PEDIATRICS Vol. 108 No. 5 November 2001, p. e88
ELECTRONIC ARTICLE:
The Influence of Environmental and Genetic Factors on Behavior
Problems and Autistic Symptoms in Boys and Girls With Fragile X
Syndrome
,
From the * Department of Psychiatry and Behavioral Sciences,
Stanford University School of Medicine, Stanford, California; Objective. Fragile X syndrome, caused
by mutations in a single gene of the X chromosome (FMR1), is associated
with neurobehavioral characteristics including social deficits with
peers, social withdrawal, gaze aversion, inattention, hyperactivity,
anxiety, depression, and autistic behavior. However, there is
considerable variability in the behavioral and psychiatric problems
among children with this condition. The purpose of this study was to
measure genetic and environmental factors influencing behavior problems
and autistic symptoms in children with fragile X syndrome.
Design. We conducted an in-home evaluation of 120 children
(80 boys and 40 girls) with the fragile X full mutation and their
unaffected siblings, including measurements of the FMR1 protein (FMRP),
quality of the home environment, maternal and paternal psychopathology, effectiveness of educational and therapeutic services, and child behavior problems.
Results. Results of multiple regression analyses showed
that for boys with fragile X, effectiveness of educational and
therapeutic services and parental psychological problems predicted
internalizing and externalizing types of problems, while the quality of
the home environment predicted autistic behavior. For girls with
fragile X, the results emphasized significant effects of FMRP on
behavior, in particular social withdrawal and anxious/depressed
behavior.
Conclusions. These findings are among the first to link
FMRP expression to behavior. They also emphasize the significance of
home- and school-based environmental variables in the neurobehavioral
phenotype and help to lay the foundation for studies designed to
identify specific interventions for reducing problem behavior in
children with fragile X syndrome.
Temple
University School of Medicine, Philadelphia, Pennsylvania; and
§ Kimball Genetics, Inc, Denver, Colorado.
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ABSTRACT
Top
Abstract
Methods
Results
Discussion
References
Fragile X syndrome, caused by mutations in a single gene on
the long arm of the X chromosome, occurs in 1 of every 2000 to 5000 live births and is the most common known inherited cause of mental
retardation. The cytogenetic fragile site on the X chromosome from
which the syndrome derives its name is typically caused by the presence
of >200 cytosine-guanine-guanine triplet repeats within the promoter
region of the FMR1 gene, which prevents normal transcription. This
"transcriptional silencing" of the gene and the subsequent
diminished or absent production of the FMR1 protein (FMRP) results in
aberrant brain development and function.1,2 Because
females have 2 X chromosomes, production of FMRP is maintained to
varying degrees by the presence of the unaffected X chromosome. Variability in the production of FMRP also may be the result of a
condition known as mosaicism, in which transcriptional silencing of the
gene occurs in some, but not all cells, either because of varying sizes
of the repeat expansion or variation in methylation patterns. Mosaicism
can occur in both females as well as males with fragile X. Individual
differences in FMRP production in the brain as a result of these
processes are thought to account for a significant proportion of the
variability in cognitive outcome in individuals with fragile X.
In addition to cognitive impairment, individuals with fragile X display
a characteristic profile of behavioral and psychiatric difficulties.
Most well-controlled studies demonstrate that persons with fragile X
are at increased risk for particular maladaptive behaviors, including
hyperarousal, social anxiety and withdrawal, and attention
problems.3-6 In males, these behaviors include social
deficits with peers, abnormalities in communication, unusual responses
to sensory stimuli, stereotypic behavior, social avoidance, gaze
aversion, inattention, impulsivity, and
hyperactivity.7-15 Young girls with fragile X also
exhibit maladaptive behaviors, including problems with depression,
social withdrawal, and hyperactivity6,16,17; however,
these symptoms tend to be less severe than in boys with fragile X. Consequently, individuals with fragile X are at increased risk for
psychiatric disorders, most notably anxiety, mood, and attention deficit/disruptive behavior disorders. Furthermore, many
behavioral characteristics of children with fragile X are similar to
those of children with autism. The proportion of persons with fragile X
who meet criteria for autism is estimated to be 7% to
25%.518-21 Although this overlap is not high, children
with fragile X who do not meet diagnostic criteria for autism
nevertheless demonstrate autistic-like behaviors such as stereotypy,
avoidance of eye contact, social shyness, perseverative speech, and
tactile defensiveness.18
Although a common behavioral profile has been described, there is
considerable variability in behavior and psychiatric problems among
children with fragile X syndrome, ranging from severely autistic
behavior to normal functioning. It is important to describe the full
range of this variability and to account for sources of this variation
in children with this condition.22 This will serve to
avoid the promulgation of inaccurate information and stereotypes,
provide parents and professionals with a broader picture of possible
developmental trajectories, and hopefully illuminate sources of
variation that are relatively fixed versus those which are amenable to
intervention. As is the case with cognitive functioning, it is possible
that the variability in behavior is, in part, attributable to molecular
genetic variables associated with fragile X. Although FMRP has been
consistently associated with intelligence,23-25 only 1 study to date has investigated the influence of FMRP on behavior in
individuals with fragile X.23 In this study, a negative correlation between FMRP and the prevalence of 10 typical fragile X
behaviors was observed, but only in males with mosaicism. The association between FMRP and other types of behavior problems common in
individuals with fragile X syndrome, including autistic behavior, is
not known.
In addition to possible effects of FMRP, variations in the environment,
including characteristics of the family, home, and educational setting,
may ameliorate or exacerbate behavioral and psychiatric problems
associated with fragile X. For example, it is possible that
psychological characteristics of parents, including a background
genetic predisposition to psychopathology, may contribute to child
problems in addition to the specific effects of the fragile X mutation.
Examination of the home and school environment also may yield important
information about the nongenetic sources of problem behavior. This
approach is important because identification of environmental effects
on behavior (ie, effectiveness of educational or therapeutic services,
characteristics of parents or parenting, family emotional climate) will
lead to more targeted and effective interventions. Furthermore,
although biologically based treatments to reverse some of the effects
of fragile X are possible, including pharmacological therapy and
protein replacement, the impact of the decrement in FMRP is likely to
occur very early in development when the nervous system undergoes its
most rapid growth and long before significant behavior problems are
detected. Finally, the effects of fragile X extend beyond the
individual child to the family system. The stress associated with the
presence of a child with developmental disability affects the family as
a system as well as the parents and siblings
individually.26
To date, no study has comprehensively examined the influence of both
genetic and environmental factors on behavioral outcomes in a large
sample of children with fragile X syndrome. We believe that
investigation of both child-based genetic factors as well as family-
and school-based environmental factors in families affected by fragile
X is necessary to ultimately identify specific points at which
interventions aimed at reducing problem behavior will be treatment- and
cost-effective.
In the current study, we sought to establish a better understanding of
the association between specific genetic and environmental factors and
behavioral outcome in children with fragile X in comparison to their
siblings unaffected by fragile X. The inclusion of the sibling
comparison group is important because of the need to establish relations between predictors and behavioral outcomes in children unaffected by fragile X, but who predominantly share the same environment. The study, based on a full day in-home evaluation, used
molecular analysis of the fragile X protein, cognitive evaluations of
parents and children, direct observation of the home environment including parent and child behavior, and parent report of child behavior.
Participants
Families having at least 1 child with the fragile X full
mutation and 1 child without fragile X were recruited for the study. To
eliminate potential confounding effects of maternal problems associated
with having a full mutation, only families in which mothers had a
premutation were included in the current analyses. In addition, each
fragile X-sibling pair of children had the same biological mother and
father. The diagnoses of children with fragile X, their siblings, and
mothers were confirmed by southern blot DNA analysis.
Participants were 120 children with the fragile X full mutation (40 girls and 80 boys; 5 girls and 9 boys were mosaic) and their unaffected
siblings (62 girls and 58 boys). All mothers and 85% of fathers
participated in the study. Children were between 6 and 17 years of age
(fragile X: mean [M] = 10.76, standard deviation [SD] = 2.83;
unaffected siblings: M = 11.20, SD = 3.10). The sample of
children was 91.7% white, 2.5% Hispanic, 2.5% black, 1.7% Asian, 0.8% Pacific Islander, and 0.8% multi-ethnic. Families in 36 United States and Canada, in urban, suburban, and rural areas, were
represented in the sample. The parents' highest level of education was
0.8% partial high school, 10.8% high school diploma, 34.2% partial college, 30.8% college degree, and 23.3% graduate degree. Potential participants were excluded on the basis of other known medical problems
or signs of current illness.
Families were recruited from an existing fragile X registry, responses
from advertisements placed in various fragile X association newsletters, a national fragile X e-mail list, the Stanford Psychiatry Department research website, and through referrals from other researchers, the National Fragile X Foundation, clinicians, and families.
Procedures
To determine a family's eligibility, results of previous
fragile X testing were requested. DNA testing for the FMR1 mutation was
conducted on all probands and previously untested family members. FMRP
percentage was obtained for all children with fragile X in the study
(see below). For these tests, families were mailed a testing kit,
allowing the blood draw(s) to be conducted before the visit and in
their own physician's office or at a community clinic. Blood samples
were sent directly from the blood draw site to the genetics testing
facility by overnight mail.
Measures
Fragile X Diagnosis and FMRP Analysis
Southern blot analyses were performed by Kimball Genetics, Inc
(Denver, CO) as detailed by Taylor and colleagues.27 FMRP
immunostaining, an indirect alkaline phosphatase technique, was used
according to Willemsen et al.28-30 To measure FMRP,
slides were analyzed under the microscope, distinguishing lymphocytes
from other blood cell types by morphology. Granulocytes stain
nonspecifically and therefore only lymphocytes are counted. For each
slide, 200 lymphocytes were scored, and the percentage of lymphocytes
expressing FMRP was determined. Scoring was performed in blinded
fashion with respect to DNA results.
Intelligence
Children were administered the Wechsler Intelligence Scale for
Children-Third Edition31 (WISC-III; The WISC-III is a
standardized intellectual assessment for children ages 6-16 years
yielding Verbal, Performance, and Full Scale IQ scores.)
Behavior Problems
The Child Behavior Checklist32 (CBCL) is a
well-standardized and widely used instrument, with several factors
including withdrawn behavior, social problems, anxiety and depression,
somatic complaints, aggressive behavior, delinquent behavior, as well as overall internalizing and externalizing behavior scores. Autistic behavior was measured using the Autism Behavior
Checklist,33 which includes 57 behavioral characteristics
of autism in 5 areas: sensory, relating, body and object use, language,
and social and self-help. The child's mother was the respondent for
both of these measures.
Parental Psychological Symptoms
The Symptom Checklist Assessment of Home Environment
The home environment was assessed using the Home Observation for
Measurement of the Environment35 (HOME). The HOME is a
semistructured interview and observation done in the family home.
Factors include parent responsivity, encouragement of maturity in the
child, acceptance of the child, learning materials present in the home,
effort to provide cultural, recreational, or artistic enrichment,
family companionship, and the quality of the physical environment of
the home. For purposes of interrater reliability, 2 examiners made
independent ratings of observational items on the HOME during visits of
22 homes. Then, approximately 2 weeks after the visit, 1 of the
examiners (who tested the children and did not administer the parent
interviews) contacted the parent by phone to administer the interview
items. Interrater reliability for the HOME total score was high
(intraclass correlation = 0.84).
Family Economic Status
Household income was adjusted for regional differences in
housing and cost of living. Parent report of gross annual household income was divided by the median household income in the family's area
as defined by the home's zip code. The zip code median income was
determined by Decisionmark Corporation (Cedar Rapids, IA) and based on
the 1990 US Census data and the Census Bureau's 1998 estimates and 2003 projections. This data was obtained from the world
wide web via www.homes.com.
Educational and Therapeutic Services
Because of a dearth of measures designed to assess the
effectiveness of special education services, a new measure was
developed for this purpose. The Special Curriculum Opportunity Rating
Scale (SCORS; unpublished data) includes a 15-item Q-sort allowing the parent to rank the cognitive and behavioral skills that a child needs
to develop. The parent then ranks the same 15 items according to how
much the skills have actually improved in the past 6 months. The items
include academic, emotion management, planning, social, speech and
language, and other skills needed for development. The correlation of
the two 15-item Q-sorts is a measure of the effectiveness of a child's
educational and therapeutic services to meet his or her current
developmental needs. Test-retest reliability 1 to 2 weeks apart with 15 children was adequate for the developmental needs (r = .69) and improvement (r = .68) Q-sorts. Initial
validation studies demonstrate that the SCORS has good convergent and
discriminant validity within this fragile X sample.
Data Analysis
We first sought to examine the behavioral profiles of boys and
girls with fragile X syndrome and their siblings. Specifically, we
wished to identify the behavior domains reported to be most problematic
for children with fragile X, as well as the domains that are relatively
less affected by the syndrome. To accomplish this, we conducted a
multivariate analysis of variance using group (boys with fragile X,
girls with fragile X, male comparison siblings, and female comparison
siblings) as the independent variable and the syndrome and composite
scales of the CBCL as the dependent variables.
Next, in preparation for the multiple regression analyses, we examined
bivariate correlations between planned independent variables and
dependent variables for purposes of data reduction and model
simplification.
To examine the variance in behavior problems accounted for by
environmental and biological/genetic factors, we conducted hierarchical multiple regression analyses separately for boys with fragile X, girls
with fragile X, and comparison siblings. A hierarchical, rather than
simultaneous approach, was taken to determine the relative
contributions of biological/genetic versus environmental factors on
child behavior problems as pertaining to a priori hypotheses. Biological/genetic, or innate characteristics of the child, including gender (applicable to analyses involving comparison siblings), IQ, and
FMRP percentage, were entered on the first step. Child IQ was included
in this step to account for variation in behavior that is attributable
to developmental disability.36 (FMRP and effectiveness of
services were not relevant to the analysis of comparison siblings and
not included in regression analyses pertaining to this group.)
Environmental factors, including the quality of the home environment
(HOME total score), parental psychopathology (mean of father and mother
SCL-90-R Global Severity Index t scores), and effectiveness
of educational and therapeutic services (SCORS correlation) were
entered in the second step. Parental psychopathology was included in
this step to account for the well-documented association between parent
and child problems, and also to examine whether this association holds
in the case of children with fragile X syndrome. For each group,
regressions on total behavior problems, internalizing behavior
problems, externalizing behavior problems, and autistic behavior, were
performed. Follow-up analogous regressions on the withdrawn,
anxious/depressed, thought, and attention problem subscales of the CBCL
were performed given their clinical relevance for fragile X as shown in
previous studies and the current data set (Fig
1).
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METHODS
Top
Abstract
Methods
Results
Discussion
References
90 Revised34 (SCL-90-R) is a
90-item self-report of current psychological symptoms. The SCL-90-R yields 9 primary symptom dimensions (somaticism, obsessive-compulsive, interpersonal sensitivity, depression, anxiety, hostility, phobic anxiety, paranoid ideation, and psychoticism) and 3 global indices (global severity, positive symptom distress, and positive symptom total).

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Fig. 1.
CBCL syndrome t scores of children with the fragile X
full mutation (79 boys and 40 girls) and their siblings (58 boys and 61 girls). *** Fragile X boys > sibling boys, P < .001; ### fragile X girls > sibling girls,
P < .001. Error bars represent 1 SD.
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RESULTS |
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Descriptive Statistics
Descriptive statistics of each independent variable by group are presented in Table 1. Boys with fragile X had a mean full scale IQ of 46.56 (moderate mental retardation range); however, the variability was attenuated by a floor effect (39% of boys with fragile X obtained the lowest possible IQ score, 40). Girls with fragile X had a mean full scale IQ of 75.48 (borderline intellectual functioning range) and considerable variability, with scores ranging from the moderate mental retardation to superior range. Siblings had IQ scores similar to the WISC-III normative sample (M = 107.55; SD: 12.21). FMRP ranged from 1.5% to 74% (M = 12.09, SD: 11.57) in boys with fragile X and from 14% to 77.7% (M = 51.03, SD: 18.57) in girls with fragile X. In terms of environmental measures, the quality of the home environment (M = 46.33, SD: 7.03; range: 24-57) as well as family income (M = 1.16 or 116% of the median household income for home's zip code; range: 0.13-4.33) varied widely among families. Mothers and fathers of boys, but not girls, with fragile X had SCL-90-R scores significantly higher than the measure reference mean of 50 (mothers of boys with fragile X, M = 52.64, SD: 9.67, 1 sample t(79) = 2.44, P < .05; fathers of boys with fragile X, M = 52.85, SD: 9.28, 1 sample t(68) = 2.54, P < .05). Notably, children of nonparticipating fathers (N = 18) had significantly more autistic symptoms than children of participating fathers, U = 481.5, P < .01. Differences between these 2 groups of children in CBCL composite scale scores were not significant.
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Mothers reported much variability in the effectiveness of educational and therapeutic services; however, girls (M = .41, SD: 0.33) received more effective services than boys (M = .25, SD: 0.40), t(118) = 2.08, P < .05).
CBCL Descriptive statistics of child behavior problems (t scores) of boys and girls with fragile X and their comparison siblings are shown in Table 2 and graphically in Figs 1 and 2. The percentages of children in each group whose scores fell in the borderline or clinical range (for syndrome scales, t score >66 and for composite scales, t score >60) are also shown in Table 2. A multivariate analysis of variance with each of the CBCL scales as dependent variables and group as the independent variable (boys with fragile X, girls with fragile X, sibling boys, sibling girls) revealed groupwise differences for all scales (Fs = 2.97-77.37, all P < .05) except somatic complaints and delinquent behavior. Follow-up pairwise tests (Tukey) revealed that girls with fragile X had significantly more behavior problems than comparison sibling girls in all domains except somatic complaints, delinquent behavior, and aggressive behavior, all P < .05. Boys with fragile X had more problems than comparison sibling boys in all areas except somatic complaints, anxiety/depression, delinquent behavior, and aggressive behavior, all P < .05. Social problems, attention problems, and thought problems were the most pronounced problems reported by parents of boys and girls with fragile X. As seen in Table 2, 40.0% of girls and 41.8% of boys with fragile X had social problems in the borderline or clinical range. The percentages for thought problems were 25.0% and 54.4%, and attention problems were 47.5% and 62.0%, for girls and boys with fragile X, respectively. Finally, 47.5% of girls and 54.4% of boys with fragile X had total behavior problem scores in the clinically significant range, in comparison to 11.8% of children in the comparison sibling group.
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Autistic Behavior Boys with fragile X had moderate levels of autistic behavior (M = 42.16, SD: 23.36) similar to those of a sample of children with severe mental retardation (M = 43.95, SD: 18.92), but well below that of children diagnosed with autism (M = 77.49, SD: 20.01).33 Girls with fragile X had mild levels of autistic behavior (M = 18.97, SD: 22.67) with as much variability as boys with fragile X. Autistic behavior in the sibling group is not reported because of lack of variability.
Multiple Regression Analyses
Child age and adjusted family income were not significantly
correlated with any dependent variable in any of the 3 groups of
interest, and, therefore, were not entered into the regression analyses. Correlations among parent SCL-90-R, the HOME, and the SCORS
coefficient revealed a significant association between the parent
psychopathology and the quality of the home environment, r(120) =
36, P < .001. Despite this
modest correlation, these 2 factors were retained in the analyses
according to a priori hypotheses. The final model consisted of gender
(for the sibling group), full scale IQ, and FMRP percentage (for the
fragile X groups) in the first step, followed by the HOME total score,
mean parent SCL-90-R Global Severity Index t-score, and the
SCORS correlation coefficient (measure of the effectiveness of
services) in the second step. Results of regression analyses are shown
in Table 3.
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Comparison Siblings Child gender and intelligence were significantly associated with behavior problems in the sibling group. Male gender and lower IQ were related to increased behavior problems, accounting for 5% to 10% of the variance. After accounting for the influence of gender and IQ, environmental factors accounted for an additional 24% of the variance in total behavior problems. In particular, parental psychopathology and lower home environment quality were independently associated with behavior problems. The quality of the home environment predicted externalizing but not internalizing behavior problems, whereas parental psychopathology was positively associated with both internalizing and externalizing problems among siblings of children with fragile X.
Boys With Fragile X Behavior problems in boys with fragile X were consistently associated with environmental factors, and not with FMRP or IQ. Specifically, maternal report of more effective educational and therapeutic services was associated with fewer behavior problems and autistic symptoms, whereas parental psychopathology was significantly associated only with internalizing problems. And, as can be seen in Fig 3, autistic behavior increases linearly as the quality of the home environment decreases.
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Girls With Fragile X In contrast to boys with fragile X, for the most part, genetic rather than environmental factors were associated with behavior problems in girls. Although FMRP was more strongly associated with internalizing types of problems, IQ was more strongly associated with externalizing problems. As shown in Fig 4, internalizing behavior problems decrease linearly as level of FMRP increases. Overall, IQ and FMRP account for 34% of the variance in total behavior problems among girls with fragile X. Whereas parental psychopathology was associated with internalizing behavior in boys with fragile X, this factor was most strongly correlated with externalizing behavior in girls with fragile X. Finally, IQ was the only significant predictor of autistic behavior, accounting for approximately 33% of the variance.
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=
0.37, P < .05) and anxious/depressed behavior (
=
0.32, P < .05) but not social
(
=
0.25, not significant [NS]), attention (
=
0.21, NS), or thought problems (
=
0.18, NS).
Interestingly, although environmental factors were not associated with
total, internalizing, or externalizing domain scores in this group, 2 of these measures, parental psychopathology and effectiveness of
services, were associated with subscale scores. Specifically, increased
parental psychopathology was related to increased anxious and depressed
behavior (
= 0.35, P < .05), while increased
effectiveness of services was associated with decreased attention
(
=
0.35, P < .05) and thought problems
(
=
0.30, P < .05) in girls with fragile X.
For boys with fragile X, examination of specific types of behavior on
the CBCL did not change results pertaining to FMRP. FMRP was not
associated with any of the 4 identified subscales. In terms of
environmental measures, more effective educational and therapeutic
services were associated with less withdrawn behavior (
=
0.31, P < .01), less anxious/depressed behavior
(
=
0.32, P < .01), and fewer attention
(
=
.25, P < .05) and thought problems
(
=
0.29, P < .05), but not with social
problems (
=
0.13, NS). Parental psychopathology was not
associated with any specific behavioral subscale, although as described
above, it was associated with the internalizing problems composite
score in this group.
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DISCUSSION |
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The results of this study add depth to understanding the development of neurobehavioral dysfunction in fragile X syndrome through investigation of both genetic and environmental influences on behavior problems in children with this condition. These results demonstrate that characteristics of the child's environment, particularly for boys with fragile X, play a significant role in behavior problems beyond the genetic effects of the disorder itself. Although additional research is needed to increase the specificity of these environmental effects (ie, examining more specific characteristics of the home, family, and educational/therapeutic services), the current findings help to lay the foundation for studies designed to identify specific interventions for reducing problem behavior in children with fragile X syndrome.
For boys with fragile X, results showed that 2 environmental factors, the effectiveness of educational and therapeutic services and maternal psychological problems, independently predicted behavior problems. In contrast, for girls with fragile X, the findings emphasized the separate effects of FMRP and intelligence, while environmental characteristics were not consistently associated with behavior problems. The reason for this dichotomy in the results is not clear. Gender and intellectual functioning are interdependent in fragile X. The wider spectrum of intellectual functioning and behavior problems in females with fragile X is likely to be due, in part, to variation in cellular X chromosome inactivation patterns and consequent FMRP production. Therefore, the differences observed in the current study may be a function of these genetic processes and level of functioning rather than gender. Future studies that include a sample of boys with higher levels of FMRP expression will clarify this issue.
Previous studies23,25 and ongoing research in our own laboratory37 have shown an association between FMRP and intellectual functioning in children with fragile X, suggesting a contribution of the FMR1 gene mutation to intellectual dysfunction. The present study extends this previous work by demonstrating a significant and independent association between FRMP and behavior problems in girls with fragile X, even after accounting for variation in intelligence. The association between FMRP and behavior is strongest in the internalizing behavior domain, particularly for socially withdrawn and anxious/depressed behavior. These results verify the hypothesis that reduced levels of FMRP place children at risk for specific neurobehavioral as well as neurocognitive effects. In addition, because the general effect of intelligence was removed in our analyses, the results show that the behavioral phenotype observed in females with fragile X is not simply secondary to a general cognitive deficit, but rather related to specific genetic effects of the FMR1 mutation.
The results of this study highlight several points at which intervention might be effective for children with fragile X. First, the association between the effectiveness of educational and therapeutic services and behavioral outcome indicates that from the mother's perspective, the fit between the child's developmental needs and the services he receives is important. In this sample, children who showed improvements in skills that their parents believed were important for them to develop had fewer behavior problems. This was the case for all types of behavior as well as autistic symptoms in boys with fragile X. Although the services were reported to be more effective for girls than boys, the impact of this effectiveness was seen only in reduced attention and thought problems for girls with fragile X. Why didn't the effectiveness of these services play a larger role for girls? Perhaps the focus of educational and therapeutic intervention for girls with the full mutation is on more observable problems such as learning problems and difficulties with attention, whereas internalizing problems are more difficult to detect and less amenable to behavioral intervention. Indeed, the lack of association between effectiveness of services and behavior problems may be an indication that the developmental needs of girls with fragile X are not being addressed adequately.
Second, parental psychopathology was associated with behavior problems of children with fragile X, as well as their siblings. A large body of previous research has demonstrated consistent links between parent psychopathology, most notably affective disorders, and child behavior and psychiatric problems in families presumably unaffected by a genetic syndrome.38 Interestingly, in the case of children with fragile X, parental psychopathology is associated with child behavior, over and above the genetic effects of the syndrome. The mechanisms underlying the transmission of risk for behavioral disturbance from parent to child may be genetic, environmental, or both. Similar to physical traits such as height or weight, transmission of genetic risk for personality or psychological characteristics is likely to occur even in the presence of a genetic syndrome that affects this dimension of function. Furthermore, the parent-child dyad in the case of fragile X is likely to include cyclical patterns of behavioral influence in which the child's difficult behavior affects the parent's psychological status, which in turn affects the manner in which the parent interacts with their child. In addition, it is possible that the behavior of children with this genetic condition has an impact on the quality of the environment by affecting the level of stress in family members, time and financial resources for the home, and so on. Thus, this effect could be viewed as bidirectional. Clearly, additional work examining this finding is needed.
Third, the effects of the home and educational environment on autistic behavior in boys with fragile X are notable. One might expect biological or genetic factors to be the primary determinants of autistic behavior in this population. However, as shown by the current results, environmental factors had a significant impact on the degree of autistic behavior. It is known that individuals with autism benefit from increased structure, predictability in daily routines, an organized physical environment, as well as specific, targeted instruction.39 Therefore, one interpretation of these findings is that boys with fragile X also benefit from a more structured, enriched home environment and targeted instruction. Increased cultural enrichment, activity, and structure may serve to keep the children focused and learning, reduce the frequency of repetitive play, and increase the frequency of meaningful social exchanges. Conversely, a decline in the enrichment, organization, or social climate of the home may increase the frequency of autistic behavior in children with fragile X, which may increase risk for meeting criteria for the diagnosis of autism.
This study had limitations influencing the interpretation of the findings. The lack of ethnic diversity limits the generalizability of the results to nonwhite families with children with fragile X. A second limitation of the study is maternal bias in reporting of environmental factors and child behavior. Mothers reported child behavior problems, effectiveness of services, and their own psychological symptoms, which could have inflated the relation between these predictors and the outcome measures. For example, one concern is that a mother's psychological status influenced her responses on the educational effectiveness measure. Follow-up correlations, however, revealed that these factors are unrelated. Future analyses will examine data from teacher-report of the services actually provided and behavior problems. Third, although the Autism Behavior Checklist was useful for efficiently measuring autistic symptoms, it relied on parent report and is not tied to Diagnostic Statistical Manual, Fourth Edition or International Classification of Diseases, 10th Revision criteria. The Autism Diagnostic Interview40 and the Autism Diagnostic Observation Schedule41 are now considered better measures of autism. Fourth, the cross-sectional design of the study does not make it possible to examine causal relationships between variables. For example, the association between effectiveness of services and behavioral outcome does not necessarily indicate that effective education and therapy leads to decreases in problem behavior. It is possible that children with fewer problems happen to receive better services, for example. Similarly, children with more behavior problems may elicit psychological distress in their parents and make the home and family more difficult to manage. Additional investigation of the specifics of home and family characteristics may yield important insights into the interaction between genetic and environmental influences on behavior in children with fragile X. Longitudinal studies will be needed to examine these causal links.
The results of this study should help to lay the foundation for future research designed to identify specific points at which intervention will be most effective in reducing behavior problems in children with fragile X syndrome. Based on the results presented here, an increased focus on interventions aimed at the family and school level, as well as the individual level of the child might be most effective. Because of the challenges and stresses associated with raising and teaching children with developmental delay and significant behavior problems, these interventions should include parent and teacher training to manage specific behavior problems, assisting and supporting parents with ways to manage and cope with stress, enhancing communication between parents and educators/therapists about the specific needs of the child at home and at school, and in especially distressed families, providing adequate respite care. Also, the well being of siblings of children with fragile X should not be overlooked. As evident from the results of this study, siblings who do not have the fragile X mutation are nevertheless influenced by the quality of the home environment and their parents' psychological health, which may be linked to stresses associated with having a child with a disability.
Finally, it should be emphasized that the features of the neurobehavioral phenotype occurring in children with fragile X are similar to characteristics of important child psychiatric disorders such as pervasive developmental disorder, attention-deficit/hyperactivity disorder and anxiety disorders. Basic mechanisms underlying these behaviorally defined disorders are certain to be different and more heterogeneous than those observed in fragile X. However, using fragile X as a more homogeneous model system for elucidating relations among genetic, environmental, and psychiatric factors provide conceptual and methodological insights that are applicable to investigations into the etiology and pathogenesis of more complex diagnostic entities. Accordingly, this research also has relevance that extends beyond the realm of fragile X syndrome.
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ACKNOWLEDGMENTS |
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This work was supported by National Institutes of Health Grants MHO1142 and MH50047. Additional support was received from the Packard Foundation and the Lynda and Scott Canel Fund for Fragile X Research.
We thank the families who participated in this study and the following individuals who made substantial contributions to this work: Donna Mumme, Cindy Johnston, Rahwa Ghebremichael, and numerous student research assistants.
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FOOTNOTES |
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Jacob Wisbeck is a medical student.
Received for publication Mar 9, 2001; accepted Jun 18, 2001.
Reprint requests to (A.L.R.) Division of Child and Adolescent Psychiatry, Department of Psychiatry and Behavioral Sciences, 401 Quarry Rd, Stanford University School of Medicine, Stanford, CA 94305-5719. E-mail: areiss1{at}stanford.edu
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ABBREVIATIONS |
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FMRP, FMR1 protein; M, mean; SD, standard deviation; WISC-III, Wechsler Intelligence Scale for Children-Third Edition; CBCL, Child Behavior Checklist; SCL-90-R, Symptom Checklist-90-Revised; HOME, Home Observation for Measurement of the Environment; SCORS, Special Curriculum Opportunity Rating Scale; NS, not significant.
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