PEDIATRICS Vol. 100 No. 4 October 1997,
p. e3
Copyright ©1997 by the American Academy of Pediatrics
ELECTRONIC ARTICLE:
Early Postnatal Dexamethasone Therapy for the Prevention of
Chronic Lung Disease in Preterm Infants With Respiratory Distress
Syndrome: A Multicenter Clinical Trial
,
,
From the * Department of Pediatrics, National Cheng Kung
University Hospital, Tainan;
Chang Gung Children`s Hospital and
¶ Mackay Memorial Hospital, Taipei; § China Medical College Hospital,
Chung Shan Medical College Hospital, and # Kuang Tien Hospital,
Taichung, Taiwan, Republic of China.
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
ACKNOWLEDGMENTS
ABBREVIATIONS
REFERENCES
Objectives. To study whether early postnatal (<12 hours) dexamethasone therapy reduces the incidence of chronic lung disease in preterm infants with respiratory distress syndrome.
Materials and Methods. A multicenter randomized,
double-blind clinical trial was undertaken on 262 (saline placebo, 130;
dexamethasone, 132) preterm infants (<2000 g) who had respiratory
distress syndrome and required mechanical ventilation shortly after
birth. The sample size was calculated based on the 50% reduction in
the incidence of chronic lung disease when early dexamethasone is used,
allowing a 5% chance of a type I error and a 10% chance of a type II
error. For infants who received dexamethasone, the dosing schedules
were: 0.25 mg/kg/dose every 12 hours intravenously on days 1 through 7;
0.12 mg/kg/dose every 12 hours intravenously on days 8 through 14; 0.05 mg/kg/dose every 12 hours intravenously on days 15 through 21; and 0.02 mg/kg/dose every 12 hours intravenously on days 22 through 28. A
standard protocol for respiratory care was followed by the
participating hospitals. The protocol emphasized the criteria of
initiation and weaning from mechanical ventilation. The diagnosis of
chronic lung disease based on oxygen dependence and abnormal chest
roentgenogram was made at 28 days of age. To assess the effect of
dexamethasone on pulmonary inflammatory response, serial tracheal
aspirates were assayed for cell counts, protein, leukotriene B4, and 6-keto prostaglandin F1
. All infants
were observed for possible side effects, including hypertension,
hyperglycemia, sepsis, intraventricular hemorrhage, retinopathy of
prematurity, cardiomyopathy, and alterations in calcium homeostasis,
protein metabolism, and somatic growth.
Results. Infants in the dexamethasone group had a
significantly lower incidence of chronic lung disease than infants in
the placebo group either judged at 28 postnatal days (21/132 vs 40/130) or at 36 postconceptional weeks (20/132 vs 37/130). More infants in the
dexamethasone group than in the placebo group were extubated during the
study. There was no difference between the groups in mortality (39/130
vs 44/132); however, a higher proportion of infants in the
dexamethasone group died in the late study period, probably
attributable to infection or sepsis. There was no difference between
the groups in duration of oxygen therapy and hospitalization. Early
postnatal use of dexamethasone was associated with a significant decrease in tracheal aspirate cell counts, protein, leukotriene B4, and 6-keto prostaglandin F1
, suggesting
a suppression of pulmonary inflammatory response. Significantly more
infants in the dexamethasone group than in the placebo group had either bacteremia or clinical sepsis (43/132 vs 27/130). Other immediate, but
transient, side effects observed in the dexamethasone group are: an
increase in blood glucose and blood pressure, cardiac hypertrophy,
hyperparathyroidism, and a transient delay in the rate of growth.
Conclusions. In preterm infants with severe respiratory distress syndrome requiring assisted ventilation shortly after birth, early postnatal dexamethasone therapy reduces the incidence of chronic lung disease, probably on the basis of decreasing the pulmonary inflammatory process during the early neonatal period. Infection or sepsis is the major side effect that may affect the immediate outcome. Other observable side effects are transient. In view of the significant side effects and the lack of overall improvement in outcome and mortality, and the lack of long term follow-up data, the routine use of early dexamethasone therapy is not yet recommended.
Key words: respiratory distress syndrome, prevention of chronic lung disease, early dexamethasone therapy.Various studies suggest that pulmonary inflammation may play an important role in the early development of chronic lung disease (CLD) in preterm infants on mechanical ventilation.1 Because the lung inflammation may occur early in the postnatal life2,6 and the antiinflammatory effect of steroids is usually seen only after 48 to 72 hours of therapy,7 we hypothesize that an early postnatal administration of dexamethasone within 12 hours after birth may prevent the subsequent development of CLD. Based on this hypothesis, we have conducted a multicenter randomized, double-blind clinical trial to answer the following four questions: 1) Does early intravenous dexamethasone therapy, given within 12 hours after birth for 1 week and then tapering off in 3 weeks, reduce the incidence of CLD? 2) Does early dexamethasone therapy reduce pulmonary inflammatory reaction and improve pulmonary status? 3) Does early dexamethasone therapy improve mortality and overall outcome? 4) What are the side effects of early dexamethasone therapy?
During a 30-month period (October 1992 to April 1995), all infants with birth weights of 500 to 1999 g (National Cheng Kung University Hospital, Chang Gung Children's Hospital, Mackay Memorial Hospital, China Medical College Hospital, Chung Shan Medical College Hospital, and Kuang Tien Hospital in Taiwan) were eligible for the study. The criteria of selection were: 1) severe radiographic respiratory distress syndrome (RDS) requiring mechanical ventilation within 6 hours after birth and 2) the absence of prenatal infection, complex congenital anomalies, and lethal cardiopulmonary status.
Sample Size Calculation and Placebo/Dexamethasone Regimen
A previous survey in Taiwan indicated that approximately 40% of infants fulfilling the proposed inclusion criteria would develop CLD at 28 days of age. Using the sample-size tables of Fleiss8 and using the 40% incidence in the placebo group and an expected 50% reduction in the dexamethasone-treated group, 127 infants in each group is required to detect the difference, permitting a 5% chance of a type I error and a 10% chance of a type II error. Allowing for attrition and exclusions from the final study groups, 135 was considered a safe target number for each group.Diagnosis and Treatment of RDS
The diagnosis of RDS was made according to clinical and radiographic features. A protocol for the treatment of infants with RDS was followed by the participating hospitals. Blood gas samples were obtained through an umbilical arterial catheter or from a peripheral artery. The criteria for initiation of continuous positive airway pressure (CPAP) would include either of the following: 1) arterial partial pressure of oxygen <50 mm Hg with the fraction of inspired oxygen (FIO2)
.4, or 2) apnea.
Intermittent mandatory ventilation was initiated if there was: 1)
failure to respond to CPAP; 2) arterial partial pressure of oxygen <50
mm Hg; FIO2
.6; 3) arterial partial pressure
of carbon dioxide >60 mm Hg; or 4) repeated or prolonged apnea.
Weaning from mechanical ventilation started as soon as there was an
improvement in blood gas values and clinical condition. Once the peak
ventilatory pressure was <25 cm H2O, the inspired oxygen
concentration was decreased, with a 5% reduction each time, and the
arterial or arterialized oxygen tension was maintained at appropriate
levels. When the inspired oxygen concentration had been reduced to
40%, attempts were made to speed up the weaning process by decreasing
the ventilatory rate. Once the rate has been reduced to 5 to 10 per
minute, continuous distending pressure was instituted, with pressure
adequate to maintain appropriate blood gas values. The pressure was
then reduced until it reached 2 cm H2O. If the blood gas
values remained appropriate, attempts to remove the endotracheal tube
were initiated. After endotracheal suction and manual ventilation, the
tube was removed during a full inflation of the lungs. The infant was
then placed in a hood with an environmental oxygen concentration 10%
higher than that before removal of the tube. Total fluid intake was
adjust to 80 mL/kg/d in the first postnatal day and increased daily to 150 mL/kg/d by day 5 and onward. Because of the possible risk of
infection associated with steroid therapy, all infants were given
ampicillin and gentamicin for 7 days. Subsequently the use of
antibiotics was judged by the service attending physician. Blood
culture was obtained for any infant suspected to have sepsis. Clinical
suspicion of sepsis was made if the infant had clinical signs of
lethargy and poor sucking and had increases in immature neutrophile or
elevation of C-reactive protein.9
Evaluation of Possible Side Effects
All infants were observed for hypertension, hyperglycemia, sepsis, intraventricular hemorrhage (IVH), patent ductus arteriosus (PDA), retinopathy of prematurity (ROP), and somatic growth. Cardiac echocardiograph and calcium homeostasis were also evaluated in the first 50 infants. The following variables were measured before and on days 1, 3, 5, 7, 10, 14, 21, and 28 after starting the study: urine output, urine electrolytes and osmolality, urine calcium, phosphorous and creatinine, serum electrolytes, creatinine, blood urea nitrogen (BUN), osmolality, calcium, phosphorous, and parathyroid hormone. Body weight, length, head circumference, and bone length and width by radiograph (longest axis and midpoint medullary diameter of femur) were all recorded weekly during the study.Tracheal Aspirate
To evaluate the effect of dexamethasone on lung inflammation, tracheal aspirate samples were obtained before the study and at 3, 7, 14, 21, and 30 days after starting the study in the first 60 infants in one hospital (National Cheng Kung University Hospital). The technique of sampling followed the method of Merritt et al.2 Total protein was measured by the Lowry method.10 Leukotriene B4 (LTB4) and 6-keto prostaglandin F1
(6-keto-PGF1
) were determined by
radioimmunoassay according to the methods provided by the manufacturer
(New England Nuclear, Dupont, Boston, MA).
Statistics
The data were analyzed at 28 days of age with CLD as the primary outcome variable. Analysis of variance and, where appropriate, the t test were used to make group comparisons for continuous variables. Fisher`s exact test was used to compare groups with respect to categorical variables. Except where indicated otherwise, values are specified as mean plus or minus one standard deviation.During the 30-month study period, there were 637 eligible infants admitted to the neonatal intensive care units. Three hundred and forty-one infants fulfilled the inclusion criteria. Of these, parental consents were obtained in 270 infants; they were all included into study. However, 8 infants were excluded from data analysis; 6 died of culture-proven sepsis within 12 hours after birth and 2 had severe asphyxia requiring resuscitation since birth until the time of death.
Table 1.
Clinical Characteristics in the Perinatal Period
Table 2.
Clinical, Biochemical and Laboratory Characteristics at Time of Study
Entry
Pulmonary Status
Infants in the dexamethasone group required a significantly lower mean airway pressure on days 2, 3, 4, and 6 (7.2 ± 3.1, 7.1 ± 3.4, 6.3 ± 2.9, and 5.2 ± 3.3 cm H2O, respectively) and lower fractional inspired oxygen on days 3, 4, and 6 (0.41 ± 0.22, 0.35 ± 0.19, 0.30 ± 0.24, respectively) than the infants in the placebo group (mean airway pressure: 8.5 ± 3.1, 8.2 ± 3.4, 7.0 ± 2.5, and 6.2 ± 1.9 cm H2O, respectively; FIO2: 0.51 ± 0.24, 0.44 ± 0.17, and 0.39 ± 0.21, respectively). There was no significant difference between the groups in oxygen tension, but significantly lower carbon dioxide tension and a higher pH value were seen in the dexamethasone group on days 4, 6, and 21 (36.2 ± 11.9, 37.4 ± 12.7, 36.3 ± 11.2 mm Hg vs 42.3 ± 12.6, 43.3 ± 12.5, 43.1 ± 11.2 mm Hg) and on days 14 and 21, respectively (7.39 ± 0.07, 7.39 ± 0.08 vs 7.31 ± 0.07, 7.32 ± 0.06). The proportion of infants who had weaned from intermittent mandatory ventilation or CPAP among the survivors was significantly (P < .05) higher in the dexamethasone treated than in the control group at 1, 3, and 4 weeks of postnatal age (78/117, 80/96, and 77/88 vs 55/105, 65/95, and 66/91, respectively).Mortality
Thirty-nine infants (30%) died in the control group and 44 (33%) died in the dexamethasone group. This difference in mortality between the groups is not statistically significant. Figure 1 shows the cumulated number of infants that died during the 1st, 2nd, 3rd, and 4th week of postnatal age. There was no significant difference between the groups in mortality at 1, 2, 3, and 4 weeks. In the control group, 80% of the deaths occurred in the first 2 weeks (31/39), whereas in the dexamethasone group, 50% (22/44) died in the first 2 weeks. There was no difference between groups in mortality at 6 weeks (41/130 vs 45/132) and 8 weeks (42/130 vs 46/132).
Fig. 1. The cumulated number of infants that died at 1, 2, 3, and 4 weeks after starting the study.
[View Larger Version of this Image (13K GIF file)]
CLD Morbidity
Forty infants (31%) in the placebo group and 21 (16%) in the dexamethasone group had CLD (P < .05). The incidence of CLD among the survivors was 44% (40/91) in the placebo group and 24% (21/88) in the dexamethasone group (P < .01). If we defined CLD at 36 days postconceptional age, 37 (28%) in the placebo group and 20 (15%) in the dexamethasone group had CLD (P < .05). Among the survivors, there were no significant differences between the placebo and dexamethasone groups in the total duration of oxygen therapy (36 ± 29 days vs 33 ± 24 days) and hospitalization (65 ± 44 days vs 62 ± 54 days). Infants in the control group, however, required a significantly longer duration of high oxygen therapy (FIO2 >0.4) than infants in the dexamethasone group (13.4 ± 12.1 days vs 7.2 ± 7.4 days; P < .01). The proportion of infants who either died or survived with CLD was comparable between the groups (79/130 vs 65/132).
Table 3.
Mortality and CLD Morbidity
Tracheal Aspirate (Figure 2)
Infants in the dexamethasone-treated group had significantly lower cell count, total protein, and 6-keto-PGF1
on days 3 and 7, and lower LTB4 on days 3, 7, and 14 than
infants in the control group.
Fig. 2. Comparison of cell counts, protein, 6-keto-PGF1
and
LTB4 in tracheal aspirates between the groups before
and during the study.
[View Larger Version of this Image (19K GIF file)]
Side Effects
A summary of side effects is shown in Table 4. Infants in the dexamethasone group had significantly higher blood pressure, blood glucose, BUN, serum potassium, osmolality, and parathyroid hormone levels, and higher urinary fractional excretion of phosphate and higher left ventricle free wall/left ventricle chamber ratio on echocardiogram than infants in the control group. However, these differences between the groups were not statistically significant on day 21 and later. There was no difference between the groups in serum sodium, chloride, calcium, phosphorous, and in femur length and width measured by radiograph during the study.|
Table 4. A Summary of Side Effects Following Early Postnatal Dexamethasone Therapy |
Fig. 3.
Comparison of body weight, head circumference, and length between the
groups at 1, 2, 3, and 4 weeks postnatal age.
[View Larger Version of this Image (19K GIF file)]
Gr II) (20 vs
25), active ROP (22 vs 23), and necrotizing enterocolitis (12 vs 11).
More infants in the dexamethasone group had gastrointestinal hemorrhage
(21 vs 10). Infants in the dexamethasone group had a significantly
(P < .01) lower incidence of clinically
significant PDA (14/132) than infants in the placebo group (34/130)
during the study.
The present study demonstrated that administration of
dexamethasone shortly (<12 hours) after birth for 1 week followed by a
stepwise reduction of dosage throughout a 3-week period improved pulmonary status, facilitated weaning from respirator, and
significantly reduced the incidence of CLD in the survivors. However,
early postnatal use of dexamethasone was associated with various
significant side effects including infection and sepsis. There was no
apparent improvement in overall outcome and mortality.
in the dexamethasone-treated group suggests a blunted inflammatory response as compared with the placebo group (Fig
3). However, there seemed to be an increase in inflammatory response in
the dexamethasone group from day 7 onward (Fig 3), suggesting an
insufficient suppression of inflammation. Because of the small number
of tracheal samples, it is not clear whether this insufficient
suppression is attributable to a relatively low dosage of dexamethasone
administered at this time. We did not observe an increase in urine
output after dexamethasone, one of the possible mechanisms to reduce
lung edema, as reported by Gallstone et al.24
Summary
1. Early postnatal dexamethasone therapy, given within 12 hours after birth for 1 week and tapering off in 3 weeks, significantly reduced the incidence of CLD judged at 28 postnatal days or at 36 postconceptional weeks. The use of dexamethasone was also associated with a significant decrease in incidence of clinical PDA. 2. Early dexamethasone therapy significantly suppressed pulmonary inflammation and improved pulmonary status of the infants, permitting earlier weaning from mechanical ventilation. 3. Early dexamethasone therapy was associated with the following immediate but transient side effects: 1) increase in blood glucose, BUN, and serum potassium; 2) increase in blood pressure and cardiac hypertrophy; 3) increase in parathyroid hormone and in urinary excretion of phosphate; and 4) increase in degree of weight loss. 4. Dexamethasone therapy was associated with a higher incidence of infection. This could contribute to an increased death rate in the late course of therapy. 5. Early dexamethasone therapy did not alter the incidence of ROP, IVH (
GrII),
head circumference, height, or bone growth.
Received for publication Jan 22, 1997; accepted Apr 21, 1997.
Reprint requests to (T.F.Y.) Department of Pediatrics, National Cheng Kung University Hospital, 138, Sheng Li Road, Tainan, Taiwan, Republic of China.
This study is supported by grants DOH 82-HR-C17, DOH 83-HR-217, and DOH 84-HR-217 from the National Health Research Institute and Department of Health, Taiwan, Republic of China.
We thank N. S. Wang, MD, for reviewing the manuscript and all the residents and nursing staffs in neonatal intensive care units of the participating hospitals for their cooperation; our pharmacists, Y. H. Kao Yang and M. Y. Hsu, for preparing the placebo/dexamethasone solution; Y. C. Chi, PhD and S. T. Wang, PhD for statistical assistance; and S. Y. Chen for manuscript preparation.
CLD, chronic lung disease.
RDS, respiratory distress
syndrome.
CPAP, continuous positive airway pressure.
FIO2, fraction of inspired oxygen.
IVH, intraventricular hemorrhage.
PDA, patent ductus arteriosus.
ROP, retinopathy of prematurity.
BUN, blood urea nitrogen.
LTB4, leukotriene B4.
6-keto-PGF1
, 6-keto
prostaglandin F1
.
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