PEDIATRICS Vol. 104 No. 5 November 1999, p. e58
From the * Department of Pediatrics, University of Washington, Seattle, Washington.
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ABSTRACT |
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Objective. The risk of sudden infant death syndrome (SIDS) is associated strongly with socioeconomic status. However, many infants who live in one socioeconomic environment, with its attendant level of risk of SIDS over the weekend, often are exposed to a different level of risk during the work week (because of day care for the infant). If the association between SIDS and socioeconomic status acts through the quality of supervision of the infant, then there could be an immediate change in the level of risk as the infant moves from home to outside care to home again. In this scenario, infants of economically disadvantaged parents would have a higher risk of SIDS over the weekend than they do during the week. On the other hand, infants of economically advantaged parents would be at lower risk over the weekend. Therefore, the relative risk of SIDS associated with the weekend (risk over the weekend vs risk during the work week) should be found to decrease as the number of years of maternal education (a surrogate for socioeconomic status) increases. Testing this prediction is the objective of the study.
Methodology. Instances of SIDS in the postneonatal period
(28-364 days) among the cohort of all infants born in the United
States between January 1989 and December 1991 were analyzed. The number
798.0, taken from the International Classification of
Diseases, was used to identify 14 996 cases of SIDS. Deaths among hospital patients were distinguished from all other
deaths. The latter were divided into four categories: 1) death occurred
in the emergency department; 2) the infant was dead on arrival at the
emergency department; 3) death occurred at a residence; and 4) death
occurred at some other place. Maternal education was divided into four
categories: <12, 12, 13 to 15, and
16 years. The weekend ratio was
defined as the ratio of SIDS cases on Saturday and Sunday (times 5) and
Monday through Friday (times 2). The predicted trend in this
ratio by maternal education was tested by applying a
2
test-for-trend.
Results. The overall weekend ratio was 1.00, indicating
that the risk of SIDS was no higher over the weekend than it was Monday
through Friday. However, for infants of mothers with <12 years of
education, the ratio was 1.13. For infants of mothers with
16 years
of education, it was 0.55. The trend in the ratio as maternal education
increased (1.13, 0.99, 0.86, and 0.55) was highly significant
(
2 = 74.2; 1 degree of freedom). Each of the
four ratios, with the exception of 0.99, was significantly different
from 1.00 (z = 3.74, 2.45, and 6.09, respectively). The ratios for
infants of mothers with 13 to 15 and
16 years of education also were
significantly different from each other (z = 4.57). For all causes of death combined (including the relatively small number
of SIDS cases) among hospital inpatients, there was no significant
trend in the weekend ratio as the level of maternal education
increased. However, among deaths not attributable to SIDS or accidents
occurring outside the hospital, there was a slight but significant
declining trend (
2 = 8.4; 1 degree of freedom) The
risk of an accidental death was highest over the weekend for all four
maternal education categories. On an average working day, the risk of SIDS among offspring of mothers
with <12 years of education was found to be 3.9 times greater than
that among offspring of mothers with
16 years of education. At the
weekend, the relative risk increased to 7.9. A plot of the weekend ratio against single years of maternal education
revealed a unimodal distribution with a peak at 11 years.
Conclusions. First, the results of the study are
consistent with the level of risk of SIDS, changing promptly toward the
risk level obtained in the baby's new environment. Variability in the
observation of unusual respiratory events seems the most likely
explanation. It is unlikely that confounding factors played a role in
the results for tertiary-educated mothers. Alternative explanations,
such as less attentive maternal supervision or less regularity in the baby's routine over the weekend, could explain logically the result for infants of mothers with <12 years of education. But for infants of
mothers with
16 years of education the opposite would have to be
proposed.Second, the absence of an overall weekend ratio >1.00 is comparable
with the minority of previous reports. The overall ratio is >1.00 when
SIDS cases occurring in a hospital setting are excluded. This probably
is explained by the fact that care providers over the weekend are less
likely to seek outside help because of their restricted (perceived or
real) access to medical care.
Key words:
child care,
day care
centers for children,
death certificates,
education,
maternal behavior,
sudden infant death.
The postnatal environment seems to influence strongly the
risk of sudden infant death syndrome (SIDS).1,2 Presumably, some aspect of the environment accounts for the risk of
SIDS being higher during the weekend than it is throughout the week in
most studies that have examined the issue.3-10 The ratio
of the number of studies that have found an elevated risk to the number
that that have not11-13 is about three to one.
Chalnoky and Balogh14 believe that any variation in infant
mortality by day of the week has to be attributable to human factors.
Explanations offered to account for the weekend effect in the case of
SIDS include 1) restricted access to medical care over the
weekend;4,5,7,8 2) less attentive maternal supervision
than during the week;8,10 and 3) differences between the
baby's routine during the week and over the weekend.5,8,9
One of the strongest environmental influences on the risk of SIDS is
associated with socioeconomic status; the higher the status the lower
the risk.15,16 However, this is probably not a simple
relationship, because for a significant fraction of infants, the
environment changes on both an interday and an intraday basis. Many
infants who live in one socioeconomic environment, with its attendant
level of risk of SIDS, over the weekend often are placed in another
environment (day care), which has a different level of risk for perhaps
8 hours per day during the work week.
If the relationship between socioeconomic status and risk of SIDS acts
primarily through the quality of supervision of the infant, then there
could be an immediate change in the level of risk as the infant moves
from home to outside care to home again. According to this scenario,
infants of economically disadvantaged parents would have a higher risk
of SIDS over the weekend than they do during the week. In contrast,
infants of economically advantaged parents would be at lower risk over
the weekend.
In this paper, we examine the prediction that the relative risk (RR) of
SIDS associated with the weekend Saturday and Sunday vs Monday through
Friday) decreases as the number of years of education obtained by the
mother increases. The design of the study is historical prospective.
The details of infant deaths occurring in the postneonatal
period (28-364 days) among the cohort of infants born in the United States between January 1, 1989 and December 31, 1991 were taken from
CD-ROM disks.17 These disks contain information drawn from
both a child's birth certificate and death certificate (if deceased).
The percentage of infant deaths not linked to an appropriate birth
certificate was low (2.4%).
The instances of SIDS were coded under International
Classification of Diseases, Number 798.0.18 The level
of maternal education, a generally accepted surrogate of economic
status, was examined initially using four categories (<12, 12, 13-15, and Deaths occurring on a Saturday or Sunday were combined, as were those
occurring between Monday and Friday. The risk of SIDS over the weekend,
relative to the risk on a typical working day, then was calculated by
multiplying the ratio of these two numbers by 5/2. The predicted
existence of a decreasing trend in this ratio, as the number of years
of maternal education increased, was tested by a
Among infants born in the United States between January 1, 1989 and December 31, 1991, there were nearly 15 000 (14 996) infant deaths in the postneonatal period ascribed to SIDS. The distribution of
these infants by the educational levels of their mothers was 5771 (<12
years), 5287 (12 years), 1.963 (13-15 years), and 945 ( In Table 1, the RR associated with the
weekend is broken down by place of death and maternal education.
Although there is no weekend effect overall (RR = 1.00), the
declining trend in RR as maternal education increases is highly
significant ( TABLE 1
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METHODS
Top
Abstract
Methods
Results
Discussion
References
16 years). Deaths among hospital inpatients were distinguished from all other deaths. The latter were divided into four categories: 1)
death occurred in the emergency department; 2) the infant was dead on
arrival at the emergency department; 3) death occurred at a residence;
and 4) death occurred at some other place.
2 test for trend.19
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RESULTS
Top
Abstract
Methods
Results
Discussion
References
16 years).
The educational level of 1030 mothers was unknown.
2 = 74.2, 1 degree of freedom
[df]). Comparing the proportions of SIDS cases (all locations
combined) occurring over the weekend to the expected proportion of
0.286 (2/7) in the four educational categories, the approximate
standardized normal deviate values (1 tail) are 3.74, 0.28, 2.45, and
6.09, respectively. Except for the value associated with maternal
education equal to 12 years, all these values are significant at at
least the 0.01 level. The difference between the proportions associated
with maternal educational levels of 13 to 15 years and
16 years is
significant at the 0.001 level (z = 4.57).
The RR of SIDS Over the Weekend, Compared to That During the Week by
Place of Death and Maternal Education, United States 1989-1991
Among hospital inpatients succumbing to SIDS, the trend by level of
maternal education is just short of significance on a one-tail test
(
2 = 2.65, 1 df). For infants who were not
hospital inpatients at the time of death or who died at an unknown
location (Table 1), the declining trend is significant for columns ii,
iii, v, and vi (
2 values of 42.3, 15.7, 20.9, and 4.9, respectively, each with 1 df). In contrast, the trend in
residential deaths does not even approach significance
(
2 = 0.94).
There is no trend across maternal education among deaths from all
causes combined (including SIDS) occurring in hospital (Table
2). Among deaths outside the hospital
that are not attributable to SIDS or accidents the declining trend is
slight but statistically significant (
2 = 8.4;
1 df). The risk of an accidental death in the postneonatal period is
consistently greater at the weekend than during the week. This was as
true for accidental deaths attributable to suffocation or inhalation of
a foreign object as it was for accidental deaths attributable to other
causes.
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For infants of mothers with 12 years of education (ie, high school
graduates) the absolute risk of succumbing to SIDS is essentially the
same on a weekday as it is on a Saturday or Sunday (Table
3). Table 3 also shows the absolute rates
for infants of mothers with <12, 12, and 13 to 15 years of education,
each expressed as a ratio of the rate for infants of mothers with
16
years of education. From these results, one observes that on an average working day the risk of SIDS among the offspring of mothers with <12
years of education is 3.86 times that of the offspring of mothers with
16 years of education. During the weekend, it is 7.90 times greater
(Table 3).
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In Fig 1, the weekend RR of SIDS is plotted against single years of maternal education. The distribution is unimodal, with a peak in the ratio occurring when the mother received 11 years of education.
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DISCUSSION |
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As predicted, in the first level of analysis (represented by data in the Tables), the weekend effect for SIDS was found to decrease as the level of maternal education increased. This result is consistent with the occurrence of an immediate change in the risk of SIDS as the infant moves from one environment to another environment. Because the interval between exposure and symptoms in everyday infections is probably not <48 hours, the results could not plausibly have arisen as a consequence of changes in the rates of exposure to infection. The difference in the level of risk of SIDS between the weekend and the working week plausibly could be linked to such risk factors as parental smoking, bed sharing, or sleep deprivation in the case of poorly educated mothers but not well educated mothers. It is possible that the percentage of infants placed in the prone position was high for poorly educated mothers, low for college-educated mothers, and somewhere in the middle for day care outside the home. But the percentage differences would have to have been very large. This is unlikely because the years of the study (1989 through 1991) were before sleep position became an issue in the United States.
Over the weekend, infants whose mothers received 12 years of education had four times the risk of succumbing to SIDS than infants of mothers who were college-educated. If quality of supervision of the infant explains the variation in the weekend ratio with maternal education (perhaps because the poorly educated mother is given less relevant instruction), then an observable aspect of the infant's behavior that is considerably more likely to be noted by the more educated observer must exist. Unusual respiratory events seem to be the most likely indicator. Mandell20 reported that 37% of mothers of SIDS victims who were nurses (and thus trained observers) observed periodic cyanosis, apnoeic episodes, or wheezing in their children in retrospect. Only 6% of mothers of SIDS victims who were not nurses reported such events.20 (It is conceivable that sleeping in the prone position is a risk factor for SIDS partly because the caregiver's ability to monitor the baby's condition visually is restricted). The fact that SIDS victims suffer from an increased frequency of moderate hypoxic episodes not related to the terminal event is supported by autopsy findings of abnormalities in the brainstem21 and lung arteries22 and of elevated levels of fetal hemoglobin.23
Although the time of death (if known) is entered routinely on every death certificate, unfortunately, it was not included in the data available for analysis. This represents a limitation of the study, because infants are not in alternative care settings 24 hours per day. Without being able to show results compatible with the risk of SIDS changing by the hour as the infant moves from one risk environment to another, what can be said about alternative explanations for the tendency for the weekend ratio to decline with increasing maternal education? For example, is it possible that it is attributable to variability in maternal supervision? But to which maternal educational category does one apply this explanation? The weekend effect in mothers with <12 years of education reasonably could be attributable to their being more attentive during the week than over the weekend, but it seems unreasonable to propose that the opposite is the case in college-educated mothers and that mothers with a high school education have a level of attentiveness that does not vary by the day of the week.
Over the working week, the average amount of time spent in an
alternative care setting by infants who are not totally cared for by
their parents is probably ~30 hours (some parents work part time).
When this is coupled with the fact that probably >40% of infants are
not placed in an alternative care setting,24 then the
large difference between the weekend risk for SIDS and the weekday risk
(0.42 vs 2.76; Table 3) among infants of tertiary-educated mothers is
difficult to understand (at least in terms of the hypothesis proposed).
One possible explanation is that the risk of SIDS is not at its highest
during the night, nor even uniform over the 24 hours of a day, but
significantly elevated during those hours when an infant normally is
placed in alternative care. Bergman25 and the authors of
the Newcastle survey10 both reported that 90% of SIDS
cases were found between 6 AM and 6 PM. Of 11 cases in which the interval between last seen alive and death was
2
hours, Hilton and Turner26 reported 8 found between 6 AM and 6 PM. The crucial question of course is
what would the percentages have been if they had been based on the time
when death occurred?
A slight, but statistically significant, trend in the weekend ratio was observed among infants who died outside of the hospital from a cause of death not classified under SIDS or accidents. This might have been caused by the presence of misdiagnosed instances of SIDS. SIDS is a diagnosis of exclusion,27 and there is some subjectivity (and probably some error) involved in what is interpreted as an explained death. This is coupled with the possible inadequacy of the very definition of SIDS. For example, respiratory infection frequently accompanies sudden death in infancy,28,29 and the assumption that SIDS cannot occur after this type of infection has developed to a more serious level seems somewhat arbitrary.
Overall, there was no weekend effect for SIDS. This was primarily a consequence of the low ratios among hospital inpatients and outpatients, offsetting the high ratios among deaths occurring elsewhere. A contribution to the no weekend effect also was made by a tendency among the offspring of parents who did not graduate high school with educational levels between <7 and 11 years for the ratio to increase rather than to decrease with increasing education (see Fig 1). Both observations deserve comment.
The lower weekend ratio among hospital deaths could have come about as a consequence of families being less inclined to call emergency services over the weekend. But the extent to which the ratio among hospital deaths offsets that among deaths occurring elsewhere clearly depends on the degree to which the former are included in the study. This could involve more than a simple choice on the part of the investigator. In some hospitals, cases of SIDS may be undiagnosed either because of a low in-house autopsy rate or because of a desire to reduce the possibility of litigation.
In the present study, 46.1% of all infants with SIDS died in hospital, as inpatients or outpatients. Emery4 reported a similar percentage (47.0) from Sheffield, England. In contrast, only 1 of 30 cases in the Newcastle survey died in hospital.10 Most studies concerned with the weekend effect in SIDS give no information on the site of death. One exception was the study conducted by Macfarlane and Gardner5 in which the authors restricted their cases to those infants dying outside of a hospital. In both the study by Macfarlane and Gardner5 and the Newcastle survey,10 there was a significant weekend effect. The present study's finding of a weekend effect >1.0 (1.08) among nonhospital deaths and <1.0 (0.96) among hospital deaths replicates the observations of Emery.4
In addition to the degree to which SIDS cases occurring in hospital are included, there is also an influence on the strength of a weekend effect in a community. This influence is the risk of SIDS associated with the alternative care setting and the extent to which use is made of alternative care. For example, in a community in which this risk is below the community's average and alternative care is used widely, one would expect the weekend effect to be quite high.
The unexpectedly low weekend ratio among infants of mothers with <11 years of education (evidenced by the change in direction of the trend in Fig 1) might be a consequence of these mothers being increasingly unable to afford day care outside of the home. According to a recent survey,24 the three most important resources for caring for an infant outside of the home in the United States are 1) extended members of the family (48%), 2) independent providers (typically caring for 3-5 infants; 32%), and 3) center-based care (14%). The poorly educated mother is much more likely than is the better educated mother to use the first option over the other two.24 Thus, the fraction of mothers with <11 years of education who place their infants in a Monday through Friday environment with an associated risk level for SIDS that is lower than that to which the infant is exposed normally is likely to be relatively small.
Because only a small percentage of infants receive center-based care,24 any campaign to increase the caregiver's alertness should concentrate on the community at large. It probably would be more cost-effective if additional attempts to persuade caregivers to avoid placing infants in the prone position during sleep followed a similar strategy. Any attempt to reduce the incidence of SIDS by modification of the caregiver's behavior should emphasize simultaneously, for the benefit of caregivers of deceased infants, that they are not being blamed for an event that can occur in all walks of life.
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FOOTNOTES |
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Received for publication Jan 15, 1999; accepted May 18, 1999.
Address correspondence to P. S. Spiers, PhD, Department of Pediatrics, University of Washington, Seattle, WA 98195. E-mail address: psspiers{at}u.washington.edu
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ABBREVIATIONS |
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SIDS, sudden infant death syndrome; RR, relative risk; df, degree of freedom.
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REFERENCES |
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