conotruncal heart defects, others report risk elevations for truncus arteriosus and transposition of the great arteries14 and defects of the great vessels6 (Table 1). We reported a modestly elevated risk among obese women for aggregate heart defects in an earlier Atlanta study (OR: 1.4; 95% CI: 1.0–1.9),22 and a recent study found a 6.5-fold risk elevation for aggregate cardiac defects among black women.13 Our current study is the first to report a significant 2-fold increased risk for an aggregate group of heart defects among both obese and overweight women. Our finding of a 2-fold risk for having an infant with multiple defects among both obese and overweight women adds evidence to a similar finding reported by Shaw et al.15 We did not observe an elevated risk for orofacial clefts, consistent with 1 study,9 but inconsistent with 2 other studies that found ORs of 2.8 and 3.0 (Table 1).12,14

The mechanism for the observed association between obesity and birth defects is not known, but several possible explanations have been proposed.6,12 One explanation might be that obese women have metabolic alterations, such as hyperglycemia or elevated insulin or estrogen levels, that increase their risk for birth defects. Hyperinsulinemia has been shown to be an independent risk factor for neural tube defects, but even after adjustment for hyperinsulinemia, obesity continued to be a modest risk factor.21 Another explanation is that women who are obese might have diabetes, a known risk factor for birth defects.27 In previous studies, the relation between obesity and neural tube defects persisted, even when women with known diabetes were excluded or when adjustment was made for diabetes; however, some women with diabetes might be unrecognized. Women who are obese also might have nutritional deficits, resulting from dieting behaviors or poor-quality diets,28 that increase their risk for congenital anomalies. Previous studies have shown that multivitamin7,10 and folic acid intake7 is similar among obese and nonobese women; however, other nutrients, currently not recognized as causing birth defects, might play a role. Another explanation is that women who are obese might have an increased requirement for certain nutrients (eg, folic acid) known to be protective against birth defects. The study by Werler et al8 provides some evidence for this hypothesis: the reduction in neural tube defect risk typically associated with folic acid was not observed among heavier women.

Strengths of our study include that it was population based and that careful case classification was performed. However, small numbers limited our ability to assess the relation between obesity and less common birth defects and to evaluate extensively whether the obesity-related birth defect risk varied by demographic and behavioral characteristics, which could provide clues to the mechanisms involved. Although we combined several defects with ORs >=1.5 into an aggregate, we had limited power to detect interactions and found no significant ones. An additional limitation was that our BMI calculations were based on self-reported weight and height, which tend to underreport BMI compared with measured weights.3 However, it is unlikely that obese case women reported their prepregnancy weights differently from obese control mothers, making a systematic bias unlikely. Biological measurements early in pregnancy (eg, insulin levels, glucose levels) would be informative in determining whether the obesity-related risk is related to hyperglycemia, hyperinsulinemia, or some other metabolic abnormality. Hendricks et al21 found a relation between postpartum insulin levels and neural tube defects and suggested that obesity-related risk may be explained by hyperinsulinemia. However, postpartum insulin levels might not be representative of early pregnancy levels. Biological measurements obtained prospectively at the time of teratogenesis are obviously more desirable and would be possible in a prospective study, although such a study would have to be large to assess relatively rare outcomes such as birth defects. The proposed National Children’s Study would allow this type of assessment (nationalchildrensstudy.gov/).

Our study adds more evidence to the link between maternal obesity and birth defects. Although the biological mechanism(s) behind obesity and birth defects is unknown, efforts to ensure that reproductive-aged women are of healthy weight before pregnancy should not await the elucidation of the mechanisms. There is growing recognition of the many reproductive problems associated with maternal obesity and the importance of evaluation and treatment in this population.29 Weight loss during pregnancy is not recommended.30 However, many of the general initiatives to control the obesity epidemic and its associated morbidities25 in the general population can help prevent obesity in reproductive-aged women before they become pregnant. Clinical guidelines on the identification, evaluation, and treatment of overweight and obesity in adults,25 as well as in children and adolescents,31 are available.


    ACKNOWLEDGMENTS
 
We acknowledge Drs David Erickson, Muin Khoury, and Michele Lynberg for efforts in the design and conduct of the BDRFSS.


    FOOTNOTES
 
Received for publication Oct 2, 2002; Accepted Dec 4, 2002.

Reprint requests to (M.L.W.) CDC, 4770 Buford Hwy NE, MS F-45, Atlanta, GA 30341. E-mail: mwatkins{at}cdc.gov


    REFERENCES
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 

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PEDIATRICS (ISSN 1098-4275). ©2003 by the American Academy of Pediatrics

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S. Alwan, J. Reefhuis, S. A. Rasmussen, R. S. Olney, J. M. Friedman, and the National Birth Defects Prevention Study
Use of Selective Serotonin-Reuptake Inhibitors in Pregnancy and the Risk of Birth Defects
N. Engl. J. Med., June 28, 2007; 356(26): 2684 - 2692.
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Hum ReprodHome page
S. M. Nelson and R. F. Fleming
The preconceptual contraception paradigm: obesity and infertility
Hum. Reprod., April 1, 2007; 22(4): 912 - 915.
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NEJMHome page
A. R. Scialli, A. Lione, J. E. Sealey, J. Itskovitz-Eldor, W. O. Cooper, and W. A. Ray
ACE inhibitors and major congenital malformations.
N. Engl. J. Med., September 21, 2006; 355(12): 1280 - 1280.
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J AndrolHome page
H. I. Kort, J. B. Massey, C. W. Elsner, D. Mitchell-Leef, D. B. Shapiro, M. A. Witt, and W. E. Roudebush
Impact of Body Mass Index Values on Sperm Quantity and Quality
J Androl, May 1, 2006; 27(3): 450 - 452.
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Reproductive SciencesHome page
M. R. Loeken
Advances in Understanding the Molecular Causes of Diabetes-Induced Birth Defects
Reproductive Sciences, January 1, 2006; 13(1): 2 - 10.
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J Ultrasound MedHome page
I. Hendler, S. C. Blackwell, E. Bujold, M. C. Treadwell, P. Mittal, R. J. Sokol, and Y. Sorokin
Suboptimal Second-Trimester Ultrasonographic Visualization of the Fetal Heart in Obese Women: Should We Repeat the Examination?
J. Ultrasound Med., September 1, 2005; 24(9): 1205 - 1209.
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PediatricsHome page
L. J. Williams, S. A. Rasmussen, A. Flores, R. S. Kirby, and L. D. Edmonds
Decline in the Prevalence of Spina Bifida and Anencephaly by Race/Ethnicity: 1995-2002
Pediatrics, September 1, 2005; 116(3): 580 - 586.
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Am. J. Clin. Nutr.Home page
K. A Bartley, B. A Underwood, and R. J Deckelbaum
A life cycle micronutrient perspective for women's health
Am. J. Clinical Nutrition, May 1, 2005; 81(5): 1188S - 1193S.
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Am. J. PsychiatryHome page
M. V. Seeman
Gender Differences in the Prescribing of Antipsychotic Drugs
Am J Psychiatry, August 1, 2004; 161(8): 1324 - 1333.
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