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* School of Nursing, University of Pennsylvania, Philadelphia, Pennsylvania
Special Care Nursery, Rush-Presbyterian St Lukes Medical Center, Chicago, Illinois
| ABSTRACT |
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Methods. Data were obtained from the Computer Retrieval of Information on Scientific Projects database, available through the National Institutes of Health. Abstracts of funded projects were identified, printed, and subjected to content analysis. Key information identified from the abstracts included: National Institutes of Health institute, center, or division funding the project; type of extramural funding; amount of federal dollars awarded; and a classification of the projects impact (direct, indirect, or none) on achievement of the Healthy People 2000 goals for breastfeeding.
Results. The final sample consisted of 362 abstracts in the broad category of infant nutrition/breastfeeding/lactation, which were awarded approximately $40.4 million in federal research funds over the 3 years addressed in this study. Of this amount, only 13.7% ($5.6 million) was awarded to projects determined to have either a direct or indirect impact on achieving the Healthy People 2000 goals for increasing the incidence and duration of breastfeeding. A total of 27 (7.5%) funded projects in this category, reflecting $4.1 million, had no relationship to breastfeeding per se, as they involved the use of human milk composition and technologies to improve artificial milks and develop new pharmaceuticals and therapies.
Conclusions. These findings suggest an incongruity between the national priorities for breastfeeding and the funding of scientific research in this content area, and provide important information for researchers and policymakers with respect to identification and redirection of funding priorities.
Key Words: federal funding and research human milk human lactation infant nutrition health policy Healthy People 2000 Healthy People 2010 breastfeeding initiation and duration
Abbreviations: LBW, low birth weight CRISP, Computer Retrieval of Information on Scientific Projects NIH, National Institutes of Health
| INTRODUCTION |
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Since 1984, the Surgeon Generals office has issued serial publications8,9 that have focused on increasing the rates of breastfeeding initiation and duration for both healthy and vulnerable populations, eg, low birth weight (LBW; <2500 g) infants; and low income, minority, and employed women. A national health objective for breastfeeding for the year 2000 was to "increase to at least 75% the proportion of mothers who breastfeed their infants in the early postpartum period and to increase to at least 50% the proportion who continue breastfeeding until their infants are 5 months old to 6 months old."10 Although there has been a gradual increase in the rate of breastfeeding among certain groups of women between 1988 and 1997,11 the national breastfeeding goals were not attained in 2000, and thus remain unchanged for the year 2010. Without a critical examination of why the Healthy People 2000 goals for breastfeeding were not achieved, there is no reason to believe that these same objectives will be accomplished by 2010.
Currently, our empirical knowledge about the immunologic and nutritional properties of human milk and its effect on the recipient infant is sizable.3,1220 This basic science research has provided the foundation for our national breastfeeding priorities and objectives. In contrast, applied research that focuses on testing interventions to assist women in the initiation and continuation of breastfeeding is relatively limited. This imbalance in the knowledge generated by basic versus applied science prompts the question as to whether sufficient federal dollars have been targeted toward applied research that may ultimately increase the rates of breastfeeding initiation and duration. Thus, the purpose of this study was to determine the number and dollar amount of federally funded research projects in the area of infant nutrition, breastfeeding, and lactation from 1994 to 1996, and the impact of these studies on the achievement of our national goals for breastfeeding.
| METHODS |
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Procedure for Sample Acquisition
Through consultation with information specialists in the Information Systems Branch of the NIH, CRISP Thesaurus descriptors (more commonly known as keywords) were used to identify all possible funded projects in the category of infant nutrition/breastfeeding/lactation. These descriptors are terms from the CRISP Thesaurus that are assigned to project abstracts by CRISP information specialists at NIH. This search was limited to the "primary emphasis level," which is official CRISP terminology indicating that the abstracts primary focus can be determined by the descriptor term used in the search.23 The resultant CRISP Thesaurus descriptors used in the search included: developmental nutrition, infant nutrition disorder, infant food, breastfeeding, human milk, colostrum, milk, lactation, and lactation disorder.
This search and analysis were restricted to projects that were funded during the 3 fiscal years of 1994, 1995, and 1996. The start date of 1994 was selected because the Healthy People 2000 goals were published in 1990. We reasoned that the average interim between publication of these goals and the funding of grant applications that targeted their achievement would be 3 to 4 years. The year 1996 was the designated endpoint of data collection because it was the last year that the award amount for scientific projects was available on the CRISP database.
The abstract for each of the identified projects in the search was then printed. Content analysis24 at the manifest level was performed by a panel of 3 experts in the field of maternal-child health according to the following procedures. First, a coding form was developed to standardize the process for abstracting information and to ensure that relevant data were collected in a consistent format. Then, each abstract was reviewed by the panel members to determine eligibility for inclusion in the analysis. Of the 462 abstracts generated by the search, 362 abstracts (78.4%) were identified as appropriate for the sample. The remaining 100 abstracts (21.6%) were excluded from analysis for reasons described in Table 1. The majority of the excluded projects were retrieved under the search terms "milk" and "developmental nutrition," which included many projects beyond the objective of the intended search.
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| RESULTS |
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Of the total 362 projects, the M01 (General Clinical Research Centers Program) was the most commonly used mechanism of funding (37.6%), followed by the R01 (Traditional Research Projects; 33.1%), and the P01 (Research Program Projects; 12.7%). Among the subgroup of projects (n = 31) considered to have an impact on attaining the national breastfeeding goals, the majority (61.3%) were funded as R01, followed by P01 (12.9%), M01 (9.7%), and R29 (FIRST Award; 9.7%).
The majority of the 362 projects were funded by the National Center for Research Resources (41.2%) and the National Institute for Child Health and Human Development (40.6%). The subgroup of projects (n = 31) considered to have an impact on the national breastfeeding goals were funded by the National Institute for Child Health and Human Development (n = 24), National Institute of Nursing Research (n = 4), and the National Center for Research Resources (n = 3).
Among those projects that involved vulnerable populations (preterm/LBW infants; low income, minority, employed women), only 2 and 3 projects, respectively, were identified as having either a direct or indirect effect on breastfeeding initiation and duration. These 5 awards represented only 1.4% of the total funded projects in this category, and received just 3.5% of the total monies.
Finally, 2 of the 362 projects that were categorized as breastfeeding research actually involved the analysis of human milk components to determine how to modify and improve the composition of artificial milk preparations. Twenty-four additional projects involved the application of human milk science for the purpose of developing new technologies or pharmaceutical products (Table 2). One project involved the application of human milk science for both the improvement of artificial milk preparations and the development of a new pharmaceutical product. The cumulative dollar amount for these 27 projects totaled $4.1 million, and represented 10.2% of the total allocated funds in this category.
| DISCUSSION |
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Our findings are consistent with previously published concerns25 about the scientific chasm between basic and applied research, and must be critically examined and addressed. A major question, which remains unanswered in our study, is whether projects that addressed the rates of breastfeeding initiation and duration during this 3-year period were adequate, but did not receive funding because they were not appropriately prioritized. A related consideration is whether the inherent methodological differences between basic and applied breastfeeding research functioned to limit funding for the latter. Unlike basic science work, applied breastfeeding science seldom permits randomization of "breastfeeding" or control over all extraneous variables, and may include some outcome measures that are not as precise as laboratory values. As such, these studies may have been perceived as unscientific or insufficiently rigorous by review panels whose membership may have consisted primarily or exclusively of basic science investigators.
Awards for 2 subcategories within this content area were particularly concerning. First, although certain populations have been identified to be at risk for poor breastfeeding outcomes,811 our data clearly demonstrate that currently funded projects are insufficient in scope and funding to address these priority areas. For many vulnerable mothers, the desire to breastfeed is present but the service delivery models and interventions to support breastfeeding given the womens unique circumstances have yet to be determined and tested.26 These models must be different and innovative, because traditional models of service delivery have not demonstrated success with these groups.
Second, 27 of the funded studies within the breastfeeding category involved the adaptation of human milk science to improve or develop other foods and technologies, giving the erroneous impression that the corresponding $4.1 million was awarded to fund breastfeeding studies. Three of these studies were directed toward improving the composition of artificial milk preparations, raising the question of priorities for the allocation of taxpayer-generated resources. Although the need for artificial milk and nutritional products for a small proportion of infants is recognized, should NIH direct millions of dollars toward the improvement of infant formulas (for example, finding a substitute for secretory IgA), when a superior, naturally occurring infant food exists, but is not used?
The remainder of the 27 studies in this grouping focused on the application of human milk science for the development of new products and technologies. Although we recognize the applicability of human milk to these emerging pharmaceuticals and technologies, the concern is the misleading classification of those types of projects as breastfeeding research. This erroneous classification inflates the number of projects and the dollar amount of federal funds that are allocated to breastfeeding research, which may compromise the subsequent funding of strong applications, especially those addressing our national health objectives.
Limitations
The project abstracts in our sample were retrieved by CRISP Thesaurus terms that were assigned to projects by CRISP information specialists, and the individuals involved in this coding process may have used inconsistent methodology. Consequently, the terms that were used in our search may not have captured all potential research projects of interest. However, the CRISP technical information specialist, with whom this project was discussed, indicated that the validation procedures undertaken for each abstract made this possibility remote. For this process, NIH information specialists read the entire grant proposal and assigned indexing terms to the grant abstract; then, the principal investigator for the grant validated the relevance and accuracy of the indexing terminology (Marie Parker, personal communication, October 1995).
Data for this project were retrieved from 1 source, leaving the possibility that potential research in this content area funded by federal agencies other than the US Public Health Service and its major branch, the NIH, may have been omitted from the search. However, the CRISP database contains information on the vast majority of federally funded projects, and the NIH is the federal entity entrusted with a major role in facilitating breastfeeding research efforts.
| CONCLUSION |
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| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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Reprint requests to (L.P.B.) School of Nursing, University of Pennsylvania, 420 Guardian Dr, Room 404, Philadelphia, PA 19104. E-mail: brownlp{at}nursing.upenn.edu
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