PEDIATRICS Vol. 100 No. 2 August 1997,
p. e6
Copyright ©1997 by the American Academy of Pediatrics
ELECTRONIC ARTICLE:
Consequences of Getting the Head Covered During Sleep in
Infancy
From the Department of Pediatrics, University Hospital of Bergen, Bergen, Norway.
ABSTRACT
INTRODUCTION
SUBJECTS AND METHODS
RESULTS
DISCUSSION
ACKNOWLEDGMENTS
ABBREVIATIONS
REFERENCES
Objective. To study the consequences of getting the head covered by bedding (fiber quilt) on carbon dioxide (CO2) accumulation around the face, behavior, and physiologic responses during prone and supine sleep in infants to add understanding to why victims of sudden infant death syndrome are often found under the bedding.
Methodology. Of 33 healthy term, usually nonprone sleeping infants, behavior and computerized polysomnography were successfully recorded for 30 during prone and supine sleep at 21/2 months and for 23 prone and 25 supine at 5 months.
Results. For both ages and body positions, covering the head resulted in significant CO2 accumulation around the face, fewer apneas (3 to 10 seconds), shorter duration of apneas after sighs, higher heart and respiratory rates, and peripheral skin temperature. Differences were generally greater at 21/2 than at 5 months. While covered, the prone position was associated with higher CO2 levels close to the face, slightly higher transcutaneous PCO2, and higher heart rates and peripheral skin temperatures than the supine position. In the supine position 23% were able to remove the cover from the head at 21/2 and 60% at 5 months, whereas only 1 infant of 5 months managed to remove the cover when prone.
Conclusions. The observed responses are consistent with a potential for distress when the head is covered, particularly when placed prone. Probably most important with respect to sudden infant death syndrome is the infants' inability to remove the bedding from the head upon awakening from prone sleep.
Key words: behavior, CO2 rebreathing, hyperthermia, SIDS, sleeping position.In 1944, Abramson1 discussed accidental mechanical suffocation as a cause of sudden death in infants sleeping prone, but the next year Wolley et al2 rejected suffocation and rebreathing into the bedding as the sole mechanisms for sudden infant death. Recently, rebreathing has reappeared as a possible explanation for sudden infant death syndrome (SIDS).3 Although the concentration of carbon dioxide (CO2) in the atmosphere is .03% to .04%, the exhaled air of infants contains 4% to 5% CO2,4 and it has been speculated that under certain conditions, such as sleeping face down on soft bedding, extensive CO2 accumulation around the infant's face may result in rebreathing, asphyxia, and suffocation.3,5,6 The possibility of CO2 rebreathing has mainly been studied in experimental in vitro and animal models,3,5 whereas studies in infants are limited.11
We have previously shown that a significant number of SIDS victims are found with their head covered by bedding and usually in the prone position.14 The purpose of the present investigation was to study the effect of getting the head covered by bedding on CO2 accumulation around the face, behavior, and physiologic responses in sleeping infants, and to compare outcome measures for the prone and supine sleeping positions.
Subjects
Thirty-three infants (17 girls and 16 boys) were recruited for an overnight sleep study both at 21/2 (mean, 74 days; range, 71 to 79 days) and 5 (mean, 152 days; range, 147 to 158 days) months of age. The ages were chosen to correspond with the age of highest risk for SIDS (21/2 months) and a period of significantly lower risk (5 months) in Norway.15 Only term infants (
37-weeks-postconceptual age) without prenatal or perinatal
complications were included. No infants with a history of family
diseases, apparent life-threatening events (ALTE), or SIDS in siblings
were allowed. Mean birth weight was 3631 g (range, 2870 g to
4840 g) and all were healthy at the time of study.
Study Conditions
The infants were admitted early in the evening for a 12-hour polysomnographic recording of sleep-related behavior. Their normal feeding schedule was followed during the evening, and they were further fed in the middle of the night before the sleeping position was changed. After the evening feed the room was darkened and the infants were placed to sleep in the supine position. The mother was allowed to stay with her infant until it fell asleep if this was the routine at home. The study conditions were identical at 21/2 and 5 months of age.Polysomnography
A computer-aided multichannel system with the operating CARDAS software (Computer Aided Record Display and Analysis Systems) and the Oxcams/Pi Logic IMS-2000 multi-channel monitor (Oxcams/Pi Logic Ltd., Dyfed, United Kingdom) were used for the polysomnographic recordings. For each infant the sleep variables recorded included two electroencephalograph derivations (C3-A2, C4-A1; EEG), two electrooculographic derivations (ROC/A1, LOC/A2; EOG), and one chin electromyogram (EMG). Continuously recorded physiologic parameters were: electrocardiogram (ECG, three leads placed on the upper part of the trunk), thoracic and abdominal respiratory movements (strain gauge, Sensorband, Mediplus AB, Malmø, Sweden), peripheral skin temperature (left foot, Skin Surface Temp xHH-10005-x, Ellab as, Denmark), oxygen saturation (right foot, oxygen trend curve, pulse rate, and pulse waveform, 50 Hz fast response mode, data average time 3 seconds, update interval .375 seconds, Ohmeda Biox-3700, Ohmeda Medical System Division, Louisville, CO), intermittent transcutaneous pressure of oxygen (PO2) and CO2 (PCO2) (limited to the last 11 infants at 21/2 months and the last 13 infants at 5 months of age, left or right side of abdomen depending on sleep position; Microgas 7640, Kontron Instruments Ltd, United Kingdom), body movements (pressure sensitive pad placed under the blanket on the mattress; Pad-HF, B8208, Pi Logic Ltd., Dyfed, United Kingdom), and sound (microphone in front of the face during prone and supine face to side position, on the neckband of the shirt in the supine face up position; Sound, B8202, Pi Logic Ltd., Dyfed, United Kingdom). Attempts to estimate core temperature were abandoned because a method for central skin temperature measurement (Thermistor Zeal, Pi Logic Ltd., Dyfed, United Kingdom) did not correlate sufficiently with rectal temperature, and rectal monitoring was unsuccessful in a pilot project because it interfered with sleep behavior. It has been shown that peripheral skin and rectal temperatures change simultaneously, and that changes in skin temperature fluctuate less throughout the night than core temperature.18 Furthermore, upon warming, peripheral vasodilatation and subsequent increases in peripheral body temperature occur to promote heat loss.19 We therefore found it acceptable to record peripheral skin temperature alone to fulfill the purpose of this study. Attempts to measure air flow by thermistors were abandoned mainly because sleep behavior was disturbed, especially in the prone position, but also because of low sensor sensitivity in the younger infants (EdenTech infant airflow sensor, EdenTech Corp, Eden Prairie, MN).CO2 Measurement
The CO2 accumulation around the infant's face was measured intermittently with a CO2 gas analyzer (infrared, real time monitor, accuracy of CO2 measurement .1%, sampling period 60 seconds, Binos 11/GAV 100, Leybold-Haraeus AG, West Germany). The flow of gas through the analyzer necessary for measurement was 100 mL/min. The gas analyzer was calibrated with standard gases before each measurement. To keep the gas volume around the baby's head as constant as possible, the gas volume used for CO2 analysis was recirculated by a pump (peristaltic pump; Millipore model 80 002 30; Millipore Corp, Bedford, MA). A special quality tube with low oxygen permeability (Norprene food grade A-60F, 3.1 mm inside diameter; Cole Parmer) was used to connect the different parts of the system. The two openings of the tube were placed 3 and 4 cm in front of and 3 cm cranial to the nostrils when the head was in the face to the side position. If the infant accepted the test situation under the duvet, the CO2 concentration was measured 1, 5, 15, 30, 45, and 60 minutes after covering of the head. The CO2 concentration was also measured before the head was covered, and repeated after the duvet was removed.Recorded Responses
Sleep states were defined according to the behavioral, EEG, EOG, and EMG criteria recommended by other investigators.20 Each minute of the recording was coded as non-REM, REM (active), indeterminate sleep, or awakening. Non-REM sleep was defined as eyes closed with no eye movements, no body movements except occasional generalized startles, high voltage and slow-wave pattern or sleep spindles on EEG, resting muscle tone on EMG and decreased heart and respiratory rates. REM sleep was defined as visible eye movements under the eye lids independent of facial or gross body movements, frequent small movements of head, face, and limbs, low voltage and fast desynchronized pattern on EEG, muscle atonia on EMG, and rapid and irregular heart and respiratory rates. Periods of sleep not meeting these criteria were classified as indeterminate sleep, and periods with open eyes, body movements and vocalization were classified as awake. When the head was covered, eye movements were interpreted on the basis of EOG. Only technically unblemished data were used for the analyses of physiologic responses, ie, if arousals or artefact time exceeded 15 seconds the sequence was excluded from the analysis as were intervals of sleep in which the heart rate from the ECG tracing differed with more than an average of 3 beats/min from the pulse rate recorded by the pulse oximeter. Behavior was charted separately, but plotted along with the polysomnography.Of the 33 infants enrolled in the study 30 were successfully tested in both the prone and supine sleeping positions at 21/2 months. At 5 months, 26 infants were tested; 22 in both positions, one only in the prone, and 3 only in the supine position. One infant was excluded at 21/2 months attributable to maternal illness, and one at 5 months attributable to possible seizures. Three infants were excluded from the analysis attributable to technical problems with the CO2 gas analyzer (one infant at 21/2 and two infants at 5 months). The others were not tested because they were withdrawn from the study by the parents (two infants at 5 months) or because they woke up immediately when the head was covered in either or both sleeping positions (one infant at 21/2 and six at 5 months).
Table 1.
Characteristics of the Infants Tested at 21/2 and 5 Months of
Age
CO2 Accumulation
The CO2 concentration close to the infants' face never exceeded .1% before the head was covered or after removal of the duvet. There was a significant CO2 accumulation around the face under the duvet at 21/2 and 5 months of age, and although there was a considerable overlap between body positions, the maximum median CO2 concentration was significantly higher in the prone than in the supine position at both ages (Fig 1). The time to attain maximum CO2 concentration did not differ significantly for the prone and supine positions at 21/2 (12.5 min ± 12.6 min vs 12.6 min ± 16.0 min; P = 1.0) and 5 months (9.0 min ± 10.9 min vs 6.9 min ± 7.1 min; P = .3). There was no significant difference in median CO2 concentration in either position with increasing age. At 21/2 months, the highest CO2 concentration was recorded during non-REM sleep in the majority of prone (87%) and supine infants (60%). At 5 months there were no significant differences according to sleep state (76%, both positions).
Fig. 1. Maximum CO2 concentrations registered during prone and supine sleep while the head was covered. Individual, median, and 25th and 75th quartiles are plotted.
[View Larger Version of this Image (12K GIF file)]
Sleep Behavior
Indeterminate sleep represented less than 2% of total sleep under the duvet, and was excluded from the analysis. The mean time tolerated under the duvet varied from 19 to 33 minutes depending on age and body position (range, 68 seconds to 60 min). For both positions and for either or both non-REM or REM sleep, covering the head at 21/2 months resulted in more frequent body movements, significantly shorter duration of apneas after sighs, and fewer apneas (3 to 10 seconds) (Table 2). In the supine position covering was also associated with more frequent short arousals and isolated sighs, and fewer sighs with apneas, and episodes of periodic breathing (Table 2). At 21/2 months covering the head did not cause changes in number of short arousals or apneas during non-REM sleep, or in number of body movements or apneas exceeding 10 seconds during REM sleep. Comparing prone and supine while covered at 21/2 months, the infants spent relatively more time in REM sleep (P = .04), and had later arousals (P = .05) and change of sleep state (P = .001) when prone. For both positions at 5 months covering resulted in fewer apneas (3 to 10 seconds) and shorter duration of apneas after sighs (Table 2). Sleep behavior did not differ with position after covering at 5 months.|
Table 2. Comparison of Sleep Behavior Before and After Covering the Head With the Duvet During Prone and Supine Sleep |
Physiologic Responses
Covering the head was associated with significant increases in heart and respiratory rates, and peripheral skin temperature in both body positions and at both ages except for heart rate at 5 months when sleeping supine (Table 3). There was a minor, but significant increase in transcutaneous PCO2 after covering during prone sleep at both ages, and transcutaneous PO2 was higher after covering in both positions at 21/2 months (Table 3). Comparing prone and supine sleep when the head was covered, prone was associated with a higher mean heart rate at both ages, and a higher mean peripheral skin temperature and transcutaneous PO2 at 21/2 months, but there were no significant differences in transcutaneous PCO2 or oxygen saturation (Table 3). With increasing age, heart and respiratory rates decreased significantly for both positions before and after covering, and peripheral skin temperature was significantly lower during prone sleep after covering at 5 months. There were no differences with age for other parameters. The skin on the trunk and face of all but four infants was warm upon touch when the cover was removed from the head. In one half
and relatively more pronounced the
longer the head was covered with the duvet
the skin was wet with
additional flushing of the face whereas the limbs felt cool. Four
infants were generally wet and cool, and eight were pale instead of
flushed. These findings did not differ with position or age.
|
Table 3. Physiological Parameters Before and After Covering the Head With the Duvet |
In the present study covering the head with bedding resulted in accumulation of CO2 around the face, significantly less apneas, and shorter duration of apneas after sighs, higher heart and respiratory rates, and higher peripheral skin temperature at 21/2 and 5 months of age. At 21/2 months the infants also had more frequent body movements after being covered. While covered, the prone position was associated with higher CO2 levels close to the face, higher heart rates, peripheral skin temperatures, and slightly higher transcutaneous PCO2 than the supine position, and the infants were less able to remove the cover when prone.
Received for publication Sep 11, 1996; accepted Feb 11, 1997.
Reprint requests to (B.T.S.) Department of Pediatrics, University of Bergen, N-5021 Bergen, Norway.
This research was supported by the Norwegian Research Council for Science and the Humanities, the Norwegian SIDS Society, and the local SIDS society.
SIDS, sudden infant death syndrome. CO2, carbon dioxide. ALTE, apparent life-threatening event. REM, rapid eye movement. EEG, electroencephalogram. EOG, electrooculogram. EMG, electromyogram. ECG, electrocardiogram. PO2, partial pressure of oxygen. PCO2, partial pressure of carbon dioxide. O2, oxygen.
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Pediatrics (ISSN 0031 4005). Copyright ©1997 by the American Academy of Pediatrics
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